Westerman, John Dewayne

CourtCourt of Criminal Appeals of Texas
DecidedApril 10, 2019
DocketWR-89,032-01
StatusPublished

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Bluebook
Westerman, John Dewayne, (Tex. 2019).

Opinion

IN THE COURT OF CRIMINAL APPEALS OF TEXAS

NO. WR-89,032-01

EX PARTE JOHN DEWAYNE WESTERMAN, Applicant

ON APPLICATION FOR A WRIT OF HABEAS CORPUS CAUSE NO. 27595A IN THE 249TH DISTRICT COURT FROM JOHNSON COUNTY

Y EARY, J., filed a dissenting opinion in which S LAUGHTER, J., joined and in which K ELLER, P.J., joined as to parts I–III.

DISSENTING OPINION

It appears there is no limit on how long a defendant can wait before bringing an

unverified claim that his counsel was ineffective. Even twenty-eight years later, even after

his counsel has died and can no longer respond, even if plausible arguments can be made

about how counsel’s actions may not amount to ineffective assistance, there is no bar to

pursuing—and obtaining—relief. Instead of prohibiting Applicant from litigating his claims

under the doctrine of laches, the Court permits a great expenditure of judicial resources in

order to deliver Applicant the relief he seeks, all while casting aside a plausible argument for WESTERMAN — 2

trial counsel’s alleged misconduct,1 Applicant’s tremendous delay in bringing his claim, and

the impossibility of ascertaining trial counsel’s account of what transpired. The Court grants

Applicant relief from his 1990 aggravated robbery conviction based on his claim that his plea

was involuntary because of an impermissible enhancement paragraph that increased the

minimum number of years he faced in prison. I would deny Applicant relief on the basis of

laches. For these and other reasons, I respectfully dissent to the Court’s granting of relief.

I.

In 1984, Applicant was charged with burglary of a building, pled guilty, and was

sentenced to confinement for eight years. His sentence was then probated. In 1986, Applicant

violated the terms of his probation and his prison sentence was imposed, but the trial court

thereafter placed Applicant on shock probation. Four years later, in 1990, Applicant was

arrested and charged with aggravated robbery, a first degree felony, which is the subject of

this writ.

Applicant’s shock probation for burglary was not revoked prior to the filing of his

1 See Ex parte Miller, 330 S.W.3d 610, 616 (Tex. Crim. App. 2009) (“Courts ‘must indulge a strong presumption that counsel’s conduct falls within the wide range of reasonable professional assistance,’ and that ‘the challenged action “might be considered sound trial strategy.”’ . . . When the record contains no evidence of the reasoning behind counsel’s actions, a court normally cannot conclude that counsel’s performance was deficient.”) (quoting Strickland v. Washington, 466 U.S. 668, 689 (1984)); see also Garcia v. State, 57 S.W.3d 436, 440 (Tex Crim. App. 2001)(“[I]n the absence of evidence of counsel’s reasons for the challenged conduct, an appellate court ‘commonly will assume a strategic motivation if any can possibly be imagined,’ and will not conclude the challenged conduct constituted deficient performance unless the conduct was so outrageous that no competent attorney would have engaged in it.”) (quoting 3 W. LaFave, et al., C RIMINAL P ROCEDURE § 11.10(c) (2d. ed 1999)). WESTERMAN — 3

1990 aggravated robbery charge.2 Nevertheless, the State used the 1984 burglary conviction

to enhance Applicant’s range of punishment in his robbery case from a minimum of five

years to a minimum of fifteen years. Applicant ultimately accepted a thirty-year offer and

pled guilty to the 1990 robbery offense. Now, nearly twenty-nine years later, Applicant

claims that he would not have pled guilty and accepted the State’s thirty-year offer had he

known that the punishment range actually should have been a minimum of five years instead

of a minimum of fifteen years.

The Court today holds that, because Applicant’s shock probation was not revoked

until after Applicant pled guilty to the robbery charge, his punishment range for the robbery

charge was improperly enhanced, making his plea involuntary. Because of the unique posture

of this case, and because of the timing of its presentation, I do not agree with the Court’s

disposition.

II.

As I have stated before in previous separate opinions, it is a defendant’s

responsibility—through his counsel—to investigate and become aware of factors that would

weigh in favor of a lower sentence. See Ex parte Pue, 552 S.W.3d 226, 243 (Tex. Crim. App.

2 The State did revoke Applicant’s probation in the burglary case eight days after he pled guilty to the aggravated robbery case. But the State did not revoke the probation before it used that offense to enhance the punishment range in the robbery case. See T EX. P ENAL C ODE § 12.42(c) (1990) (“If it be shown on the trial of a first-degree felony that the defendant has been once before convicted of any felony, on conviction he shall be punished by confinement . . . for any term of not . . . less than 15 years.”) WESTERMAN — 4

2018) (Yeary, J., dissenting) (“The system does not expect the trial court to monitor the

adequacy or finality of the prior convictions alleged to enhance [a sentence] in order to

ensure its own authority to impose a sentence within an enhanced range. The onus is instead

placed on the defense to investigate the legitimacy of the State’s enhancement counts, and

to call any apparent deficiencies to the trial court’s attention.”). A defendant’s failure to raise

improper-enhancement claims at trial means that those claims should not be cognizable on

habeas. See Ex parte Clay, 539 S.W.3d 285, 287 (Tex. Crim. App. 2018) (Yeary, J.,

dissenting) (“It thus appears that the principle that an ‘illegal sentence’ may be raised ‘at any

time,’ regardless of whether there was a contemporaneous objection lodged at trial, does not

apply with respect to improper-enhancement claims—or at least not all (and maybe not even

most) improper-enhancement claims.”).

However, a defense lawyer’s failure to recognize that a sentence is being improperly

enhanced—because, for example, the enhancing offense was not final—may present an

applicant with grounds to assert an ineffective assistance of counsel claim or an involuntary

plea claim on post-conviction habeas corpus. See Ex parte Lilly, 656 S.W.2d 490, 493 (Tex.

Crim. App. 1983) (“It is fundamental that an attorney must have a firm command of the facts

of the case as well as the law before he can render reasonably effective assistance of

counsel.”).

III.

Just two years after Applicant pled guilty to the 1990 aggravated robbery offense, we WESTERMAN — 5

explained, in Ex parte Langley, that a conviction in which a defendant is placed on shock

probation is treated no differently than any other conviction that results in the imposition of

probation—the conviction is not final for enhancement purposes unless the probation is

revoked. 833 S.W.2d 141, 143 (Tex. Crim. App. 1992). What is more, we went on to

determine that a defense attorney’s failure to recognize that un-revoked shock probation

renders a conviction not final for enhancement purposes may amount to ineffective assistance

of counsel. See id. (“Even though the order granting ‘shock’ probation may, or may not, have

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Related

Strickland v. Washington
466 U.S. 668 (Supreme Court, 1984)
Diremiggio v. State
637 S.W.2d 926 (Court of Criminal Appeals of Texas, 1982)
Tinney v. State
578 S.W.2d 137 (Court of Criminal Appeals of Texas, 1979)
Ashley v. State
527 S.W.2d 302 (Court of Criminal Appeals of Texas, 1975)
Maddox v. State
591 S.W.2d 898 (Court of Criminal Appeals of Texas, 1979)
Ex Parte Miller
330 S.W.3d 610 (Court of Criminal Appeals of Texas, 2010)
Jordan v. State
256 S.W.3d 286 (Court of Criminal Appeals of Texas, 2008)
Garcia v. State
57 S.W.3d 436 (Court of Criminal Appeals of Texas, 2001)
Tomlin v. State
722 S.W.2d 702 (Court of Criminal Appeals of Texas, 1987)
Ex Parte Langley
833 S.W.2d 141 (Court of Criminal Appeals of Texas, 1992)
Ex Parte Lilly
656 S.W.2d 490 (Court of Criminal Appeals of Texas, 1983)
Ex Parte Carrio
992 S.W.2d 486 (Court of Criminal Appeals of Texas, 1999)
Johnson v. State
583 S.W.2d 399 (Court of Criminal Appeals of Texas, 1979)
Perez, Ex Parte Alberto Giron
398 S.W.3d 206 (Court of Criminal Appeals of Texas, 2013)
Smith, Al Letroy
444 S.W.3d 661 (Court of Criminal Appeals of Texas, 2014)
Ellis v. State
115 S.W.2d 660 (Court of Criminal Appeals of Texas, 1938)
Kinney v. State
78 S.W. 225 (Court of Criminal Appeals of Texas, 1904)
Arbuckle v. State
105 S.W.2d 219 (Court of Criminal Appeals of Texas, 1937)
Long v. State
36 Tex. 6 (Texas Supreme Court, 1872)
Ex parte Saenz
491 S.W.3d 819 (Court of Criminal Appeals of Texas, 2016)

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