Watson v. Esposito

231 A.D.2d 512, 647 N.Y.S.2d 233, 1996 N.Y. App. Div. LEXIS 8866
CourtAppellate Division of the Supreme Court of the State of New York
DecidedSeptember 9, 1996
StatusPublished
Cited by8 cases

This text of 231 A.D.2d 512 (Watson v. Esposito) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Watson v. Esposito, 231 A.D.2d 512, 647 N.Y.S.2d 233, 1996 N.Y. App. Div. LEXIS 8866 (N.Y. Ct. App. 1996).

Opinion

In an action to recover damages for medical malpractice, the plaintiff appeals from (1) a judgment of the Supreme Court, Nassau County (Alpert, J.), entered July 7, 1995, which, upon an order of the same court dated June 19, 1995, granting the defendants’ respective motions to dismiss the action pursuant to CPLR 3126, and denying the plaintiff’s cross motion, inter alia, to compel the defendants to complete his deposition, is in favor of the defendants and against him dismissing the complaint, and (2) an order of the same court dated October 30, 1995, which denied the plaintiff’s motion, in effect, to reargue.

Ordered that the appeal from the order dated October 30, 1995, is dismissed, as no appeal lies from an order denying re-argument; and it is further,

Ordered that the judgment entered July 7, 1995, is affirmed; and it is further,

. Ordered that the respondents appearing separately and filing separate briefs are awarded one bill of costs.

The subject motion to dismiss the action due to the plaintiff’s failure to comply with various discovery demands and orders was the fourth such motion in this action. The record indicates that the plaintiff delayed in complying with previous discovery orders, and that the plaintiff’s responses to the defendants’ notices for discovery and requests for authorizations, which notices and requests were served pursuant to a stipulation between the parties, were inadequate. In light of the plaintiff’s [513]*513continued failure to comply with discovery demands absent judicial intervention, we find no improvident exercise of discretion in the dismissal of the action based on the plaintiffs failure to adequately comply with the terms of the stipulation (see, CPLR 3126; Wolfson v Nassau County Med. Ctr., 141 AD2d 815). Bracken, J. P., Thompson, and Copertino, JJ., concur.

Goldstein, J., concurs in part, and dissents in part, and votes to dismiss the appeal from the order dated October 30, 1995, to reverse the judgment entered July 7, 1995, to vacate the order dated June 19, 1995, to deny the defendants’ respective motions to dismiss the action pursuant to CPLR 3126, to grant the branch of the cross motion which was to compel the defendants to complete the plaintiffs deposition, and to remit the matter to the Supreme Court, Nassau County, to (1) determine whether there are any outstanding demands of the defendants which are not palpably improper, (2) direct the plaintiff to comply with any such demands within a specified period, and (3) schedule the completion of the plaintiffs deposition, with the following memorandum in which Pizzuto, J. concurs: An order of preclusion dated November 6, 1992, a preliminary conference order dated May 6, 1993, and an order dated December 3, 1993, directing the plaintiff to produce numerous authorizations were previously entered in the instant action. However, the defendants have acknowledged that the plaintiff "substantially complied” with those orders. As a result of his compliance, a prior motion to dismiss pursuant to CPLR 3126 was withdrawn.

On November 3, 1994, the defendants commenced the deposition of the plaintiff. At the deposition, the parties entered into a stipulation that the plaintiff would provide authorizations to obtain medical records from Blue Cross/Blue Shield, John Hancock Mutual Life Insurance Company, Dr. Mines, Dr. Burke, Dr. Lyons, and Town and Country Hospital. As part of that stipulation, the parties agreed that the defendants would be serving demands for "additional authorizations” based upon the plaintiff’s deposition testimony by November 7, 1994. The stipulation was "So Ordered” by the court on or about December 12, 1994.

Although the stipulation only mentioned demands for "additional authorizations”, in the period from November 4, 1994, until November 16, 1994, the various defendants served upon the plaintiffs: (1) a notice to produce demanding six items; (2) a notice for discovery and inspection demanding 24 items; (3) a demand for 18 authorizations; (4) a notice for discovery and inspection demanding 12 items; (5) a notice to produce demand[514]*514ing six items; (6) a notice for discovery and inspection demanding 25 items; and (7) a demand for 11 authorizations. On or about December 19, 1994, well after the November 7, 1994, deadline in the stipulation, the defendant Dr. Varriale served upon the plaintiff a demand for 21 authorizations.

Thus, the defendants used the stipulation "So Ordered” by the court, wherein the plaintiff agreed to provide some additional authorizations based upon the plaintiff’s deposition testimony, as an excuse to submit voluminous discovery demands, many of them duplicates of prior demands, including notices for discovery and inspection and notices to produce. Many of those demands were served after the November 7, 1994, deadline, and 21 authorizations were demanded over a month after the November 7, 1994, deadline. These demands are so extensive that they cannot be described in further detail here.

A certified copy of the plaintiffs deposition testimony was not served upon the plaintiff until January 17 or 18, 1995. Simultaneously therewith, a motion to dismiss the complaint pursuant to CPLR 3126 was made. The plaintiff cross-moved, inter alia, to compel the defendants to complete the plaintiffs deposition testimony, affirming that the records of Dr. Burke, Dr. Mines, and the "insurance companies and [his] employer” were previously supplied. In response, the remaining defendants separately moved to dismiss the complaint pursuant to CPLR 3126. The defendants’ voluminous motion papers contained no clear and concise inventory of what discovery remained outstanding.

By letter dated March 20, 1995, the plaintiff transmitted authorizations for Dr. Lyons, and Town and Country Hospital, as well as Tampa General Hospital, and Adelphi University. The plaintiff further represented that most of the other items were previously supplied, or unavailable. He indicated that medical authorizations for one doctor would be provided, once he received verifying information. The plaintiff contended that a demand to produce "[insurance forms, bills, documents, and papers used by plaintiff in preparation for his testimony at EBT”, and "All documents invoices and bills regarding medical care and treatment in plaintiffs possession”, were unduly vague and unclear. The 35-year-old plaintiff responded to multiple demands for the name and address of his parents without protest.

The defendants, in reply, argued that the plaintiffs failure to move for a protective order precluded him from challenging their demands, and that some of the plaintiffs responses were [515]*515inadequate. The thrust of the defendants’ remaining arguments were that, although the plaintiff indicated that all medical authorizations had previously been provided or were being provided, the plaintiff had failed to provide each of the defendants with a copy of all authorizations demanded.

In dismissing the complaint pursuant to CPLR 3126, the court noted that CPLR 3126 authorizes dismissal of an action "when a discovery order is willfully disobeyed”, thus recognizing the well-settled rule that the drastic remedy of dismissing an action pursuant to CPLR 3126 (3) should not be imposed unless there is noncompliance that is “willfull, contumacious, deliberate or in bad faith” (Magrabi v City of New York, 211 AD2d 422, 423; see, Van Inwegen v Lucia, 192 AD2d 834; Hocevar v Honig Indus. Diamond Wheel, 172 AD2d 588; Bermudez v Laminates Unlimited, 134 AD2d 314, 315).

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Bluebook (online)
231 A.D.2d 512, 647 N.Y.S.2d 233, 1996 N.Y. App. Div. LEXIS 8866, Counsel Stack Legal Research, https://law.counselstack.com/opinion/watson-v-esposito-nyappdiv-1996.