Waxler v. Maine Real Estate Commission

1998 ME 65, 708 A.2d 663, 1998 Me. LEXIS 69
CourtSupreme Judicial Court of Maine
DecidedMarch 26, 1998
StatusPublished
Cited by2 cases

This text of 1998 ME 65 (Waxler v. Maine Real Estate Commission) is published on Counsel Stack Legal Research, covering Supreme Judicial Court of Maine primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Waxler v. Maine Real Estate Commission, 1998 ME 65, 708 A.2d 663, 1998 Me. LEXIS 69 (Me. 1998).

Opinion

WATHEN, Chief Justice.

[¶ 1] Alfred Waxier appeals from the judgment entered in the Administrative *664 Court (Beaudoin, J.) denying his petition for review and affirming the decision of the Maine Real Estate Commission. The Commission found that he failed to open his real estate agency trust account and records for inspection in violation of 32 M.R.S.A. § 13178 (1988) 1 and failed to allow a general office examination in violation of 32 M.R.S.A. § 13067(1)(F) (1988) 2 and Chapter 320, Section 4 of the Maine Real Estate Commission Rules and Regulations 3 and imposed certain sanctions. Waxier argues in part that the Commission abused its discretion in denying his motion to continue the adjudicatory hearing; that the Director exceeded her authority in seeking an examination of his records; and that the statute and rule permitting examination of records violated his constitutional right to be free from unreasonable searches. Finding no error and no constitutional infirmity, we affirm.

[¶2] The facts may be summarized as follows: The Commission received applications for renewal of Waxler’s individual and firm real estate licenses, together with a check from his real estate trust account, rather than his regular account, to pay the licensing fees. Waxier contacted the Director to notify the Commission of the mistake. The Director advised him during the conversation that the Commission had discovered the error and would seek to inspect, examine and audit his books. In subsequent communications, Waxier explained that he was taking medication that must have caused confusion so that he refilled his checkbook with the wrong account checks without notie-ing it. He also indicated that he had corrected the mistake and that he refused to allow the Commission to examine his books. Repeated communications, both in writing and by telephone, transpired between the Director’s office and Waxier, in which the Director continued to try to schedule an examination and Waxier continued to refuse to participate. The communications culminated in the commission examiner notifying Waxier of a date and time for the examination at his office, for which he failed to appear.

[¶3] The Director then served a complaint and notice of hearing on Waxier seeking an examination of his records and sanctions for his prior refusal to cooperate. Waxier filed a motion for continuance, which was denied by the Chair of the Commission at the beginning of the hearing. The Chair proceeded with the hearing without the presence of Waxier. After hearing, the Commission entered an order finding Waxier in violation of 32 M.R.S.A. § 13178 and in violation of 32 M.R.S.A. § 13067(1)(F) and Chapter 320, Section 4 of the Maine Real Estate Commission Rules and Regulations and imposing sanctions. Waxier filed a request for reconsideration, which, after hearing, was denied by the Commission. He then filed a petition for review. After the Administrative Court affirmed, he appealed to this Court.

[¶ 4] We review an administrative agency’s imposition of a penalty directly for abuse of discretion, errors of law, or findings not supported by the evidence. Maine Real Estate Comm’n v. Jones, 670 A.2d 1385, 1387 *665 (Me.1996) (citation omitted). Waxier first argues that the Commission erred in denying his motion to continue because it was unreasonable to expect him to appear at the hearing for which he was requesting a continuance to argue his motion to continue; that his request was reasonable; and that the Director and the Chair improperly participated in ex parte communications concerning the motion to continue. We review the Commission’s order denying Wader’s motion to continue for abuse of discretion. Magno v. Town of Freeport, 486 A.2d 137, 140 (Me.1985). The party seeking the continuance has the burden of showing sufficient grounds for granting the motion. Id.

[¶ 5] Wader filed a request for continuance for the following reasons: he was on the trailing trial list in the Cumberland County Superior Court and could be called for a trial on one hour’s notice; and also he had made plans to attend an auction scheduled the day of the hearing and to bid on a mobile home. The Director responded to Wader’s request for continuance in writing as follows:

[t]he request for a continuance will be presented to the Chair on April 11th. I would strongly encourage you to present your request in person to answer any questions the Chair may have regarding your request. Should the request for a continuance be denied, the hearing will be conducted as scheduled.

After the Chair of the Commission commenced the hearing at 12:18 p.m. on April 11, by explaining the nature of the hearing, the Chair stated ‘We’ll state for the record that Wader has mailed or faxed—we received a request for a continuance from him which I chose to deny.”

[¶ 6] Although Wader demonstrated that he might be called for trial, he failed to demonstrate that he was in fact being called for trial. He at no point demonstrated an actual conflict, only a potential conflict. Therefore, the Chair did not abuse his discretion in denying the continuance. Moreover, there is no evidence of ex parte communications 4 between the Chair and the Director. Contrary to Wader’s argument, we do not find that the use of the word “we” by the Chair clearly demonstrates ex parte communication. We” could also be interpreted to mean the Commission. Moreover, the testimony of the Director after the Chair commenced the hearing and announced his ruling does not constitute ex parte communication because Wader was given notice of the hearing and faded to appear and participate.

[¶7] Wader next argues that the Director exceeded her authority in seeking an examination of his books. Contrary to his arguments, however, 32 M.R.S.A. § 13178 (1988) allows the Director to inspect an agency’s trust account and records. The Director was thus acting within her authority when she initially requested an inspection of Wax-leris trust account and records. His use of the trust account to pay his license fees put the Director on notice of a violation justifying an inspection. Moreover, subsequent communications with Wader put the Director on notice of other potential violations of the licensing laws as well. Further, contrary to Wader’s argument, Chapter 320, Section 4 of the Maine Real Estate Commission Rules and Regulations allows inspection for compliance with licensing laws, without cause, once in each licensing period and does not require that all licensees be inspected. Therefore, the Director did not exceed her authority in seeking an examination of his records.

[¶8] Wader next argues, without citing any specific authority, that the examination of his accounts and records violated his constitutional-right to be free from unreasonable searches. He challenges the examination because of the discretion given to the Director to determine whose records to examine. He *666

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1998 ME 65, 708 A.2d 663, 1998 Me. LEXIS 69, Counsel Stack Legal Research, https://law.counselstack.com/opinion/waxler-v-maine-real-estate-commission-me-1998.