Welchance v. Bowen

731 F. Supp. 806, 1989 U.S. Dist. LEXIS 16416, 1989 WL 197106
CourtDistrict Court, M.D. Tennessee
DecidedOctober 26, 1989
Docket3:87-0070
StatusPublished
Cited by3 cases

This text of 731 F. Supp. 806 (Welchance v. Bowen) is published on Counsel Stack Legal Research, covering District Court, M.D. Tennessee primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Welchance v. Bowen, 731 F. Supp. 806, 1989 U.S. Dist. LEXIS 16416, 1989 WL 197106 (M.D. Tenn. 1989).

Opinion

*809 MEMORANDUM

MORTON, Senior District Judge.

I. THE MAGISTRATE’S REPORT

In this case, parts I and II of the Report and Recommendation of the United States Magistrate are adopted in full as if copied verbatim herein. Likewise, the court adopts that portion of part III which discusses the appropriate standards of judicial review.

II. THE RULES

The plaintiff/claimant in this matter unquestionably established a prima facie case of disability by proving that she had a severe impairment which, while not meeting a listing, did prevent her from performing her past work. After having done so, it then became the Secretary’s burden to prove that the claimant could nevertheless perform other substantial gainful activity in the national economy. The Secretary now argues to this court that it met the burden through use of rule 201.19 of the “grids.” The plaintiff, on the other hand, argues that 201.19 is inapplicable and that 201.17 should have been applied. Not surprisingly, rule 201.17 dictates a conclusion of “disabled.” Because all parties involved in this case appear to have misinterpreted or misapplied the grids, some background discussion is appropriate.

As noted above, the burden of proof shifts to the Secretary after the plaintiff establishes a prima facie case of disability. Once the burden shifts, the Secretary must prove that the plaintiff can still perform substantial gainful activity in the national economy despite the fact that she has a severe impairment which prevents her from performing her past type of work. This effort by the Secretary is the fifth and final step of the disability evaluation process. If the Secretary cannot prove the claimant’s ability to perform other substantial gainful activity, the claimant must be deemed disabled.

The Secretary can often meet his burden at step five through the use of the “grids” rather than presenting testimony from a vocational expert. Basically, the grids are a series of tables consisting of rules which direct a conclusion of “disabled” or “not disabled” after taking four factors into consideration. These four factors are the claimant’s age, education, work experience, and “maximum sustained work capability.” Each individual rule addresses whether a certain combination of these factors renders a person disabled or not. As is logical and experientially sound, a low age works in favor of a finding of “not disabled.” On the other hand, low levels of education, work experience, and work capability push toward a finding of “disabled” since they are to a person’s disadvantage when trying to adapt to a new job.

The underlying premise of the rules is that a person at certain levels of these factors may be presumed to be disabled, while persons with some different combination of levels of these factors may be presumed to be not disabled. In essence, the rules simply consist of evidentiary based assumptions that a vocational expert would come to the conclusion expressed by a rule if faced with a person sharing the characteristics described by that rule. Of course, this mechanism can only function properly if a rule accurately describes the person in question. Otherwise, the whole network of assumptions and presumptions fall apart. Therefore, the grids cannot be used to dictate a conclusion of “not disabled” when “the characteristics of the claimant do not identically match the description in the grid.” Kirk v. Secretary of Health and Human Services, 667 F.2d 524 (6th Cir.1981), cert. denied 461 U.S. 957, 103 S.Ct. 2428, 77 L.Ed.2d 1315 (1983). However, if the disparity between the condition of the claimant and the description of the rule is not significant, the rule may still be used as a guide or framework to reaching a conclusion. As the disparity grows, of course, the usefulness of the rule as a framework declines proportionally. Since the grids do not consider nonexertional impairments in the calculation of maximum sustained work capability, the existence of a nonexertional impairment often accounts for the failure of any grid rule to accurately describe a *810 claimant. If the nonexertional impairment is significant, it is not even appropriate to use the grids as a framework for a decision. Rather, the Secretary will need vocational testimony to meet his burden of proof.

Of course, a rule can be used to dictate a conclusion of “disabled” if a claimant suffers from a nonexertional impairment in addition to having the characteristics listed by a rule which states a “disabled” conclusion. This is only logical. The theory behind the rules which state that a person is disabled is that any claimant described by that rule would not be able to perform any substantial gainful activity that exists in significant numbers in the national economy. If a claimant’s exertional impairment renders her disabled when viewed in conjunction with her other vocational factors such as age, education, and experience, then naturally she would also be disabled if she suffered from a nonexertional impairment in addition to the exertional. The instant plaintiff argues that such is her case. She asserts that rule 201.17 describes her and therefore dictates a conclusion of “disabled” even without resorting to an examination of her nonexertional impairment.

The Secretary, on the other hand, contends that the claimant’s nonexertional impairment is insignificant and that rule 201.19 so closely describes the claimant that the rule can be used as a framework for concluding that the claimant is not disabled. If substantial evidence within the record supports the Secretary’s conclusion, it must be upheld by this court. If not, the court must determine whether substantial evidence allows only for one other rule to apply. If it does, then the conclusion of that rule will dictate the conclusion of this court concerning disability. On the other hand, if substantial evidence supports application of no rule, or two or more rules reaching opposite conclusions, the court must then decide whether to remand the case for further findings or to simply find in favor of the claimant on the ground that the Secretary cannot seek another bite of the apple after failing to meet his burden of proof.

III. RULE 201.19

Rule 201.19 directs a conclusion of “not disabled” when the claimant has: (1) an age ranging from age 45 through 49, (2) a “limited or less” education, (3) work experience classified as skilled or semiskilled but not involving transferable skills, and (4) a maximum sustained work capacity to do sedentary work. Thus, the first basic question for the court is whether there is substantial evidence to support the Secretary’s conclusion that each of these four classifications accurately describe the claimant.

The most obvious problem with applying rule 201.19 concerns the age classification. Rule 201.19 only governs individuals of ages 45 through 49. The plaintiff, however, did not turn 45 until October of 1987 —long after the alleged onset of disability.

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Bluebook (online)
731 F. Supp. 806, 1989 U.S. Dist. LEXIS 16416, 1989 WL 197106, Counsel Stack Legal Research, https://law.counselstack.com/opinion/welchance-v-bowen-tnmd-1989.