Whalen v. Commonwealth

21 Mass. L. Rptr. 193
CourtMassachusetts Superior Court
DecidedJune 26, 2006
DocketNo. 200500886
StatusPublished
Cited by2 cases

This text of 21 Mass. L. Rptr. 193 (Whalen v. Commonwealth) is published on Counsel Stack Legal Research, covering Massachusetts Superior Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Whalen v. Commonwealth, 21 Mass. L. Rptr. 193 (Mass. Ct. App. 2006).

Opinion

Brassard, Raymond J., J.

The plaintiffs, James M. Whalen (“Whalen”) and Laurie L. Whalen (“Laurie Whalen”), brought an eleven-count complaint arising out of the circumstances surrounding Whalen’s layoff from his position as an assistant clerk with the Massachusetts District Court in Springfield. After his layoff, Whalen brought an unsuccessful action in United States District Court for the District of Massachusetts against the Massachusetts Trial Court and four individuals (government officials in their individual capacities), claiming a violation of his federal constitutional rights to due process. In the present action, Whalen raises several additional claims against all but one of the defendants in his federal action, as well as a claim on behalf of his wife, Laurie Whalen. The matter is now before the Court on the defendants’ motion to dismiss. For the following reasons, the defendants’ motion to dismiss is ALLOWED in part and DENIED in part.

BACKGROUND

The following facts, viewed in the light most favorable to Whalen, are derived from the pleadings as well as Whalen’s federal court action, which will be discussed as necessary below.3

General Laws c. 218, § 10 provides in pertinent part:

Assistant clerks who were appointed under authority of this section, who are paid by the commonwealth, and who have held said appointment for three consecutive years prior to the effective date of this act shall hold office during good behavior, but subject to applicable retirement laws, and may be removed from office under procedures authorized by section 8 of chapter 21 IB.4

General Laws c. 21 IB, §8, which established the Advisory Committee on Personnel Standards (“committee”), provides in pertinent part:

An officer or employee whose appointment is subject to the provisions of this section may be removed for cause by the appointing authority. Every removal of an officer or employee whose appointment was subject to the provisions of this section shall be reviewed by the committee, and no such removal shall be final until approved by the committee. If any such officer or employee has served three full years in a position, appointment to which is subject to the provisions of this section, he shall have the right to appear personally before the committee before said committee reaches its decision as to whether or not to affirm his removal.

Whalen was appointed to the position of Assistant Clerk-Magistrate of the Springfield District Court (the “Court”) on March 27, 1989. In the summer of 2002, administrators for the Massachusetts Trial Court decided that involuntary layoffs would be necessary to close its budget shortfall. Whalen was one of three assistant clerks of the Court chosen for layoff effective September 13, 2002. At least two of the assistant clerks retained by the Court had less seniority than Whalen. Moreover, when additional funds became available to retain one of the three clerks initially selected for layoff, Whalen was passed over in favor of someone with less experience.

Whalen argues that he was wrongly removed from his position because the defendants failed to follow the procedures regarding removals for cause under G.L.c. 218, §10 and G.L.c. 211B, §8. Whalen contends that because he was a “tenured” employee with more than three years of service, his selection for layoff, rather than the selection of a less-senior assistant clerk, was in effect a removal for cause in violation of G.L.c. 218, §10 and G.L.c. 211B, §8.

In Whalen’s federal case, Whalen v. Massachusetts Trial Court 397 F.3d 19 (1st Cir. 2005) (“Whalen F), the defendants initially argued that the removal procedures found in G.L.c. 218, §10 and G.L.c. 211B, §8 did not apply in Whalen’s case because his layoff was budget driven, rather than for cause. The First Circuit rejected this argument, noting that the record indicated that “performance factors played a role.”5 Nonetheless, the First Circuit upheld the dismissal of Whalen’s claims against the individual defendants based on qualified immunity,6 and against the Trial Court based on the Eleventh Amendment.7

Here, Whalen’s complaint sets forth several theories of relief, including causes of action based in negligence, intentional tort, breach of contract and/or violation of statutes, and violations of due process. The complaint also brings a claim on behalf of Laurie [194]*194Whalen for loss of consortium. The defendants have moved to dismiss, arguing, inter alia, that Whalen’s claims are either: (1) precluded by Whalen I; (2) barred by governmental immunity; or (3) fail to comply with the “presentment” requirements of the Massachusetts Tort Claims Act, G.L.c. 258, §4. The defendants also contend that Laurie Whalen’s claim for loss of consortium must be dismissed because she cannot meet the threshold requirement for such claims: a viable underlying tort on the part of the claimant’s spouse.

DISCUSSION

I.Claims Against the Individual Defendants in Their Individual Capacities

Whalen has brought claims against the individual defendants in their individual capacities based in negligence (Count 10), intentional tort (Counts 3, 4, and 9), breach of contract and/or statutory violation (Counts 5, 6, and 8), and violation of due process and civil rights (Counts 1 and 7).8 The defendants argue that because each of these claims against the individual defendants in their individual capacities was raised, or could have been raised, in Whalen I, they are precluded under the doctrine of res judicata.

“(I]f a set of facts gives rise to a claim based on both State and Federal law, and the [claimant] brings the action in a Federal court which had ‘pendent’jurisdiction to hear the State claim, he may not subsequently assert the State ground in a State court action.” Mancuso v. Kinchla, 60 Mass.App.Ct. 558, 565 (2004), quoting Anderson v. Phoenix Inv. Counsel of Boston, Inc., 387 Mass. 444, 450 (1982).9 Pendent jurisdiction, now a species of “supplemental jurisdiction” under 28 U.S.C. §1367, permits a plaintiff who properly invokes the jurisdiction of a federal court to join sufficiently related state claims. Mancuso, 60 Mass.App.Ct. at 565-66. “To determine whether sufficient subject matter identity exists between an earlier and a later suit, federal courts employ a transactional approach.” Id. at 570, quoting Gonzalez v. Banco Cent Corp., 27 F.3d 751, 758 (1st Cir. 1994).10 “[F]inal judgment on the merits of an action bars the parties or their privies from relitigating claims that were or could have been raised in that action.” Mancuso, 60 Mass.App.Ct. at 567, citing Porn v. National Grange Mut Inc. Co., 93 F.3d 31, 34 (1st Cir. 1996).

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Cite This Page — Counsel Stack

Bluebook (online)
21 Mass. L. Rptr. 193, Counsel Stack Legal Research, https://law.counselstack.com/opinion/whalen-v-commonwealth-masssuperct-2006.