Wernick v. Macks

530 N.E.2d 1127, 176 Ill. App. 3d 153, 125 Ill. Dec. 718, 1988 Ill. App. LEXIS 1568
CourtAppellate Court of Illinois
DecidedNovember 7, 1988
DocketNo. 87—2557
StatusPublished
Cited by3 cases

This text of 530 N.E.2d 1127 (Wernick v. Macks) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Wernick v. Macks, 530 N.E.2d 1127, 176 Ill. App. 3d 153, 125 Ill. Dec. 718, 1988 Ill. App. LEXIS 1568 (Ill. Ct. App. 1988).

Opinion

JUSTICE O’CONNOR

delivered the opinion of the court:

Mitchell Macks appeals from a finding of contempt, issued on a motion for rule to show cause brought by the estate of E. Davis Wernick and the decedent’s son, Samuel Wernick (Petitioners). For the reasons below, we affirm.

Mitchell Macks is an attorney, licensed to practice in Illinois. Macks’ primary source of income for most of his career has come not from the practice of law, but from real estate investment and banking. In 1979, the petitioners brought citation proceedings in probate court against Macks to discover information concerning Macks’ financial dealings with the decedent and to recover the decedent’s interest in real estate allegedly converted by Macks. The probate case and citation proceedings were assigned to Cook County Circuit Court Judge Henry A. Budzinski.

On November 16, 1982, while the citation proceedings were pending, Macks engaged in an ex parte communication with Judge Budzinski in the judge’s chambers. On November 18, 1982, during a court proceeding with Macks on the witness stand, Judge Budzinski noted the incident and admonished Macks to not attempt ex parte communications again.

In May 1986 (the exact date is not specified), Macks again entered Judge Budzinski’s chambers and engaged in an ex parte communication, concerning the renewal of a letter of credit that stood as Macks’ appeal bond in the underlying case. Macks did not inform the petitioners or their attorneys of the contents of the ex parte communication, as required by Cook County Circuit Court Rule 17.2(b). Judge Budzinski informed the attorney for the executor of the Wernick estate that the communication had occurred. At the time, Judge Budzinski retained jurisdiction over certain matters in the underlying case.

On June 2, 1986, the petitioners moved for a rule to show cause why Macks should not be held in contempt. They also moved for a change of venue for the contempt hearing because Judge Budzinski would be called as a witness. A rule to show cause was issued against Macks on August 8, 1986, and the hearing on the motion was transferred to Judge Novoselsky. A hearing on an amended motion to show cause was held on February 18, 1987.

Judge Budzinski testified that although the communication had occurred, it had been in no way contumacious. Other evidence established the first ex parte communication and Judge Budzinski’s admonishment. Macks did not testify on his own behalf. The trial court ruled that Macks had violated Cook County Circuit Court Rule 17 and found Macks guilty of indirect criminal contempt. After an aggravation and mitigation hearing, Macks was fined $500 and sentenced to 50 hours of community service. Macks appeals.

Courts have inherent power to punish for contempt to maintain their authority and to administer and execute judicial power. (Central Production Credit Association v. Kruse (1987), 156 Ill. App. 3d 526, 531, 509 N.E.2d 136.) The power to punish for contempt rests within the sound discretion of the trial court, and a determination of contempt will not be overturned absent a clear abuse of discretion. (Central Production Credit Association, 156 Ill. App. 3d at 531.) An examination of the record shows that the court’s ruling was a sound exercise of its discretion and that Macks’ arguments to the contrary are without merit.

Macks first argues that the evidence was insufficient to support a finding of contempt, relying primarily on Judge Budzinski’s testimony to show that the communication did not violate Cook County Circuit Court Rule 17. Judge Budzinski testified that Macks’ visit was in no way contumacious, but it is evident that he was interpreting Rule 17 to forbid only ex parte communications that attempted to influence the judge in a matter pending. Moreover, Judge Budzinski testified as a witness; therefore his interpretation of Rule 17.1, even if correct, was not controlling.

Rule 17.1, enacted February 1, 1985, and in effect in May 1986, states, “No judge shall permit and no lawyer shall engage in ex parte communications unless allowed by law in connection with any matter pending before said judge.” By its terms, Rule 17.1 forbids any ex parte communication without regard to whether or not it was intended to influence the judge in a pending matter. Rule 17.2 requires that the absent party be informed within two days, either in court or through a summary of the communication. Thus, it is relevant only that an ex parte communication occurred and that Macks failed to inform the petitioners.

The record categorically shows that Macks engaged in an ex parte communication. Judge Budzinski testified that an ex parte communication occurred in May 1986. Additionally, Macks made no attempt to inform the petitioners, as required by Circuit Court Rule 17.2. Further evidence shows that when Macks entered Judge Budzinski’s chambers in May 1986, it was his second ex parte communication and that Macks had been admonished after the first. Macks engaged in ex parte communication in clear violation of the court’s instruction to refrain from such action. The evidence amply supports the finding of contempt.

Macks next argues that the trial court erred by not applying the “reasonable doubt” standard of proof in the contempt hearing, because the trial court based the contempt finding on violations of Circuit Court Rule 17 and Illinois Disciplinary Rules 1 — 102(a)(1) and (a)(5) (Ill. Rev. Stat. 1987, ch. 110A, foil. par. 774). Macks argues that because violations of the disciplinary rules are not proof per se of criminal contempt (see People v. Wolf (1987), 162 Ill. App. 3d 57, 514 N.E.2d 1218, appeal denied (1988), 118 Ill. 2d 551) and because Circuit Court Rule 17 is merely a codification of the disciplinary rules, the trial court’s reliance on those violations to find guilt was misplaced. This argument is without merit.

In the instant case, Macks was not found guilty of contempt because he had violated any disciplinary or circuit court rules. Violation of Circuit Court Rule 17 merely established that Macks had engaged in an ex parte communication, which he had been admonished not to attempt. The contempt was based not solely on violation of Circuit Court Rule 17, but on the admonishment after the first ex parte communication as well. Even had there been no rule violation, the evidence clearly established that Macks engaged in an ex parte communication, contrary to the court’s admonishment, and even had the reasonable doubt standard not been applied, the evidence presented in the contempt hearing clearly met that standard.

Macks also argues that because counsel for the petitioners, opposing counsel in the underlying probate cause, prosecuted the contempt proceeding, Macks was deprived of due process and that having an interested prosecutor created an untenable conflict of interest. Both assertions are without merit.

Macks argues that he was deprived of due process. Macks, however, was afforded every safeguard of due process. Macks had timely and sufficient notice of the proceeding. He was afforded a hearing on the merits of the issue before an impartial judge. He was given a second hearing on aggravation and mitigation. He enjoyed adequate and able representation at both hearings.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Reese v. May
955 F. Supp. 869 (N.D. Illinois, 1996)
Roth v. St. Elizabeth's Hospital
607 N.E.2d 1356 (Appellate Court of Illinois, 1993)
In Re Estate of Wernick
530 N.E.2d 1127 (Appellate Court of Illinois, 1988)

Cite This Page — Counsel Stack

Bluebook (online)
530 N.E.2d 1127, 176 Ill. App. 3d 153, 125 Ill. Dec. 718, 1988 Ill. App. LEXIS 1568, Counsel Stack Legal Research, https://law.counselstack.com/opinion/wernick-v-macks-illappct-1988.