Weston v. Mann (In re Weston)

18 F.3d 860, 1994 WL 68844
CourtCourt of Appeals for the Tenth Circuit
DecidedMarch 8, 1994
DocketNos. 92-4188, 92-4193
StatusPublished
Cited by32 cases

This text of 18 F.3d 860 (Weston v. Mann (In re Weston)) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Weston v. Mann (In re Weston), 18 F.3d 860, 1994 WL 68844 (10th Cir. 1994).

Opinion

BRORBY, Circuit Judge.

In this appeal we are faced with a question which, when stated, answers itself: Does this court have jurisdiction on appeal absent a [862]*862notice of appeal? The district court dismissed the appeal from a bankruptcy court order for lack of jurisdiction 139 B.R. 543. We affirm.

The facts are simple when stripped of allegations involving all of the debtor’s manifold and litigious business dealings. Mr. Weston (Debtor) filed a voluntary petition for relief under Chapter 11, which was almost immediately converted to a case under Chapter 7. At the First Meeting of Creditors, commonly called the 341 meeting, creditors took advantage of their right to elect a trustee of their own choosing. Debtor and a dissident group of creditors (styling themselves Surety Creditors) argued against the election during the meeting. The United States trustee filed a report on the disputed election. The creditors supporting the election filed a timely motion to resolve the election dispute; Debt- or filed an objection. Surety Creditors did not file an objection. The bankruptcy court held a hearing on the disputed election. Debtor appeared pro se and presented his objections. Surety Creditors did not appear. The bankruptcy judge overruled the objections and held the election proper and the trustee duly elected. The United States trustee prepared a concise proposed order memorializing this ruling. The bankruptcy judge signed the order and it was entered on December 20, 1990. Copies of the order were sent to Surety Creditors and to Debtor. Debtor and Surety Creditors failed to file an appeal of the December 20 order.

On January 16, 1991, the bankruptcy court entered a second, redundant order on the disputed election prepared and presented by counsel for the creditors who successfully elected the trustee of their choice. Debtor filed a motion to reconsider this January order; Surety Creditors did not join in the motion or attend the hearing on the motion. The bankruptcy court denied the motion on two alternative grounds: (1) the January order was mere surplusage, and (2) the motion to reconsider was untimely whether it related to the January or the December order. Debtor filed an appeal of the January order. The Surety Creditors filed an untimely join-der to the debtor’s appeal.

The district court dismissed the appeals of the January order because the December order was determinative and the appeals were not timely filed. Debtor and Surety Creditors appeal the district court’s dismissal. They argue (1) the appeal time should have run from date of entry of the second order; (2) there was fraud in the way the first order was obtained; (3) the first order was modified by the second order; (4) the doctrine of unique circumstances should be invoked to allow their appeal; (5) the district court erred in not making findings regarding their appeal of the January order; and (6) Surety Creditors are entitled to mandamus relief.

We review the district court’s dismissal for lack of jurisdiction under a de novo standard. See Kansas Health Care Ass'n, Inc. v. Kansas Dept. of Social & Rehab. Serv., 958 F.2d 1018, 1021 (10th Cir.1992) (de novo review of prerequisites to this court’s jurisdiction). This court has no jurisdiction absent a timely filed notice of appeal. Gooch v. Skelly Oil Co., 493 F.2d 366, 368 (10th Cir.), cert. denied, 419 U.S. 997, 95 S.Ct. 311, 42 L.Ed.2d 270 (1974). The requirement for a timely filed notice of appeal is mandatory. In its absence we must dismiss the appeal. In re Herwit, 970 F.2d 709, 710 (10th Cir. 1992) (appeal filed one day late dismissed for lack of jurisdiction); In re Bucyrus Grain Co., Inc., 905 F.2d 1362, 1367 (10th Cir.1990) (timely filing of notice of appeal is mandatory and jurisdictional).

Debtor and Surety Creditors argue the time for appealing should run from entry of the January order. They assert entry of the second order somehow extended or restarted the time in which to appeal the election of the trustee. We disagree. The December 20, 1991 order was the final disposition of the election dispute. Entry of the January order did not supercede the December order; instead, it was merely redundant. Therefore, the entry of the January order had no effect on the time for filing appeals from the December order — that time had already run out before the January order [863]*863was entered.1 Debtor and Surety Creditors were sent copies of the December order and did nothing. Because they let the time for filing an appeal expire, there is simply no jurisdiction to hear their appeal.

Debtor and Surety Creditors argue we may disregard the December order as void because it resulted from alleged fraud. They contend fraud is shown by the United States trustee’s alleged failure to follow a local rule of practice for the preparation and serving of proposed orders. We disagree because the order accurately reflects the bankruptcy judge’s announced intent to approve the election. The United States trustee is by statute the presiding officer at the 341 meeting and must submit a report if an election is disputed.2 The United States trustee attended the hearing on the disputed election, presented its report and promptly submitted a proposed order reflecting the court’s ruling. The court signed the order, and it thereby became a valid order of the court. These circumstances do not establish the order was procured by fraud.

Further, some of the allegations of fraud in this case address the merits of the decision and we are without discretion to review the merits if there is no timely appeal. See Budinich v. Becton Dickinson & Co., 486 U.S. 196, 203, 108 S.Ct. 1717, 1722, 100 L.Ed.2d 178 (1988). Such issues should have been raised in a direct appeal of the December order. Without a timely appeal of that order, we are unable to reach issues of the merits of that order. Herwit, 970 F.2d at 710.

Debtor and Surety Creditors argue the January order modified, replaced or was a novation of the December order. As noted above, the December order was the final resolution of the election dispute. It stands by itself, unaffected by the entry of the redundant January order. Accordingly, we find no error in the district court’s conclusion the January order was merely surplusage.

Debtor and Surety Creditors argue the order should be set aside under the doctrine of unique circumstances because they were mislead by entry of the' January order. We need not decide if the doctrine of unique circumstances would allow a late filed notice of appeal because the doctrine is not applicable to this case. The doctrine of unique circumstances applies where an affirmative action by the court has misled the appellant. See Stauber v. Kieser, 810 F.2d 1, 1-2 (10th Cir.1982) (time to file motion to alter or amend judgment extended because plaintiffs relied to their detriment upon district court’s statements and actions).

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18 F.3d 860, 1994 WL 68844, Counsel Stack Legal Research, https://law.counselstack.com/opinion/weston-v-mann-in-re-weston-ca10-1994.