West Publishing Co. v. Harrisburg National Bank & Trust Co.

48 Pa. D. & C.2d 53, 1969 Pa. Dist. & Cnty. Dec. LEXIS 90
CourtPennsylvania Court of Common Pleas, Dauphin County
DecidedSeptember 2, 1969
Docketno. 455
StatusPublished

This text of 48 Pa. D. & C.2d 53 (West Publishing Co. v. Harrisburg National Bank & Trust Co.) is published on Counsel Stack Legal Research, covering Pennsylvania Court of Common Pleas, Dauphin County primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
West Publishing Co. v. Harrisburg National Bank & Trust Co., 48 Pa. D. & C.2d 53, 1969 Pa. Dist. & Cnty. Dec. LEXIS 90 (Pa. Super. Ct. 1969).

Opinion

LIPSITT, J.,

Before the court is a motion for judgment on the pleadings filed by defendant, The Harrisburg National Bank and Trust Company. The complaint in trespass commenced by West Publishing Company alleges that in October of 1962 certain law books were sold to Frank S. Seiders, Jr., under an installment sale arrangement, and in [54]*54May of 1963 additional law books were sold to the same party with arrangements for installment payments. Subsequently, in March of 1966, West avers it recorded financing statements under article 9 of the Uniform Commercial Code of April 6, 1953, P. L. 3, as amended, in the office of the Prothonotary of Dauphin County and the office of the Secretary of the Commonwealth. Further, it is alleged defendant took possession of the books without notice to plaintiff and sold the same in August of 1966. Because at the latter time Mr. Seiders was in default under his agreement to pay, West asserts it was entitled to the possession of the books.

An essential point in West’s cause is founded upon the averment that defendant, being the landlord of the building in which Mr. Seiders’ office was located, took possession of the books for the nonpayment of rent but failed to follow the statutory requirements of The Landlord and Tenant Act of April 6, 1951, P. L. 69, 68 PS §250.101, et seq., and thus its distraint and sale resulted in defendant being a trespasser, resorting to self help without the benefit of proper established legal procedures. In stating the value of the books, West refers to the action of defendant as a conversion and demands the sum of the unpaid balance owed by Mr. Seiders to West in the amount of $2,198.10 with interest.

Attached to the complaint are two similar instruments. One is dated October 17,1962, signed by Frank S. Seiders, Jr., bearing his address by which shipment of certain law books is requested and at the bottom thereof is a printed statement which refers to the instrument as a contract and states it is subject to approval by West who retains title to the books until paid. The second is an identical form dated May 3, 1963, on which additional books are listed.

[55]*55The answer of defendant denied that any financing statements were completed because the requirements of article 9 of the Uniform Commercial Code of April 6, 1953, P. L. 3, sec. 9-402, as amended, 12 PS §9-402, were not complied with inasmuch as the papers filed by West did not conform to the requirements of said code and, therefore, West had no security interest in the said books. Under the heading of new matter, defendant averred that neither the prothonotary nor the Secretary of the Commonwealth received financing statements for filing signed by the debtor and the secured party as required by the Uniform Commercial Code.

More specifically defendant avers that on March 28, 1966, in the office of the Secretary of the Commonwealth two financing statement forms were filed bearing the signatures of the secured party only and its address and attached to each of these papers were the instruments previously referred to bearing the signature of the debtor only dated October 17, 1962, and May 3, 1963, respectively. Defendant acknowledges that the set of papers signed by a West agent were financing statement forms but claims a security interest was not perfected because they were signed only by the secured party alone and at the place prepared for the signature of the debtor appears the notation “see attached security agreement.” Defendant also makes a further objection to the validity of the financing statements because photocopies of the papers filed with the Secretary of the Commonwealth were then filed with the Prothonotary of Dauphin County which copies bore no original signatures although each was certified by the Secretary of the Commonwealth.

The answer contains the additional defense that defendant did not secure possession of the books by [56]*56virtue of the landlord’s distraint but rather received the books together with office furniture of Mr. Seiders as a bona fide purchaser by virtue of a bill of sale given by Mr. Seiders to defendant on July 25, 1966, in consideration of defendant’s cancellation of its claim for rent due and owing by Mr. Seiders to defendant in the amount of $800. A copy of the bill of sale is attached to defendant’s answer. Defendant, therefore, answers that it was not required to follow the statutory procedures of The Landlord and Tenant Act of 1951 and was guilty of no conversion. Hence, defendant asserts that if plaintiff created perfected security interests, no action by defendant disturbed or interfered with plaintiffs right and its recourse is to pursue the security and seize the books rather than try to seek redress from defendant.

West replied to defendant’s new matter, supplying copies of the instruments upon which the action is predicated. In its reply, it admits that the the various papers as mentioned by defendant were filed but disputes the conclusion drawn by defendant that the papers do not constitute valid and effective financing statements. West further admits that the document^ filed with the prothonotary were photocopies of the papers which it filed as financing statements in the office of the Secretary of the Commonwealth and certified by the said secretary. West denied that defendant was a bona fide purchaser, giving valuable consideration for the books, and further denied that the action of the landlord has not disturbed or interfered with its rights. The reply repeated the assertion that defendant secured possession of the books by distraint and having failed to follow the proper statutory procedures, the illegal acquisition and subsequent sale of the books constituted a conversion of West’s property.

Thereafter, defendant presented its motion for judgment on the pleadings, contending that the is[57]*57sues had been framed with respect to the legal sufficiency of the purported financing statements and, consequently, the effect of fihng.

The primary question is whether the documents relied upon by West to establish a perfected security interest are sufficient as a matter of law to constitute a “financing statement.”

Defendant urges that the documents failed to meet the minimal and fundamental requirements of section 9-402 of the Uniform Commercial Code, supra, as amended, by the Act of October 2, 1959, P. L. 1023, sec. 9, 12A PS §9-402, of the Uniform Commercial Code, which provides:

“A financing statement is sufficient if it is signed by the debtor and the secured party, gives an address of the secured party from which information concerning the security interest may be obtained, gives a mailing address of the debtor and contains a statement indicating the types, or describing the items, of collateral.”

It is argued that only the secured party signed the financing statement forms, and the sheets attached with the signature of the debtor are described as purchase orders or shipping orders.

Section 9-301(1) of the Uniform Commercial Code provides, in pertinent part:

. . an unperfected security interest is subordinate to the rights of . . . (c) in the case of goods. . ., a person who is not a secured party and who is a . . . buyer not in ordinary course of business to the extent that he gives value and receives delivery of the co-lateral without knowledge of the security interest and before it is perfected.”

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Bluebook (online)
48 Pa. D. & C.2d 53, 1969 Pa. Dist. & Cnty. Dec. LEXIS 90, Counsel Stack Legal Research, https://law.counselstack.com/opinion/west-publishing-co-v-harrisburg-national-bank-trust-co-pactcompldauphi-1969.