Weinberg v. Mitchell

588 F.2d 275
CourtCourt of Appeals for the Ninth Circuit
DecidedDecember 19, 1978
DocketNos. 76-3250, 76-3645
StatusPublished
Cited by10 cases

This text of 588 F.2d 275 (Weinberg v. Mitchell) is published on Counsel Stack Legal Research, covering Court of Appeals for the Ninth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Weinberg v. Mitchell, 588 F.2d 275 (9th Cir. 1978).

Opinion

MERRILL, Circuit Judge:

Between 1969 and 1972 warrantless telephone surveillance of certain persons not parties to this action was carried out under authorization of defendant-appellee as Attorney General of the United States. As a result of this surveillance some conversations of the plaintiffs in these two consolidated cases were incidentally intercepted. The surveillance had been authorized for the purpose of collecting information believed by the Attorney General to be necessary for the protection of the national security. The conceived threat to security was domestic, not foreign. These civil actions were brought to secure damages for the warrantless interceptions. Plaintiffs based their claims on alleged violations of Title III of the Omnibus Crime Control and Safe Streets Act of 1968, 18 U.S.C. §§ 2510-2520, and the First, Fourth, Fifth and Sixth Amendments to the Constitution of the United States.

In 1972, after these interceptions had occurred, the Supreme Court faced the question whether a warrant was required for telephone surveillance authorized by the Attorney General to secure information respecting domestic threats to the national security. United States v. United States District Court, 407 U.S. 297, 92 S.Ct. 2125, 32 L.Ed.2d 752 (1972) (hereinafter Keith1). The Court held that while warrants for such surveillance were not required by Title III,2 they were required by the Fourth Amendment. The question we face is whether we should retroactively apply the holding in Keith and thus render unlawful warrantless domestic security surveillance occurring prior to the announcement of that decision. The district courts in both of these cases held that the decision was not to be given retroactive application. Summary judgment in favor of defendant-appellee was granted in each case. We affirm.

In Chevron Oil Co. v. Huson, 404 U.S. 97, 92 S.Ct. 349, 30 L.Ed.2d 296 (1971), the Court recited the proper standards for retroactive application of an announced rule:

“In our cases dealing with the nonretroactivity question, we have generally considered three separate factors. First, the decision to be applied nonretroactively must establish a new principle of law, either by overruling clear past precedent on which litigants may have relied, [citation omitted] or by deciding an issue of [277]*277first impression whose resolution was not clearly foreshadowed [citation omitted]. Second, it has been stressed that ‘we must . . . weigh the merits and demerits in each case by looking to the prior history of the rule in question, its purpose and effect, and whether retrospective operation will further or retard its operation.’ [citation omitted] Finally, we have weighed the inequity imposed by retroactive application, for ‘[w]here a decision of this Court could produce substantial inequitable results if applied retroactively, there is ample basis in our cases for avoiding the “injustice or hardship” by a holding of nonretroactivity.’ ”

Id. at 106-07, 92 S.Ct. at 355.

Upon the first factor appellants assert that no new principle of law was established in Keith, either by overruling a clear past precedent or by deciding an issue of first impression whose resolution was not clearly foreshadowed. To the contrary, they assert, the principles involved had already been established in Berger v. New York, 388 U.S. 41, 87 S.Ct. 1873, 18 L.Ed.2d 1040 (1967), and Katz v. United States, 389 U.S. 347, 88 S.Ct. 507, 19 L.Ed.2d 576 (1967). There was, it is stated, no sharp departure from any prior judicial holding. Any judicial authority for unwarranted wiretapping upon which the Attorney General might have relied was baséd, they assert, upon Olmstead v. United States, 277 U.S. 438, 48 S.Ct. 564, 72 L.Ed. 944 (1928), which was expressly overruled by Katz.

We cannot agree. There may not have been any judicial authority for the warrant-less wiretaps, but the executive branch had long proceeded on the assumption that surveillance exercised in the interest of national security was within its power. As the Court in Keith notes:

“The nature and extent of wiretapping apparently varied under different administrations and Attorneys General, but, except for the sharp curtailment under Attorney General Ramsey Clark in the latter years of the Johnson administration, electronic surveillance has been used both against organized crime and in domestic security cases at least since the 1946 memorandum from [Attorney General Tom] Clark to Truman.”

407 U.S. at 311 n. 10, 92 S.Ct. at 2133.

More to the point, however, this was in our judgment an issue of first impression whose resolution was not clearly foreshadowed. The opening paragraph of the opinion in Keith seems to us to make it clear that the Court itself so regarded the issue:

“The issue before us is an important one for the people of our country and their Government. It involves the delicate question of the President’s power, acting through the Attorney General, to authorize electronic surveillance in internal security matters without prior judicial approval. Successive Presidents for more than one-quarter of a century have authorized such surveillance in varying degrees, without guidance from the Congress or a definitive decision of this Court. This case brings the issue here for the first time. Its resolution is a matter of national concern, requiring sensitivity both to the Government’s right to protect itself from unlawful subversion and attack and to the citizen’s right to be secure in his privacy against unreasonable Government intrusion.”

Id. at 299, 92 S.Ct. at 2128.

In earlier electronic surveillance cases the courts had dealt with the uncovering of proof of crime to be used in a criminal trial. The issuing of warrants in connection with such searches was a traditional judicial function; the search for which the warrant was issued was preliminary to trial and thus within the area of judicial operation. In Keith for the first time the Court dealt with a search in connection with intelligence, not crime — with an executive, not a judicial, operation. Requiring a warrant under these circumstances meant that the executive branch could not exercise this function assigned to it by the Constitution, Article II, § 1, without first obtaining judicial approval. This was quite a step beyond the warrant requirements in Katz and other cases. In Keith the Court was involved in problems bearing on the separation of pow[278]*278ers and the effective operation of our system of checks and balances. There for the first time the Court was faced with the need to reconcile arguably conflicting provisions of the Constitution. The question was not whether an intrusion by way of telephone surveillance constitutes a search falling under the Fourth Amendment. That question had indeed been settled by Katz.

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588 F.2d 275, Counsel Stack Legal Research, https://law.counselstack.com/opinion/weinberg-v-mitchell-ca9-1978.