White v. State of Alabama
Opinions
TJOFLAT, Chief Judge:
The members of Alabama’s appellate courts — the Supreme Court, the Court of Criminal Appeals, and the Court of Civil Appeals1 — are elected to office in at-large partisan elections.2 In this case, Hoover White, a black voter and representative of a class of all black voters in Alabama,3 contends that this at-large election scheme dilutes the voting strength of black voters in Alabama in violation of section 2 of the Voting Rights Act because it affords black voters, on account of their race, “less opportunity [than white voters] ... to participate in the political process and to elect representatives of their choice.” Voting Rights Act of 1965, Pub.L. No. 89-110, § 2(b), 79 Stat. 437, 42 U.S.C. § 1973(b) (1988). White also contends that the challenged at-large election scheme denies Alabama’s black voters the equal protection of the laws guaranteed them by the Fourteenth Amendment. He seeks injunctive relief sufficient to remedy these deficiencies in the method of electing Alabama’s appellate judges. Finally, White claims that the legislature’s alteration of the structure and composition of Alabama’s appellate courts, in 1969 and on two subsequent occasions, has not been precleared under section 5 of the Voting Rights Act. He seeks an order declaring the legislature’s actions inoperative. See 42 U.S.C. § 1973c (1988).4
Shortly after White commenced this action, his attorneys and the Attorney General of Alabama entered into settlement negotiations; these negotiations led to an agreement which the United States Department of Justice precleared. The district court, over the [1061] objection of the appellants, who had intervened in the ease, approved the agreement and made it part of the final judgment now before us. White v. State of Alabama, 867 F.Supp. 1519 (M.D.Ala.1994). That judgment, if implemented, will restructure the Supreme Court of Alabama and the two courts of appeals by increasing the size of those courts and creating a selection process that will ensure that the black voters of Alabama have at least two “representatives of their choice” on each court.
The appellants, a black voter and a judge on the Court of Criminal Appeals, contend that in fashioning such relief the district court exceeded its authority under section 2 of the Voting Rights Act,5 and that the court’s entry of the judgment therefore constituted an abuse of discretion. We agree, and therefore vacate the district court’s judgment and remand the case for further proceedings.
This opinion is organized as follows. Part I describes the history and current structure of Alabama’s appellate courts and traces the history of this litigation. Part II demonstrates how the relief provided by the court’s judgment is foreclosed by section 2 of the Voting Rights Act. Part III addresses a district court’s power to increase the size of an elected governmental body — here, Alabama’s three appellate courts — in an effort to remedy racial vote dilution. Finally, part IV addresses, and rejects, the argument advanced by White and the United States, as amicus curiae, that, notwithstanding the limitations discussed in parts II and III, the remedy provided by the district court’s judgment is permissible because the judgment is a “consent decree.”
I.
A.
Prior to 1969, Alabama’s appellate courts consisted of a seven-justice Supreme Court and a three-judge intermediate appellate court called the Court of Appeals. The members of these courts were chosen for staggered six-year terms in at-large partisan elections. Vacancies occurring prior to the end of a term were filled by appointment by the Governor;6 these appointees then stood for election in Alabama’s next general election held after the appointee had served one year in office.
In 1969, the Alabama legislature added two seats to the Supreme Court. Act No. 602, § 1, 1969 Ala.Acts 1087 (codified at Ala. Code § 12-2-1 (1995)). The legislature also divided the Court of Appeals into the Court of Criminal Appeals and the Court of Civil Appeals, each with three judges. Act No. 987, § 1, 1969 Ala.Acts 1744. In 1971, the legislature added two judges to the Court of Criminal Appeals, Act No. 75, § 1, 1971 Ala. Acts 4288, and in 1993, it added two seats to the Court of Civil Appeals, Act No. 93-346, §§ 1, 4, 1993 Ala. Acts 536, 537. See Ala. Code § 12-3-1 (1995). The elections for appellate judges have continued to be partisan and held at large, and the Governor has continued to fill mid-term vacancies.
B.
On January 27, 1994, Hoover White, on behalf of himself and the black voters of Alabama, brought this suit against the State of Alabama and its Secretary of State. He alleged that the State had not obtained pre-clearance, as required by section 5 of the Voting Rights Act, of any of the legislative enactments described above.7 White asked [1062] for a declaration that these enactments were void ah initio and for appropriate injunctive relief. A three-judge court was promptly convened to consider White’s section 5 claims.8 See 42 U.S.C. § 1973c; 28 U.S.C. § 2284.
White also alleged that the at-large system for electing the members of Alabama’s appellate courts denies Alabama’s black voters, on account of their race, the same opportunity as that given to white voters to participate in the election of those members. He asked the court (1) to declare the at-large election scheme illegal under both section 2 of the Voting Rights Act and the Equal Protection Clause of the Fourteenth Amendment, and (2) to fashion an appropriate remedy to cure these violations.
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TJOFLAT, Chief Judge:
The members of Alabama’s appellate courts — the Supreme Court, the Court of Criminal Appeals, and the Court of Civil Appeals1 — are elected to office in at-large partisan elections.2 In this case, Hoover White, a black voter and representative of a class of all black voters in Alabama,3 contends that this at-large election scheme dilutes the voting strength of black voters in Alabama in violation of section 2 of the Voting Rights Act because it affords black voters, on account of their race, “less opportunity [than white voters] ... to participate in the political process and to elect representatives of their choice.” Voting Rights Act of 1965, Pub.L. No. 89-110, § 2(b), 79 Stat. 437, 42 U.S.C. § 1973(b) (1988). White also contends that the challenged at-large election scheme denies Alabama’s black voters the equal protection of the laws guaranteed them by the Fourteenth Amendment. He seeks injunctive relief sufficient to remedy these deficiencies in the method of electing Alabama’s appellate judges. Finally, White claims that the legislature’s alteration of the structure and composition of Alabama’s appellate courts, in 1969 and on two subsequent occasions, has not been precleared under section 5 of the Voting Rights Act. He seeks an order declaring the legislature’s actions inoperative. See 42 U.S.C. § 1973c (1988).4
Shortly after White commenced this action, his attorneys and the Attorney General of Alabama entered into settlement negotiations; these negotiations led to an agreement which the United States Department of Justice precleared. The district court, over the [1061] objection of the appellants, who had intervened in the ease, approved the agreement and made it part of the final judgment now before us. White v. State of Alabama, 867 F.Supp. 1519 (M.D.Ala.1994). That judgment, if implemented, will restructure the Supreme Court of Alabama and the two courts of appeals by increasing the size of those courts and creating a selection process that will ensure that the black voters of Alabama have at least two “representatives of their choice” on each court.
The appellants, a black voter and a judge on the Court of Criminal Appeals, contend that in fashioning such relief the district court exceeded its authority under section 2 of the Voting Rights Act,5 and that the court’s entry of the judgment therefore constituted an abuse of discretion. We agree, and therefore vacate the district court’s judgment and remand the case for further proceedings.
This opinion is organized as follows. Part I describes the history and current structure of Alabama’s appellate courts and traces the history of this litigation. Part II demonstrates how the relief provided by the court’s judgment is foreclosed by section 2 of the Voting Rights Act. Part III addresses a district court’s power to increase the size of an elected governmental body — here, Alabama’s three appellate courts — in an effort to remedy racial vote dilution. Finally, part IV addresses, and rejects, the argument advanced by White and the United States, as amicus curiae, that, notwithstanding the limitations discussed in parts II and III, the remedy provided by the district court’s judgment is permissible because the judgment is a “consent decree.”
I.
A.
Prior to 1969, Alabama’s appellate courts consisted of a seven-justice Supreme Court and a three-judge intermediate appellate court called the Court of Appeals. The members of these courts were chosen for staggered six-year terms in at-large partisan elections. Vacancies occurring prior to the end of a term were filled by appointment by the Governor;6 these appointees then stood for election in Alabama’s next general election held after the appointee had served one year in office.
In 1969, the Alabama legislature added two seats to the Supreme Court. Act No. 602, § 1, 1969 Ala.Acts 1087 (codified at Ala. Code § 12-2-1 (1995)). The legislature also divided the Court of Appeals into the Court of Criminal Appeals and the Court of Civil Appeals, each with three judges. Act No. 987, § 1, 1969 Ala.Acts 1744. In 1971, the legislature added two judges to the Court of Criminal Appeals, Act No. 75, § 1, 1971 Ala. Acts 4288, and in 1993, it added two seats to the Court of Civil Appeals, Act No. 93-346, §§ 1, 4, 1993 Ala. Acts 536, 537. See Ala. Code § 12-3-1 (1995). The elections for appellate judges have continued to be partisan and held at large, and the Governor has continued to fill mid-term vacancies.
B.
On January 27, 1994, Hoover White, on behalf of himself and the black voters of Alabama, brought this suit against the State of Alabama and its Secretary of State. He alleged that the State had not obtained pre-clearance, as required by section 5 of the Voting Rights Act, of any of the legislative enactments described above.7 White asked [1062] for a declaration that these enactments were void ah initio and for appropriate injunctive relief. A three-judge court was promptly convened to consider White’s section 5 claims.8 See 42 U.S.C. § 1973c; 28 U.S.C. § 2284.
White also alleged that the at-large system for electing the members of Alabama’s appellate courts denies Alabama’s black voters, on account of their race, the same opportunity as that given to white voters to participate in the election of those members. He asked the court (1) to declare the at-large election scheme illegal under both section 2 of the Voting Rights Act and the Equal Protection Clause of the Fourteenth Amendment, and (2) to fashion an appropriate remedy to cure these violations.
Within days after White filed his complaint, and before the defendants were required to file their answer, White’s attorneys and the Attorney General of Alabama, Jimmy Evans, agreed to settle the case.9 As they were negotiating the terms of the settlement, Ralph Bradford, a black voter, moved the court on February 2, 1994, for leave to intervene in the case as a plaintiff representing the black voters of Alabama. In the complaint attached to his motion, Bradford alleged that the at-large system for electing the state’s appellate judges dilutes the votes of black electors and, pursuant to Thornburg v. Gingles, 478 U.S. 30, 106 S.Ct. 2752, 92 L.Ed.2d 25 (1986), he sought an injunction requiring that the judges instead be elected from single-member districts. Six days later, Judge Mark Montiel, a member of the Court of Criminal Appeals,10 sought to intervene as a defendant representing a class of all Republican voters, and a subclass of white Republicans.11 Montiel alleged that the at-large system dilutes the votes of Republican electors in violation of the Equal Protection Clause; like Bradford, he sought the creation of single-member districts.12
On February 15, 1994, with these motions pending and without the benefit of the State’s response to the complaint, the district court held a status conference. The conference was held off the record, and the docket sheet does not indicate who attended the conference or what transpired. What the record does reveal is that the next day the district court entered an order inviting the United States Department of Justice to participate in the proceedings as amicus curiae.
On February 22, the State and the Secretary of State answered White’s complaint. The answer denied that the legislative acts dividing the Court of Appeals and increasing the size of the three appellate courts had not been precleared under section 5.13 The answer also denied that the at-large election scheme violates section 2 and that the scheme denies Alabama’s black voters the equal protection of the laws.
Two days later, the Attorney General and White, proceeding pursuant to Federal Rule [1063] of Civil Procedure 68, filed an “offer and notice of acceptance of judgment” which stated that the case had settled.14 In this pleading, they asked the court to give “preliminary approval ... to the [proposed] judgment, and ... to set a time, date, and method of notice to class members for the purpose of facilitating a Rule 23(e) fairness hearing.” Finally, they requested that, “[following the Rule 23 fairness hearing[,] ... the court give final approval to the judgment, and requested] the Clerk to forthwith enter said judgment in accordance with Rule 68....”15
C.
The agreement that White and the Attorney General submitted under Rule 68 would, if implemented, permit the State to retain its at-large system of electing appellate judges. To remedy the racial vote dilution that this system presumably causes, however, the agreement would provide a mechanism to ensure that those courts would have black membership approximately proportionate to the percentage of blacks in the Alabama voting population. The agreement, therefore, would create both a quota system and proportional representation.16
For this mechanism to function at the courts of appeals level, the State (presumably the legislature) would first create two additional judgeships on each of those courts. A “judicial nominating commission” would then propose a slate of three candidates for each of these judgeships; all of the candidates would be black — from plaintiff White’s class. The Governor would fill the position by appointment from the slate; if the Governor “fail[ed] or refus[ed], within the allotted time,” to do so, the Chief Justice of the Alabama Supreme Court would make the appointment.17 First Proposed Judgment ¶ 4(a)(iv). The appointee would then serve a full six-year term following which he or she would stand for election. Thereafter, if at any time there were fewer than two black judges on either court, any vacancy on the court would be filled through the foregoing nomination and appointment process, and the appointee would stand for election after one year.
The nominating commission would be composed of five members. Two members would be chosen “by and from” the White class (by its attorneys), one by and from the Alabama State Bar (an organization consisting of all lawyers licensed to practice in Alabama), one by and from the Alabama Lawyers Association (a traditionally black organization), and one by the other four acting together. In the event of a deadlock, the fifth position would be filled by and from the Alabama Black Legislative Caucus. Thus, presumably three, and possibly all five, of the commissioners would be black.
[1064] The same nomination and appointment process would ensure the presence of at least two black justices on the Supreme Court.18 If by 1995 there were fewer than two black justices on the court, any vacancy on the court would be filled through the process described above until two of the court’s members were black. The appointee would stand for election in Alabama’s next general election. In 1996, if there were still fewer than two black justices, the State would determine whether every incumbent justice whose seat was up for reeleetion in 1996 qualified for election under Alabama law. If a justice did not so qualify, his or her seat would become a “remedial” seat and would be filled through the nominating process, with the appointee serving a full six-year term. In 1998 and 2000, if fewer than two justices were black, the legislature would create an additional seat on the Supreme Court; the seat would then be filled by gubernatorial appointment from a slate of three black candidates presented by the nominating commission. The appointee would serve a full six-year term and then stand for election.19
Because this appointment mechanism could lead to a Supreme Court of eleven justices and the parties desired a court of nine, the agreement provided “that if the number of associate justices is increased [beyond nine], a seat on the supreme court would be abolished if it was vacated by a white justice.” White, 867 F.Supp. at 1561.20 The parties’ proposal, and thus the district court’s jurisdiction over the ease, “was of unlimited duration.” Id. at 1532.
On March 4, 1994, while the settlement proposal was pending before the court for preliminary approval, the court granted Bradford’s motion for leave to intervene as a plaintiff. The court did not, however, pass on Bradford’s request that he be certified to represent a class of black voters. In fact, the court never acted on that request. Also on March 4, Christopher Boehm, a white voter, moved for leave to intervene as a “defendant supporting the current system of at-large elections.” Id. at 1530. Boehm sought certification of a class of Alabama electors who are not black. The court granted Boehm’s motion on May 24.
D.
On April 5, the district court held a third off-the-record status conference.21 Again, the docket sheet does not indicate who attended the meeting or what transpired. Apparently as a result of this conference, White and the Attorney General modified their earlier settlement proposal and, on April 15, submitted the modification to the court in a second Rule 68 filing. The modification purportedly eliminated the quota system originally proposed. Specifically, the new agreement eliminated the requirement that the slates presented by the nominating commission to the Governor contain only blacks. The commission’s composition, however, would remain predominantly black.
In addition, the new agreement retained the proportional representation feature of [1065] the original proposal.22 That is, the parties intended that two seats on the Supreme Court and the courts of appeals would be occupied by representatives of Alabama’s black voters.
Under the new arrangement, the district court would retain jurisdiction for twenty-four years.23 However, “if the court [found] that any part of the judgment ha[d] not been met it [could], in its discretion, extend any portion of the judgment it deem[ed] appropriate.” Id. at 1571; Final Judgment ¶ 11.24
Prior to this second Rule 68 submission, the United States Department of Justice, exercising its authority under section 5 of the Voting Rights Act, precleared the challenged legislative enactments and the changes the modified settlement agreement would make to Alabama’s appellate court structure, contingent on the district court’s approval and implementation of that agreement. Armed with this conditional approval, White and the Attorney General, on April 15, 1994, jointly moved the three-judge court presiding over the section 5 claims to stay further proceedings with respect to those claims so that the district court could review their settlement proposal. The three-judge court granted their motion that day.25
On May 3, 1994, the district court held its fourth status conference. Again, the conference was held off the record, and the docket sheet does not indicate who attended it or what transpired. On May 17, the court conditionally approved the modified settlement agreement, and scheduled a fairness hearing for July 29, 1994. Also on May 17, the district court, having previously denied Judge Montiel leave to intervene as a party defendant representing Republican voters, see supra note 12, granted Montiel leave to intervene as a plaintiff and to file a complaint on behalf of those voters. In his complaint, Montiel claimed that the at-large scheme of electing Alabama’s appellate judges denied Republican voters the equal protection of the laws; as a remedy, he sought replacement of the at-large scheme with single-member districts.
Montiel also objected to the modified settlement agreement. First, he claimed that the Voting Rights Act foreclosed as a remedy for vote dilution the nominating commission appointment process White and the Attorney General were advocating. Alternatively, he contended that the proposed appointment process would create an unconstitutional racial quota system for the selection of Alabama’s appellate judges. Finally, he asserted that the Attorney General had agreed to this arrangement for the express purpose of perpetuating in office — on the Supreme Court and the courts of appeals — members of the Democratic Party and effectively disenfranchising Alabama’s Republican voters.26 If the court rejected the proposed settlement [1066] and ordered instead that Alabama’s appellate judges be elected from single-member districts — the traditional vote dilution remedy— Republican voters would have a meaningful opportunity to elect members of their party to office.
E.
On July 29, 1994, the “fairness hearing” was held as scheduled.27 At the hearing, the court entertained objections from intervenors Bradford and Montiel, and from three non-party objectors,28 that a final judgment incorporating the settlement would be unlawful on several grounds. The objectors asserted that the judgment would (1) provide a remedy not authorized by the Voting Rights Act; (2) violate the Equal Protection Clause by setting aside race-based seats on Alabama’s appellate courts; (3) violate the Alabama Constitution by providing for the appointment, rather than election, of judicial officers for six-year terms; and (4) disenfranchise all Alabama voters by effectively removing some judicial elections from the ballot box.
These objectors also contended that the Attorney General, a member of the executive branch of the state government, lacked the authority to compel the legislative branch of that government to increase the size of Alabama’s appellate courts as the proposed settlement would require. Under Alabama’s constitution, see supra note 1, and its separation of powers doctrine,29 the determination of the size of the state’s appellate courts is the legislature’s prerogative. The objectors also contended that the Attorney General lacked the authority to remove the selection of an appellate judge from the ballot box. That authority resides in the people of Alabama; it is exercised through constitutional amendment. Thus, according to the objectors, the Attorney General, in purporting to bind the legislature and the people of Alabama to the changes the settlement would effect, plainly exceeded his authority.
At the end of the hearing, the district court took the foregoing objections under advisement. Also taken under advisement was a written objection filed by intervening defendant Boehm.30 Boehm’s concern was that, although the modified proposal had eliminated the requirement that only blacks be appointed through the nominating process, the composition of the commission was such that only blacks would be appointed.31
[1067] On August 31, 1994, the court decided to entertain the plaintiffs’ evidence of racial vote dilution and scheduled a hearing thereon for September 2. At that hearing, the court heard the testimony of two expert witnesses who had been employed by White to study voting patterns in prior statewide elections in Alabama. These experts concluded that the voting patterns demonstrated that the state’s white voters and black voters tended to vote in racial blocs; thus, white voters were usually able to preclude black voters from electing their candidates of choice. The experts stated that this situation could be remedied by having the nine justices of the Supreme Court and the five judges of the respective courts of appeals elected from single-member districts. According to one of the experts, Jerry Wilson, the districts could be drawn so that black voters would comprise a majority in two Supreme Court districts and in one district for each court of appeals. At the conclusion of the hearing, the court took the case under submission.
On September 14, the district court held yet another off-the-record status conference. The docket sheet does not reveal who attended the conference or what transpired there. The next day, White and the Attorney General filed a “Joint Notice of Filing of Revised Final Judgment.” This document revised the modified proposal considered at the fairness hearing in two substantive respects.
First, the revision made it possible for the nominating commission to have more than nominal white membership. Although it retained the requirement that two members of the commission be blacks, selected by White’s lawyers, and that a third member be selected by the traditionally black Alabama Lawyers Association, the revision permitted that association to appoint from outside its membership and thus, perhaps, place a non-black person on the commission. Similarly, in the event of a deadlock in choosing the fifth member of the commission, the Alabama Black Legislative Caucus could also appoint a non-black to the commission.32
Second, the revision eliminated the authority of the Chief Justice of the Alabama Supreme Court to make an appointment from the nominating commission’s slate if the Governor failed or refused to do so.
White and the Attorney General served their joint notice on all of the other parties in the case: Bradford, Montiel, and Boehm. Although the proposed revisions to the judgment would substantively change the judicial appointment process, the court invited no response from these other parties. The court did hold another status conference on October 4 — this time on the record — but neither these revisions nor any other substantive provisions of the proposed final judgment were discussed.33
F.
On October 6, 1994, the district court issued its “Memorandum Opinion and Order” and entered the final judgment White and the Attorney General had proposed following the September 14 status conference. White v. State of Alabama, 867 F.Supp. 1519 (M.D.Ala.1994). The court rejected the arguments in opposition to the settlement agreement presented at the July 29 fairness hearing. Specifically, the court rejected the notion that the remedy provided by the judgment could not be sanctioned under the Voting Rights Act and that the remedy effectively prescribed a quota system that could not be squared with the Equal Protection Clause. Turning to the argument that the Attorney [1068] General had exceeded his authority by agreeing to the proposed settlement, the court held that because the Attorney General has broad authority to conduct litigation for the State, he had the authority to enter into the agreement at issue. Additionally, the court observed that, if necessary to remedy a case of vote dilution, the court would itself have the authority to impose the sort of remedy that White and the Attorney General had proposed.
After disposing of these objections, the court addressed the question of whether, in the face of the State’s denial of liability, the plaintiffs had made out a prima facie case under the Voting Rights Act. Citing Alabama’s history of discrimination against blacks and the opinion of the two election experts, the court found “a strong basis in evidence” for a ease of vote dilution under section 2 of the Act sufficient to justify its approval of the proposed settlement agreement. White, 867 F.Supp. at 1554, 1554-57. Given this conclusion, the court apparently deemed it unnecessary to reach White’s claim under the Equal Protection Clause.
The same day it entered a final judgment incorporating the settlement agreement White and the Attorney General had reached, the court granted the State summary judgment on Montiel’s equal protection claims. White v. State of Alabama, 867 F.Supp. 1571 (M.D.Ala.1994). Montiel appeals that ruling in No. 94-7081. We dispose of part of his appeal in the margin.34 We consider the remaining part of Montiel’s appeal in No. 94-7024, which Montiel and Bradford are prosecuting jointly.35 We resolve their appeal in the discussion that follows.
II.
The first question we address is whether section 2 of the Voting Rights Act forecloses the remedy provided in the district court’s judgment. In the context of this case, the question becomes whether the Act precludes the district court from removing judicial selection from the ballot box, and whether the Act precludes proportional representation. We consider these issues in turn.
A.
Section 2 of the Act applies to state judicial elections. Chisom v. Roemer, 501 U.S. 380, 404, 111 S.Ct. 2354, 2368, 115 L.Ed.2d 348 (1991). Here we are concerned with whether the relief provided by the district court’s judgment is within the scope of section 2. See United States v. Dallas County Comm’n, 850 F.2d 1433, 1437-38 (11th Cir.1988), cert. denied, 490 U.S. 1030, 109 S.Ct. 1768, 104 L.Ed.2d 203 (1989).
Section 2 provides:
(a) No voting qualification or prerequisite to voting or standard, practice, or procedure shall be imposed or applied by any State or political subdivision in a manner which results in a denial or abridgement of [1069] the right of any citizen of the United States to vote on account of race or col- or....
(b) A violation of subsection (a) of this section is established if, based on the totality of circumstances, it is shown that the political processes leading to nomination or election in the State or political subdivision are not equally open to participation by members of a class of citizens protected by subsection (a) of this section in that its members have less opportunity than other members of the electorate to participate in the political process and to elect representatives of their choice. The extent to which members of a protected class have been elected to office in the State or political subdivision is one circumstance which may be considered: Provided, That nothing in this section establishes a right to have members of a protected class elected in numbers equal to their proportion in the population.
42 U.S.C. § 1973 (emphasis added).
Congress enacted section 2 to give those who had been disenfranchised on account of their race the opportunity to participate in the political process. The Act is designed to redress past discrimination that inhibited the ability of minorities to express their preference for certain candidates through the electoral process, i.e., at the ballot box.36 Sections 4 and 5 of the Act prohibit the use of tests or devices, and the alteration of voting qualifications or procedures, in a manner that deprives citizens of their right to vote. See 42 U.S.C. §§ 1978b, 1973c. Section 2 proscribes practices that, while permitting a mechanical exercise of the right to vote, dilute the votes of a racial minority (through gerrymandering or other tactics) and thus render its votes meaningless. See Shaw v. Reno, 509 U.S. 630, -, 113 S.Ct. 2816, 2823, 125 L.Ed.2d 511 (1993). In essence, the Act empowers minorities by providing them meaningful access to the ballot box.
The nexus between section 2 and the act of voting is further evidenced when one considers the source of authority for section 2. Section 2 was enacted to enforce the Fifteenth Amendment’s prohibition against denying a citizen the right to vote “on account of race.”37 U.S. Const. amend. XV; NAACP v. New York, 413 U.S. 345, 350, 93 S.Ct. 2591, 2595, 37 L.Ed.2d 648 (1973); Allen v. State Bd. of Elections, 393 U.S. 544, 556, 89 S.Ct. 817, 826, 22 L.Ed.2d 1 (1969) (“The Act was drafted to make the guarantees of the Fifteenth Amendment finally a reality for all citizens.”).38
A judicial remedy fashioned under section 2 must therefore enhance the ability of the plaintiffs to elect their candidates of choice. Any remedy that has the effect of [1070] eliminating this essential element of choice is invalid, for it contravenes the spirit and purpose of the Act. A remedy such as the one fashioned in this case, calling for the appointment of judges to posts which, under state law, are to be filled by election, effectively nullifies voting power and contravenes the stated objectives of section 2.
In short, the district court has employed the Voting Rights Act to usurp voting power from the very minority which, under the Act, is entitled to wield it. Such a practice can hardly be condoned. We have repeatedly insisted that the Act guarantees the right to elect representatives. See, e.g., Southern Christian Leadership Conference v. Sessions, 56 F.3d 1281, 1296 n.25 (11th Cir.1995) (en banc), cert. denied, — U.S. -, 116 S.Ct. 704, 133 L.Ed.2d 660 (1996). The will of the people is expressed through elections, not by commissions created to divine their preferences for them. We “find[ ] a certain irony in using the Voting Rights Act to deny citizens the right to select public officials of their choice.”39 Brooks v. State Bd. of Elections, 848 F.Supp. 1548, 1568, remanded and appeal dismissed as moot, 59 F.3d 1114 (11th Cir.1995) (emphasis added).
The district court seeks to justify this denial by presuming that the nominating commission will “serve as a proxy for black voters” in choosing the slate presented to the Governor for appointment to the appellate bench. White, 867 F.Supp. at 1561. We are not persuaded. How the nominating commission is to be informed of the views of Alabama’s black voters is nowhere explained. The best the court could say is that the commission is “composed in a manner to attempt to reflect the interests of most African-American Alabamians.” Id. at 1526.
The nominating commission created by the district court’s judgment resembles, but only superficially, the nominating commissions many states employ under the so-called “Missouri Plan” as a means of ensuring that judicial appointments are made on merit as opposed to sheer political expediency.40 Under a typical “Missouri Plan,” a state’s voters have a choice in the composition of the nominating commission because, in large part, those who appoint the commissioners are elected officials, such as the governor or the members of the legislature. Here, by way of contrast, Alabama’s voters will have essen[1071] tially no choice. Two members of the commission will be hand-picked by the plaintiffs lawyers from the class White represents; no commission members will be chosen by elected representatives. The commission will be overseen by a life-tenured federal district judge who retains the power to fashion “appropriate relief’ in the event the scheme fails to ensure the presence of at least two representatives of the plaintiff class on each of Alabama’s appellate benches. See supra note 23. The only actor in the court’s plan who is accountable to the voters is the Governor, and his hands will be tied by the court’s judgment.41 Dissatisfied voters, black or white, will have no recourse if the candidates the commission selects are unsatisfactory; thus, the commission will have a license to select its nominees with impunity.
Accordingly, we conclude that an appointment procedure such as the one the district court would implement in this case is a remedy foreclosed by the Voting Rights Act.42 The United States Department of Justice, appearing as amicus curiae, conceded this point in oral argument, but contended that because the district court’s final judgment is a “consent decree,” the fact that the remedy it provides is not authorized by the Voting Rights Act should not concern us. We address this argument, and reject it, in part IV, infra.
B.
The goal the White class seeks to achieve in this case is proportional representation on Alabama’s appellate courts.43 Both the original and modified settlement proposals presented to the district court make this quite clear. Section 2 of the Voting Rights Act states, however, that “nothing in this section establishes a right to have members of a protected class elected in numbers equal to their proportion in the population.” 42 U.S.C. § 1973(b); see Thornburg v. Gingles, 478 U.S. 30, 84, 106 S.Ct. 2752, 2784, 92 L.Ed.2d 25 (1986) (O’Connor, J., concurring). Notwithstanding this statutory caveat, the district court used the attainment of proportionality as a justification for entering the judgment at hand. The following paragraph from the court’s opinion illustrates this point:
[1072] [T]he court notes that blacks comprise approximately 25% of the population of Alabama and 28% of the voting age population. For the purposes of this inquiry, the court chooses the more conservative figure of 23% for the relevant pool. In affirmative action terms, this means that absent voting discrimination it would be expected that around 23% of judges would be minority-preferred candidates. The proposed settlement contemplates relief reaching two seats on each of the seven-member appeals courts or 28% of the seats and two seats on the nine-member supreme court or 22% of the seats. The court finds that the number of judgeships reached by the proposed settlement as a percentage of the seats on each appellate court is comparable to the black percentage of the voting age population in Alabama.
White, 867 F.Supp. at 1562. This statement speaks for itself — in approving the settlement, the district court ignored Congress’s admonition that the Voting Rights Act is not to be used as a vehicle to establish proportional representation.
III.
Putting aside the question whether the district court’s remedy is cognizable under section 2, we conclude that the district court, in fashioning its remedy, lacked the authority to require Alabama to increase the size of its appellate courts. We base our conclusion that the court lacked such power on Nipper v. Smith, where we said that “federal courts may not mandate as a section 2 remedy that a state or political subdivision alter the size of its elected bodies.” Nipper v. Smith, 39 F.3d 1494, 1532 (11th Cir.1994) (en banc), (cert. denied), — U.S. -, 115 S.Ct. 1795, 131 L.Ed.2d 723 (1995).44
We also draw, as we did in Nipper, on the Supreme Court’s decision in Holder v. Hall, — U.S. -, 114 S.Ct. 2581, 129 L.Ed.2d 687 (1994). In Holder, black plaintiffs proposed as a remedy for racial vote dilution that the court increase the membership of a county commission from one person to six, a chairman to be elected at large and five members to be elected from single-member districts. According to the plaintiffs, the black voting population was sufficiently cohesive and compact to constitute a majority in one of the suggested single-member districts.
The Supreme Court rejected the plaintiffs’ proposal. The Court held that the plaintiffs had no ease under section 2 because there was no objectively reasonable “benchmark” with which to compare the existing scheme in order to determine whether racial vote dilution was actually taking place. “In order for an electoral system to dilute a minority group’s voting power, there must be an alternative system that would provide greater electoral opportunity to minority voters.” Id. at -, 114 S.Ct. at 2589 (O’Connor, J., concurring). When comparing the sizes of elected bodies, there are many possible alternatives, but no “principled reason why one size should be picked over another as the benchmark for comparison.” Id. at -, 114 S.Ct. at 2586 (plurality opinion) (emphasis added). It is not the absence of a benchmark that is the problem when evaluating the size of an elected body; the difficulty is that a court cannot reasonably choose one benchmark over another.45
This difficulty is presented also by this case. The district court constructed a benchmark by using proportional representation. As noted in part II.B., supra, the court observed that blacks comprise 23% of the voting age population in Alabama; accordingly, 23% of the judges should be minority-preferred candidates. White, 867 F.Supp. at 1562. Having drawn this conclusion, the court asked, in effect: How large must the Supreme Court and the courts of appeals be to ensure that minority-preferred candidates occupy that percentage of the courts’ seats? [1073] The answer is a Supreme Court with nine, ten, or eleven seats and courts of appeals with seven seats each.
The problem with these benchmarks is that they are not principled. Rather, they are based on proportional representation, which, under the Voting Rights Act, is impermissible. See supra part II.B. Once these benchmarks are eliminated, one must engage in sheer speculation to arrive at an appropriate benchmark, or size, for each court. With respect to the courts of appeals, for example, one might argue that six judges would suffice; another might opt for seven or eight.46 Holder precludes this sort of speculation.
IV.
As our discussion in parts II and III makes clear, the remedy the district court prescribed in this case is foreclosed by the Voting Rights Act and by precedent. The Department of Justice concedes this point,47 but contends, as does White, that the district court’s final judgment is a “consent decree,” and that, as such, the judgment could provide relief beyond that authorized by the Act. We are not persuaded.
A.
First, the district court’s final judgment is not a consent decree. It is a final judgment, because it disposes of all of the claims and defenses of all of the parties in the case. See 28 U.S.C. § 1291; Andrews v. United States, 373 U.S. 334, 83 S.Ct. 1236, 10 L.Ed.2d 383 (1963). But it is not a final consent decree, because not all of the parties consented to its entry. White, the Attorney General, the Department of Justice, and the district court refer to the final judgment as a “consent decree.”48 That, however, does not make it one.
Here, the court entered a final judgment that rejected the relief sought by some parties, Bradford and Montiel,49 and incorporated the relief proposed jointly by other parties, White and the State. In this circuit, a decree that provides a remedy agreed to by some, but not all, of the parties cannot affect the rights of a dissenting party. United States v. City of Miami, 664 F.2d 435, 442 (5th Cir.1981) (en banc) (opinion of Rubin, [1074] J.).50 Here, Bradford and Montiel are non-consenting dissenting parties.51 Indeed, they vigorously objected to the remedy White and the Attorney General proposed because, among other things, it would deprive them of their right to vote for judicial officers.
B.
Assuming, for sake of argument, that the district court’s judgment is a consent decree, we address the question whether, for that reason, the court had the authority to provide a remedy not authorized by the Voting Rights Act. White and the Department of Justice cite only one ease in support of the proposition that a district court, in entering a consent decree, may provide relief beyond that authorized by Congress. See Local No. 93, International Ass’n of Firefighters v. City of Cleveland, 478 U.S. 501, 106 S.Ct. 8063, 92 L.Ed.2d 405 (1986). That case, however, is inapposite.
In Local No. 93, the plaintiffs, an association of black and Hispanic firefighters employed by Cleveland’s fire department, alleged that, in violation of Title VII of the Civil Rights Act of 1964, various city officials had discriminated against its members on the basis of race and national origin in hiring, assigning, and promoting firefighters. The city and the association entered into a settlement which, if approved by the court, would provide, among other things, prospective relief to unknown persons who had not suffered the alleged discrimination. The firefighters’ union intervened in the ease for the purpose of objecting to the settlement. It contended that Title VII barred the court from granting relief that benefitted individuals who were not actual victims of the discriminatory practices. See Civil Rights Act of 1964, Pub.L. No. 88-352, § 706(g)(2)(a), 78 Stat. 241, 261, 42 U.S.C. § 2000e-5(g)(2)(a) (1988 & Supp. V 1993).
The district court incorporated the settlement into a consent decree, and the union appealed. The Sixth Circuit affirmed, Vanguards of Cleveland v. City of Cleveland, 753 F.2d 479 (6th Cir.1985), and the Supreme Court granted certiorari, 474 U.S. 816, 106 S.Ct. 59, 88 L.Ed.2d 48 (1985), to answer the question: “whether § 706(g) of Title VII ... precludes the entry of a consent decree which provides relief that may benefit individuals who were not the actual victims of the defendant’s discriminatory practices.” Local No. 93, 478 U.S. at 504, 106 S.Ct. at 3066.
Drawing on the language of section 706(g) and Title VU’s legislative history, the Court concluded that the provision did not apply to the relief the district court granted. Id. at 515, 106 S.Ct. at 3071. Moreover, the relief appeared to be in keeping with Title VII’s remedial objectives and thus within statutory bounds. At the same time, the Court recognized that “the parties may [not] agree to take action that conflicts with or violates the statute upon which the complaint [is] based.” Id. at 526, 106 S.Ct. at 3077.52 In the context [1075] of the ease before it, the implementation of the agreement might deprive firefighters not before the court of their right not to be subjected to reverse racial discrimination in violation of Title VII or the Fourteenth Amendment. In the event of such violation, the fact that the decree had been affirmed would not render it “immune from attack.” Id.
In the case at hand, unlike in Local No. 93, the injury is immediate. The district court’s decree, if implemented, will directly injure parties now before the court by depriving them of their right to vote. Hence, there is no cause for this court to defer consideration of the question, which we reach in part II, supra, whether the decree’s remedy is foreclosed by the Voting Rights Act.53
V.
We dismiss the appeal in No. 94-7081. See supra note 34. In No. 94-7024, we vacate the district court’s judgment and remand the case to the three-judge court for further proceedings. We remand the case to the three-judge court, rather than the single-judge district court, because this ease is pending before the three-judge court. As indicated in part I.D. and note 25, supra, that court stayed further proceedings in the case solely to permit the district court, proceeding under section 2 of the Voting Rights Act, to entertain White’s and the Attorney General’s settlement agreement. Now that their agreement has been set aside and the State’s answer, which denies liability under both section 2 and section 5 of the Act (as well as the Equal Protection Clause), stands reinstated in full, see part I.B. and notes 14 and 15, supra. The case is in the posture it occupied when the three-judge court stayed its hand. Hence, given the State’s denial of liability, the first claim to be addressed — the claim before the three-judge court — is White’s section 5 claim: whether the legislative enactments cited in part I.A., supra, which increased the Supreme Court from seven to nine justices, divided the Court of Appeals into the courts of criminal and civil appeals, and then increased their respective sizes from three to five judges — are invalid for want of section 5 preelearance by the United States Department of Justice.54
SO ORDERED.
Footnotes
74 F.3d 1058 (White v. State of Alabama) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.