Weiss v. New Mexico Board of Dentistry

798 P.2d 175, 110 N.M. 574
CourtNew Mexico Supreme Court
DecidedAugust 21, 1990
Docket18249
StatusPublished
Cited by12 cases

This text of 798 P.2d 175 (Weiss v. New Mexico Board of Dentistry) is published on Counsel Stack Legal Research, covering New Mexico Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Weiss v. New Mexico Board of Dentistry, 798 P.2d 175, 110 N.M. 574 (N.M. 1990).

Opinion

OPINION

MONTGOMERY, Justice.

In January 1987 appellant, James I. Weiss, D.D.S., was convicted of four counts of making or permitting a false claim for reimbursement for public assistance services, a fourth degree felony under NMSA 1978, Section 30-40-4 (Repl.Pamp.1989). The Board of Dentistry thereafter revoked his license to practice dentistry in a proceeding under the Uniform Licensing Act, NMSA 1978, Sections 61-1-1 to -33 (Repl. Pamp.1989). The Board found that Weiss had incurred the four convictions and that he was not sufficiently rehabilitated to warrant the public trust. Weiss appealed this decision to the district court, which affirmed, and now seeks further review in this Court. The principal issue on appeal is whether a conviction itself, as distinguished from the underlying conduct, is a sufficient basis for revoking a dental license. We hold that it is, reject Weiss’s other claims of error, and affirm the district court.

I. Factual Background and Issues

In 1986 the attorney general undertook an extensive investigation of Medicaid fraud in New Mexico. The investigation resulted in an eighty-two count indictment against Dr. Weiss by a grand jury in Bernalillo County, alleging numerous instances of fraud and losses of several thousands of dollars in connection with visits by Weiss to two nursing homes in Albuquerque to provide examinations and treatments to patients and residents. After issuance of the indictment, negotiations between Weiss and the state ensued in late 1986 and culminated in a plea and disposition agreement, under which Weiss agreed to plead guilty to one count and no contest to three counts, of making or permitting a false claim for reimbursement for public assistance services and the state agreed that all pending charges would be dismissed and no additional charges brought. Weiss also agreed to make restitution of investigative costs and $7,000.00 of “provable overpayments.”

The court accepted the plea agreement at a hearing in which Weiss affirmed that he had entered into it knowingly and voluntarily. The court thereupon found him guilty of the offenses charged and sentenced him to four consecutive eighteen-month periods of incarceration, all but four months of which were suspended, and ordered him to make restitution and pay the costs of the investigation.

Three months later the Board began license-revocation proceedings. An amended “notice of contemplated action” (NCA) informed Dr. Weiss that the Board had received allegations that he had been convicted of the four felony counts and that these allegations, if not rebutted or explained, constituted a basis to suspend or revoke his license. Weiss responded and the Board conducted a two-day hearing, following which it made findings of fact and conclusions of law and revoked the license on the basis of the four convictions, as authorized by the Dental Act (NMSA 1978, Sections 61-5-1 to -34 (Repl.Pamp.1989)) and by the Criminal Offender Employment Act (NMSA 1978, Sections 28-2-1 to -6 (Repl. Pamp.1987)). The Board also found (Finding No. 16) that Weiss had engaged in a protracted course of conduct of failing to practice dentistry in a professionally competent manner, involving grossly incompetent performance of dental services, obtaining or attempting to obtain fees by fraud or misrepresentation, and making false or misleading statements regarding the value of his dental treatments.

Weiss petitioned the district court for review of the Board’s action. The court reviewed the record and affirmed the Board’s findings and decision. While the case was pending before it, the district court considered three motions filed by Weiss to supplement the record. One of the motions, which was denied, sought to include in the record an affidavit of an attorney as an expert in criminal law. The attorney expressed the opinion that Weiss’s counsel in the criminal case, in advising him in connection with the plea and disposition agreement, had not understood the nature and consequences of his guilty plea, that the plea had not been knowingly and intelligently entered, and that Weiss had received ineffective assistance of counsel.

On appeal to this Court Weiss asserts eleven points of error. Many of these are redundant and overlapping; we choose to group them under the following four issues on appeal: (1) In revoking Weiss’s license, did the Board properly rely upon the four convictions themselves, as distinguished from the conduct underlying them? (2) In its notice of contemplated action, did the Board adequately apprise Weiss of the grounds for the contemplated revocation of his license? (3) Was there substantial evidence before the Board to support its finding that he was not rehabilitated and to support the findings of unprofessional conduct? (4) Should the district court have supplemented the hearing record to include the affidavit regarding the allegedly ineffective assistance of counsel in the criminal proceedings and consequent unknowing and unintelligent guilty plea? We shall consider these issues in the order just listed.

II. Sufficiency of Convictions Themselves as Basis for License Revocation

Throughout his briefs in this Court, Dr. Weiss manifests the understanding that proof of a felony conviction by itself, as opposed to proof of the conduct underlying the conviction, is not a sufficient basis to revoke a license. For example, he charges that the members of the Board were “under the misapprehension that a license to practice dentistry in the state of New Mexico could be revoked on the basis of a conviction alone * * *.” Actually, the Board’s apprehension was correct and Weiss’s understanding is wrong. Under New Mexico law as set out in both the Dental Act and the Criminal Offender Employment Act (COEA), a conviction by itself is a sufficient basis, where the licensee has not been rehabilitated, to revoke the license.

The Dental Act, in Subsection 61-5-14(A)(4), permits the Board to deny, revoke or suspend any license, in accordance with the procedures in the Uniform Licensing Act, upon the ground that the licensee has been convicted of a felony. The COEA, in Subsection 28-2-4(A)(l), permits any board or agency having jurisdiction over the practice of a profession to suspend or revoke any license where the licensee has been convicted of a felony directly relating to the particular profession. In this case, the Board found, and we agree, that the felony of making or permitting a false claim for reimbursement for public assistance services directly relates to the profession of dentistry.

In Varoz v. New Mexico Board of Podiatry, 104 N.M. 454, 722 P.2d 1176 (1986), the board revoked the license of a podiatrist who had been convicted of eight counts of Medicare fraud. The Tenth Circuit Court of Appeals had reversed five of these convictions, and we held that the statute of limitations had run on one of the others. Nevertheless, we further held that the remaining two convictions provided a sufficient basis for the revocation. We said, with reference to one of the convictions: “Under Sections 61-8-11 [of the Podiatry Act] and 28-2-4, the conviction, being final and presumptively valid, formed a separate, independent, and adequate basis for revoking Varoz’s license.” 104 N.M. at 458, 722 P.2d at 1180 (citations omitted).

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Bluebook (online)
798 P.2d 175, 110 N.M. 574, Counsel Stack Legal Research, https://law.counselstack.com/opinion/weiss-v-new-mexico-board-of-dentistry-nm-1990.