White v. Behlke

69 Pa. D. & C.4th 353, 2004 Pa. Dist. & Cnty. Dec. LEXIS 134
Pennsylvania Court of Common Pleas, Lackawanna County·Decided November 23, 2004·No. no. 03 CV 2663·Published·Cited by 1 cases

Opinion

NEALON, J.,

— The parties’ submissions in this malpractice action concern the appropriate procedure for seeking the dismissal of a professional negligence claim for failure to file a timely certificate of merit pursuant to Pa.R.C.P. 1042.3. For the reasons set forth below, a corporate liability claim against a hospital must be supported by an independent certificate of merit under Rule 1042.3(a)(1), since a corporate liability claim requires expert testimony and is not based solely on allegations of vicarious liability for the con[355] duct of other health care professionals. Moreover, since Rule 1042.6 identifies a judgment of non pros as the sole means for challenging the absence of a certificate of merit, a health care provider may not use preliminary objections or a motion for judgment on the pleadings to secure the dismissal of a malpractice claim for failure to file a timely certificate of merit under Rule 1042.3. Finally, inasmuch as a judgment of non pros under Pa.R.C.P. 1042.6 is not an adjudication on the merits for res judicata purposes, the judgment of non pros entered in favor of one defendant in this case does not bar the minor plaintiff from filing another malpractice action against that defendant in accordance with the Minor Tolling Statute.

I. FACTUAL BACKGROUND

Plaintiffs commenced this obstetrical malpractice suit by the filing of a writ of summons on June 26, 2003, naming, inter alia, Richard Behlke M.D., Marc Rabin M.D., OB/GYN Consultants Ltd., and Community Medical Center Health Care Systems as defendants. (Dkt. entry no. 1.) In response to rules to file a complaint, plaintiffs filed their original complaint on September 11,2003. (Id, nos. 5,7,11.) Count I of the complaint charged Dr. Rabin with specified negligence and Counts III, IV, and V addressed the conduct of Community Medical Center (CMC). Specifically, Count III set forth a corporate liability cause of action whereas Count IV asserted a vicarious liability claim based upon the actions of CMC’s actual or ostensible agents. Count V sought to recover punitive damages from CMC based upon the same conduct alleged in Counts III and IV. (Id., no. 11, pp. 5-8, 10-16.)

[356] In any civil action filed after January 27,2003, in which the plaintiff alleges “that a licensed professional deviated from an acceptable professional standard,” the plaintiff must file a certificate of merit within 60 days of the filing of the complaint.1 Pa.R.C.P. 1042.3(a) requires the certificate of merit to confirm that either: “(1) an appropriate licensed professional has supplied a written statement that there exists a reasonable probability that the care, skill or knowledge exercised or exhibited in the treatment, practice or work that is the subject of the complaint, fell outside acceptable professional standards and that such conduct was a cause in bringing about the harm, or (2) the claim that the defendant deviated from an acceptable professional standard is based solely on allegations that other licensed professionals for whom this defendant is responsible deviated from an acceptable professional standard, or (3) expert testimony of an appropriated licensed professional is unnecessary for prosecution of the claim.” Pa.R.C.P. 1042.3(a)(l)-(3). The official note accompanying Rule 1042.3(a)(1) states that the “appropriate licensed professional” who provides the written statement must possess sufficient qualifications [357] to testify as an expert under the new expert witness criteria set forth in section 512 of the MCare Act, 40 P.S. §1303 .512. See Herbert v. Parkview Hospital, 854 A.2d 1285, 1291-94 (Pa. Super. 2004) (discussing expert witness standard under 40 P.S. §1303.512); Gartland v. Rosenthal, 850 A.2d 671, 675-76 (Pa. Super. 2004) (same); Wexler v. Hecht, 847 A.2d 95, 102-105 (Pa. Super. 2004) (same).

Rule 1042.3(d) allows the court, “upon good cause shown,” to extend the time for filing a certificate of merit for a period not to exceed 60 days, provided that the motion to extend is presented on or before the original deadline for the filing of the certificate of merit under Rule 1042.3(a). Although the plaintiffs’ certificate of merit should have been filed in this case by November 10,2003, the parties voluntarily extended that deadline while the defense produced relevant records. Due to a dispute regarding CMC’s production of certain medical records and diagnostic testing materials, the plaintiffs filed a “Motion to extend time for filing of certificate of merit” on January 20, 2004. Dr. Behlke, Dr. Rabin, OB/GYN Consultants and CMC also filed preliminary objections challenging certain averments contained in the complaint on the grounds that they lacked the requisite specificity under Pa.R.C.P. 1019(a). In addition, CMC presented a demurrer to the plaintiffs’ claim for punitive damages based upon section 505 of the MCare Act, 40 P.S. §1303.505. (Dkt. entry nos. 20-23, 26-27.)

The official note to Rule 1042.3(d) states that “[tjhere is a basis for granting an extension of time within which to file the certificate of merit... if, despite diligent efforts by counsel, records necessary to review the validity of the [358] claim are not available.” Based upon the plaintiffs’ representation that the merits of their malpractice claims could not be evaluated by an appropriate expert until CMC produced the maternal fetal ultrasound studies, chord blood study specimen and chest x-ray films that the special discovery master had ordered CMC to produce, we granted the plaintiffs’ motion for an extension on February 6, 2004, and directed the plaintiffs to file their certificates of merit within 60 days of the production of those designated items which were necessary “to review the validity of the proffered malpractice claims against the defendants.” (Id., no. 46.) As to the defendants’ preliminary objections challenging the factual specificity of the plaintiffs’ allegations, we directed the plaintiffs to file an amended complaint curing those factual inadequacies. (Id, no. 47.) We deferred any ruling on CMC’s demurrer to the punitive damages claim “pending the plaintiffs’ production of a certificate of merit pursuant to Pa.R.C.P. 1042.3 within the next 60 days certifying that an appropriate licensed professional has supplied a written statement that the defendants are chargeable with willful or wanton conduct or reckless indifference to the rights of others.” (Id, ¶2.)

On April 5,2004, the plaintiffs filed an amended complaint against Dr. Behlke, OB/GYN Consultants and CMC. Count II alleges a corporate liability claim against CMC while Count III asserts vicarious liability on the part of CMC. (Diet, entry no. 55, pp. 7-11.) The amended complaint does not name Dr. Rabin as a defendant, nor does it contain any malpractice allegations against him. Additionally, the amended complaint does not include a claim for punitive damages against CMC or Dr. Behlke, presumably due to the plaintiffs’ inability to secure a [359] supporting certificate of merit for that claim as per ¶2 of our order dated February 6, 2004.

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White v. Behlke, 69 Pa. D. & C.4th 353, 2004 Pa. Dist. & Cnty. Dec. LEXIS 134 (Pa. Super. Ct. 2004).

69 Pa. D. & C.4th 353 (White v. Behlke) — published by Counsel Stack Legal Research, free access to 12M+ legal documents.

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