PD-0884-15 PD-0884-15 COURT OF CRIMINAL APPEALS AUSTIN, TEXAS Transmitted 7/15/2015 4:09:00 PM Accepted 7/17/2015 2:13:06 PM NO. ___________________ ABEL ACOSTA CLERK
Court of Appeals No. 02-14-00472-CR
TO THE COURT OF CRIMINAL APPEALS OF TEXAS
JERMAINE EUGENE WHATLEY Petitioner,
V.
THE STATE OF TEXAS, Appellee.
PETITION FOR DISCRETIONARY REVIEW
Paul Francis State Bar No. 07359600 P.O. Box 13369 1178 West Pioneer Parkway Arlington TX 76013-6367 (817) 543-2600 Telephone (817) 549-7098 Facsimile pfrancis@birch.net E-mail
ATTORNEY FOR PETITIONER, JERMAINE EUGENE WHATLEY
July 17, 2015 IDENTITY OF TRIAL JUDGE, PARTIES TO JUDGMENT OR ORDER, AND COUNSEL
TRIAL JUDGE: The Honorable Ruben Gonzalez, Jr., judge of the 432nd District Court of Tarrant County, Texas
APPELLANT: Jermaine Eugene Whatley
COURT APPOINTED COUNSEL ON APPEAL: Paul Francis 1178 W. Pioneer Parkway Arlington TX 76013
COUNSEL AT TRIAL: George Dewayne Huston THE HUSTON FIRM, P.C. 100 East 15th Street, Ste 620 Fort Worth, Texas 76102
APPELLEE: The State of Texas
COUNSEL ON APPEAL: Debra Windsor Assistant District Attorney Tarrant County Justice Center 401 W. Belknap Fort Worth TX 76196-0001
COUNSEL AT TRIAL: Kimberly D’avignon Tarrant County Justice Center 401 W. Belknap Fort Worth TX 76196-0001
ii TABLE OF CONTENTS
IDENTITY OF TRIAL JUDGE, PARTIES TO JUDGMENT OR ORDER, AND COUNSEL .......................................................................... ii
TABLE OF CONTENTS ............................................................................ iii
INDEX OF AUTHORITIES ....................................................................... iv
STATEMENT REGARDING ORAL ARGUMENT .................................... 1
STATEMENT OF THE CASE ..................................................................... 1
STATEMENT OF PROCEDURAL HISTORY ............................................ 2
GROUNDS FOR REVIEW (ISSUES) .......................................................... .2
The court of appeals failed to correctly apply the law when it held that the trial court did not fail to consider the full range of punishment when the thrust of the state’s evidence and argument was that the court should sentence the appellant to prison because the complaining witness wanted that particular punishment and the trial court participated in and followed such recommendation.
ARGUMENT ............................................................................................. 3
PRAYER FOR RELIEF ............................................................................ 11
CERTIFICATE OF COMPLIANCE (word count) ..................................... 12
CERTIFICATE OF SERVICE……………………………………… ............... 12
APPENDIX ............................................................................................... 13 iii INDEX OF AUTHORITIES
Cases Cardenas v. State, 325 S.W.3d 179 (Tex. Crim. App. 2010)...........................10 Ellison v. State, 201 S.W.3d 714 (Tex. Crim. App. 2006) ........................................4 Ex parte Brown, 158 S.W.3d 449 (Tex.Crim.App.2005) ..................................9 Fryer v. State, 68 S.W.3d 628 (Tex. Crim. App. 2002) ............................................8 Grado v. State, 445 S.W.3d 736 (Tex. Crim. App. 2014) .........................................9 Gross v. State, 730 S.W.2d 104 (Tex.App.-Texarkana 1987, no pet.) ............5 Hayden v. State, 296 S.W.3d 549 (Tex.Crim.App.2009)...................................4 Hughes v. State, 787 S.W.2d 193 (Tex.App.—Corpus Christi 1990, pet. ref'd) .......................................................................................................................5 Johnson v. State, 987 S.W.2d 79 (Tex.App.-Houston [14th Dist.] 1998, pet. ref'd) .......................................................................................................................5 Sanchez v. State, 989 S.W.2d 409 (Tex. App.—San Antonio 1999, no pet.) ..9 Sattiewhite v. State, 786 S.W.2d 271 (Tex.Crim.App.1989), cert. denied, 498 U.S. 881, 111 S.Ct. 226, 112 L.Ed.2d 181 (1990)...........................................5 Simpson v. State, 119 S.W.3d 262 (Tex. Crim. App. 2003) ..............................5 Taylor v. State, 109 S.W.3d 443 (Tex. Crim. App. 2003) .........................................5 Teixeira v. State, 89 S.W.3d 190 (Tex.App.-Texarkana 2002, pet. ref'd) .......9 Wright v. State, 962 S.W.2d 661 (Tex.App.-Fort Worth 1998, no pet.) .........5 Statutes Tex.Code Crime. Proc. art. 37.07, § 3(a)(1) ........................................................4 Rules Tex.R.App.P. 66.3(b) ..............................................................................................3
iv NO. _________________________
JERMAINE EUGENE WHATLEY Petitioner
THE STATE OF TEXAS Appellee
To the Honorable Court of Criminal Appeals of Texas:
Petitioner, Jermaine Eugene Whatley, submits this petition for
discretionary review and requests that the Court consider the following
issues:
I.
STATEMENT REGARDING ORAL ARGUMENT
Petitioner waives oral argument unless the state is granted oral argument.
II.
STATEMENT OF THE CASE
APPELLANT, Jermaine Eugene Whatley, was indicted for Aggravated
Assault with a Deadly Weapon. (CR 5) He entered a plea of guilty to the
1 indictment with no recommendation as to punishment. (CR- 34-41) The
court convicted Appellant of Aggravated Assault with a Deadly Weapon,
ordered a pre-sentence investigation, and held a hearing on punishment on
November 14, 2014. (RR 1) The court assessed punishment at 15 years
TDC. (CR 45, RR 47)
III.
STATEMENT OF PROCEDURAL HISTORY
The Court of Appeals assigned case number 02-14-00472-CR. The
judgment (and opinion) of the Court of Appeals affirming the trial court
was issued April 23, 2015. Following a motion for rehearing the court of
appeals issued a new opinion May 28, 2015 affirming the judgment. A copy
of the judgment and opinion is attached as an Appendix to this Petition.
The most recent Motion for Rehearing was overruled on June 18, 2015.
IV.
GROUNDS FOR REVIEW
1. The court of appeals failed to correctly apply the law when it held that
the trial court did not fail to consider the full range of punishment when the
thrust of the state’s evidence and argument was that the court should
sentence the appellant to prison because the complaining witness wanted that
2 particular punishment and the trial court participated in and followed such
recommendation.
The court of appeals has decided an important question of state law
that has not been, but should be, settled by the Court of Criminal Appeals.
Tex.R.App.P. 66.3(b) The question is whether and when the trial court’s
consideration of inadmissible evidence on punishment at the request of the
state impacting the sentencing decision constitutes a failure to consider the
full range of punishment.
The Questions for Review:
1. Does the trial court’s development and consideration of inadmissible
evidence on punishment impacting the sentencing decision, i.e., the wishes of
the complaining witness, constitute a failure to consider the full range of
punishment?
ARGUMENT
The trial Court Punishment Hearing
The petitioner sought probation. (RR 4, CR 40) The complaining
witness1 testified at the punishment hearing. (RR 6-30) Following the
hearing the court sentenced the defendant to 15 years in prison, only 5 years
1 She will be referred to as AB for privacy purposes. 3 short of the maximum sentence. (RR 47, CR 45) In summary, according to
the complainant the appellant had not been an alcohol or drug user, or acted
violently towards her or anyone else, until the two incidents in January,
2014. (RR 19) The appellant has been a good father to their son. (RR 21)
He just snapped. The acts of violence were totally out of character for the
appellant. (RR 22) She said he is a good person, and that everything just
came together to make him commit the act. (RR 24)
The Law
During punishment, evidence may be offered on matters the trial court
deems relevant to sentencing. Tex.Code Crime. Proc. art. 37.07, § 3(a)(1).
Relevant evidence in the punishment phase is helpful to the factfinder in
determining the appropriate sentence for a particular defendant in light of
the facts of the case. Hayden v. State, 296 S.W.3d 549, 552
(Tex.Crim.App.2009).
Although the trial court has great discretion generally in considering
evidence for purposes of punishment decisions, the determination of what is
relevant is a policy decision. Ellison v. State, 201 S.W.3d 714, 719 (Tex. Crim.
App. 2006)
As a matter of public policy a witness may not recommend a particular
punishment to the trier of fact. See Sattiewhite v. State, 786 S.W.2d 271,
4 290 (Tex.Crim.App.1989), cert. denied, 498 U.S. 881, 111 S.Ct. 226, 112
L.Ed.2d 181 (1990); see also Hughes v. State, 787 S.W.2d 193, 196
(Tex.App.—Corpus Christi 1990, pet. ref'd); Simpson v. State, 119 S.W.3d
262, 272 (Tex. Crim. App. 2003) (“The wishes of the victim's family
members as to the defendant's fate fall beyond the parameters of victim-
impact evidence and are not admissible.”)2
A victim's testimony regarding what punishment should be assessed
should be excluded from evidence. Wright v. State, 962 S.W.2d 661, 663
(Tex.App.-Fort Worth 1998, no pet.) (holding testimony was not relevant to
jury's punishment determination); Hughes v. State, 787 S.W.2d 193, 196
(Tex.App.-Corpus Christi 1990, pet. ref'd) (same); Gross v. State, 730
S.W.2d 104, 105–06 (Tex.App.-Texarkana 1987, no pet.); Johnson v. State,
987 S.W.2d 79, 87 (Tex.App.-Houston [14th Dist.] 1998, pet. ref'd)
The Record
During the course of her testimony the complaining witness expressed
her desire that the appellant not be granted probation, but be put
“somewhere else” meaning prison. (RR 25-26) The trial judge quizzed the
victim on her desires as to the punishment to be meted out to the appellant
2 Although not admissible, there is no constitutional prohibition against a witness expressing a desire for leniency. Taylor v. State, 109 S.W.3d 443, 451 (Tex. Crim. App. 2003)
5 (RR 28) and her reluctance to state it bluntly for fear that she would have to
explain her recommendation to his child at a later date. The state expressly
based its closing argument on this request and her concerns and the trial
court, took pains to divert the blame from the victim to the court in making
the punishment she had sought. (RR 47)
The judge not only did not disregard her punishment recommendation,
but at RR 28 had the following exchange with the complainant:
THE COURT: All right. It weighs heavily on you making a recommendation in terms of the sentencing, correct?
THE WITNESS: Correct.
THE COURT: And that you have to be facing those children, the knowledge that you're the one that made the recommendation?
THE WITNESS: Yes. That -- that's what weighs most heavily for me.
THE COURT: All right. You understand that's my responsibility?
THE WITNESS: Yes.
THE COURT: Okay.
THE WITNESS: And that's why I look to you for you to...
6 At that point the record trails off and the court asked another question.
From the context it is clear the witness was asking the judge to follow her
recommendation of prison, but give her cover with her child.
The trial court did not instruct the witness to refrain from giving
recommendations.
The state continued its theme that the court should be guided by the
desires of the witness. In closing the state, referring to the victim’s testimony
recommending prison said “And as this Court is aware, women who are put
in this position are necessarily put in a position where some day they're
going to have to explain to their children what happened.” (RR 41)
“And AB told you right here that that is really where her heart is bleeding
right now. She doesn't know how to say to this Court, Please, I need help, I
am scared, I need protection, and justify that to her children later. And that's
why the system is set up like this, because it shouldn't be her job to say, I
sent him to prison. It's the Court's job to say, We can't trust you out there,
we're going to take you at your word that you're violent when you commit
an act like this.” (RR 41-42) And at RR 43 “…we are asking for 20 years
because that's the most we can get for protection.”
7 Continuing with her emotional plea to the court to follow the wishes
of the witness “And so it becomes our job to say we're going to give you
some peace, we're going to give you some safety.” RR 42-43
According to the state’s argument it becomes the court’s job to follow
the desire of the witness to have the appellant imprisoned but to do it in a
way that she can deny to her children that she had anything to do with it.
Her testimony is in marked contrast to her statement in the PSI at page
5 that she had no recommendation as to punishment.3
The court of appeals denied there was proof of failure to consider the
full range of punishment by following the wishes of the complaining witness,
stating that “The trial judge clearly stated on the record that he was taking
into account the matters described in the PSI as well as the circumstances of
the offense in making his decision.” (Page 3 of Opinion)
However this conclusion is undercut by the record which indicates that
the state itself urged the trial court to follow the wishes of the complainant.
See RR 41-43. After having specifically presented evidence and argument
to the court to put the defendant in prison at the request of the complainant,
the recitation by the court that it considered the PSI (Opinion page 3, RR 46-
3 Had she made such a statement in the PSI it would have been admissible solely in that format. See Fryer v. State, 68 S.W.3d 628, 631 (Tex. Crim. App. 2002)
8 47) does not cure the damage done or indicate the state’s very asseverations
had no effect. In fact, the mention in the court’s recitation that “it is not AB
responsibility to sentence you; it's mine” at RR 46 indicates how deeply
enmeshed her involvement was in the court’s decision. Why would the court
feel compelled to even make such a comment in the absence of the overriding
influence her testimony had?
Failure to consider the full range of punishment is a violation of
defendant’s due process rights. See Sanchez v. State, 989 S.W.2d 409, 411
(Tex. App.—San Antonio 1999, no pet.) Consideration of the full range of
punishment is also an independent duty of the trial court, regardless of lack
of objection by the defendant. See Grado v. State, 445 S.W.3d 736, 741 (Tex.
Crim. App. 2014) [“The unfettered right to be sentenced by a sentencing judge
who properly considers the entire range of punishment is a substantive right
necessary to effectuate the proper functioning of our criminal justice system.”]
(Emphasis added)
A court denies due process of law and due course of law when it
arbitrarily refuses to consider the full range of punishment for an offense or
refuses to consider the evidence and imposes a predetermined sentence. Ex
parte Brown, 158 S.W.3d 449, 454 (Tex.Crim.App.2005); Teixeira v. State,
89 S.W.3d 190, 192 (Tex.App.-Texarkana 2002, pet. ref'd). Finders of fact,
9 whether trial judges or juries, must consider the full range of punishment.
Cardenas v. State, 325 S.W.3d 179, 184 (Tex. Crim. App. 2010) In fact the
inability to do so is grounds to strike potential jurors. Id. at 185. Inherent in
that obligation is the responsibility of not considering incompetent evidence
that has been declared by public policy to not be relevant. Reliance on
incompetent evidence is, at best, the same as relying on no evidence. At
worst it distorts the exercise by the court of its responsibility to discharge its
independent duty and prevents the consideration of the full range of
punishment.
Even if a pre-determined sentence has not been promised, at what
point does the consideration of incompetent evidence and the state’s
arguments based on it, so taint the punishment process as to violate this
right, thereby denying the defendant due process of law?
It is the Petitioner’s position that when the state, as here, adopts the
strategy of using a complaining witness as an arm of the state to advocate for
a specific punishment and the witness’s request for a specific punishment is
developed, delved into by the trial court, and cultivated by the prosecutor
who then weaves her emotional argument around such an improper request,
substantial constitutional considerations are implicated and the trial court
who participates and is influenced has failed to properly consider the full
10 range of punishment. The court of appeals had the obligation to recognize
and correct this failure to afford the defendant due process and its failure to
do so is error which should be corrected by the Court of Criminal Appeals.
VI.
PRAYER FOR RELIEF
Based on the above and foregoing, the Petitioner respectfully requests
that the Court of Criminal Appeals, grant the Petition for Discretionary
Review, and upon consideration of the case to vacate the court of appeals’
judgment, find that the trial court failed to properly consider the full range of
punishment as set out herein, and remand the case to the trial court for a
new punishment hearing. Petitioner requests all other relief to which he is
entitled.
Respectfully submitted,
Law Office of Paul Francis P.O. Box 13369 1178 W. Pioneer Parkway Arlington TX 76013-6367 (817) 543-2600 Telephone (817) 549-7098 Facsimile pfrancis@birch.net Email
By: /s/ Paul Francis Paul Francis State Bar No. 07359600 ATTORNEY FOR PETITIONER, JERMAINE EUGENE WHATLEY
11 CERTIFICATE OF COMPLIANCE
The undersigned counsel certifies that the number of words in this
document, as computed in accordance with Tex.R.App.P. 9.4(i) using the
Word Count function of Microsoft Word is 1,888.
/s/ Paul Francis Paul Francis
CERTIFICATE OF SERVICE
A true and correct copy of the above and foregoing was served upon
the following persons in accordance with Texas Rule of Appellate Procedure
9.5, on this July 15, 2015.
Debra Windsor Lisa C. McMinn Tarrant County Justice Center State Prosecuting Attorney 401 W. Belknap P.O. Box 13046 Fort Worth TX 76196-0001 Capitol Station Austin, Texas 78711
12 APPENDIX
13 COURT OF APPEALS SECOND DISTRICT OF TEXAS FORT WORTH
NO. 02-14-00472-CR
Jermaine Eugene Whatley § From the 432nd District Court
§ of Tarrant County (1359834D)
v. § May 28, 2015
§ Per Curiam
The State of Texas § (nfp)
JUDGMENT ON REHEARING
After reviewing appellant’s motion for rehearing, we deny the motion, but
we withdraw our April 23, 2015 opinion and judgment and substitute the
following.
This court has considered the record on appeal in this case and holds that
there was no error in the trial court’s judgment. It is ordered that the judgment of
the trial court is affirmed.
SECOND DISTRICT COURT OF APPEALS
PER CURIAM COURT OF APPEALS SECOND DISTRICT OF TEXAS FORT WORTH
JERMAINE EUGENE WHATLEY APPELLANT
THE STATE OF TEXAS STATE
----------
FROM THE 432ND DISTRICT COURT OF TARRANT COUNTY TRIAL COURT NO. 1359834D
MEMORANDUM OPINION ON REHEARING 1
Having considered appellant Jermaine Eugene Whatley’s motion for
rehearing, we deny the motion, but we withdraw our prior opinion of April 23,
2015 and substitute the following in its place.
Jermaine Eugene Whatley brings a single point on appeal challenging his
fifteen-year sentence for aggravated assault with a deadly weapon. Appellant
1 See Tex. R. App. P. 47.4. pled guilty pursuant to an open plea, and the trial court sentenced him after
hearing evidence from the complainant and another witness and after reviewing
a presentence investigation report (PSI).
Appellant complains that the trial judge improperly based his sentence on
the complainant’s desire that appellant not be given community supervision. He
points to part of the State’s closing argument as supporting this conclusion. He
also complains about the State’s characterizing him as a violent criminal.
Although appellant did not object at trial to any of these matters, he contends that
he is not complaining about these matters but instead the trial court’s act of
basing its punishment on the complainant’s recommendation rather than the law.
Recognizing that he failed to make the trial court aware of this particular
complaint as well, appellant argues that he has in essence shown that the trial
court did not consider the full range of punishment and that this type of argument
need not be raised in the trial court to be preserved on appeal. 2 See Grado v.
State, 445 S.W.3d 736, 739–43 (Tex. Crim. App. 2014) (holding that the right to
be sentenced after consideration of the entire applicable range of punishment is
2 Appellant also contends that it is not necessary to complain about a trial judge’s own action in the trial court, citing Texas Rule of Appellate Procedure 33.1(c). See Tex. R. App. P. 33.1(c). But this rule states that a party need not file a formal exception to a trial court ruling to preserve a complaint about that ruling, nor does the ruling need to be made in a signed, separate order for a party to be able to complain about it on appeal. Id. In any event, the trial court must have made a ruling for the matter to be preserved, as contemplated by rule 33.1(a)(2). Tex. R. App. P. 33.1(a)(2). Here, the trial court was not given the opportunity to make a ruling on the complaint.
2 a category-two Marin right, which must be implemented unless a defendant has
affirmatively, plainly, freely, and intelligently waived it).
At the conclusion of the trial, the trial judge stated,
After considering the evidence that’s been presented to the Court both in the form of the [PSI], your plea of guilty, the Court in good conscience cannot place you on probation, not under these circumstances.
And it is not [the complainant’s] responsibility to sentence you; it’s mine. And she has to face those children, and she faces those children with scars on her caused by you. Could have taken her life.
Under the circumstances, the Court hereby sentences -- finds you guilty, receives and accepts your plea, finds you guilty, finds the deadly weapon to be true, [and] sentences you to 15 years in the Institutional Division of the Texas Department of Criminal Justice.
Considering appellant’s argument only to the extent of his complaint that the trial
judge did not consider the entire applicable range of punishment, we conclude
and hold that he has not shown that the trial court improperly failed to do so
simply because the complainant indicated during her testimony that she did not
want appellant placed on community supervision and the trial court subsequently
did not place appellant on community supervision. The trial judge clearly stated
on the record that he was taking into account the matters described in the PSI as
well as the circumstances of the offense in making his decision. Moreover, the
prosecutor elicited testimony from the complainant that appellant committed this
offense while on probation for committing a prior assault against the complainant,
a matter which the PSI officer considered a factor against the imposition of
community supervision.
3 We overrule appellant’s sole point and affirm the trial court’s judgment.
PER CURIAM
PANEL: LIVINGSTON, C.J.; GARDNER and WALKER, JJ.
DO NOT PUBLISH Tex. R. App. P. 47.2(b)
DELIVERED: May 28, 2015