Waters v. Commissioner of Social Security

CourtDistrict Court, N.D. California
DecidedMarch 3, 2023
Docket1:21-cv-08018
StatusUnknown

This text of Waters v. Commissioner of Social Security (Waters v. Commissioner of Social Security) is published on Counsel Stack Legal Research, covering District Court, N.D. California primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Waters v. Commissioner of Social Security, (N.D. Cal. 2023).

Opinion

1 2 3 4 UNITED STATES DISTRICT COURT 5 NORTHERN DISTRICT OF CALIFORNIA 6 EUREKA DIVISION 7 8 ANTHONY M. W.,1 Case No. 21-cv-08018-RMI

9 Plaintiff, ORDER RE: CROSS-MOTIONS FOR 10 v. SUMMARY JUDGMENT

11 COMMISSIONER OF SOCIAL Re: Dkt. Nos. 15, 19 SECURITY, 12 Defendant. 13 14 INTRODUCTION 15 Plaintiff seeks judicial review of an administrative law judge (“ALJ”) decision denying his 16 application for disability benefits under Title II of the Social Security Act. See Admin. Rec. at 12- 17 24.2 In June of 2019, Plaintiff filed an application for Title II benefits alleging an onset date of 18 May 19, 2017—later amended to June 30, 2019. Id. at 35, 172-73. On February 9, 2021, an ALJ 19 entered an unfavorable decision, finding Plaintiff not disabled. Id. at 12-24. In August of 2021, the 20 Appeals Council denied Plaintiff’s request for review. Id. at 1-3.3 A few months later, in October 21 of 2021, Plaintiff sought review in this court (see Compl. (dkt. 3) at 1-4) and the instant case was 22 initiated. Both parties have consented to the jurisdiction of a magistrate judge (dkts. 8 & 9), and 23 both parties have moved for summary judgment (dkts. 15 & 19). For the reasons stated below, 24

25 1 Pursuant to the recommendation of the Committee on Court Administration and Case Management of the Judicial Conference of the United States, Plaintiff’s name is partially redacted. 26 2 The Administrative Record (“AR”), which is independently paginated, has been filed in twenty-four attachments to 27 Docket Entry #12. See (dkts. 12-1 through 12-24). 1 Plaintiff’s motion for summary judgment is granted, and Defendant’s motion is denied. 2 LEGAL STANDARDS 3 The Commissioner’s findings “as to any fact, if supported by substantial evidence, shall be 4 conclusive.” 42 U.S.C. § 405(g). A district court has a limited scope of review and can only set 5 aside a denial of benefits if it is based on legal error. Flaten v. Sec’y of Health and Human Servs., 6 44 F.3d 1453, 1457 (9th Cir. 1995). The phrase “substantial evidence” appears throughout 7 administrative law and directs courts in their review of factual findings at the agency level. See 8 Biestek v. Berryhill, 139 S. Ct. 1148, 1154 (2019). Substantial evidence is defined as “such 9 relevant evidence as a reasonable mind might accept as adequate to support a conclusion.” Id. 10 (quoting Consol. Edison Co. v. NRLB, 305 U.S. 197, 229 (1938)); see also Sandgathe v. Chater, 11 108 F.3d 978, 979 (9th Cir. 1997). “In determining whether the Commissioner’s findings are 12 supported by substantial evidence,” a district court must review the administrative record as a 13 whole, considering “both the evidence that supports and the evidence that detracts from the 14 Commissioner’s conclusion.” Reddick v. Chater, 157 F.3d 715, 720 (9th Cir. 1998). The 15 Commissioner’s conclusion is upheld where evidence is susceptible to more than one rational 16 interpretation. See Burch v. Barnhart, 400 F.3d 676, 679 (9th Cir. 2005). 17 SUMMARY OF THE RELEVANT EVIDENCE 18 Plaintiff raises a single claim assigning error to the ALJ’s evaluation of the medical 19 opinion of Gerald F. Jackson, D.C. See Pl.’s Mot. (dkt. 15) at 11-15. As such, the following is a 20 recitation of the evidence that is relevant to that claim. 21 Plaintiff received chiropractic care from Dr. Jackson from January 2005 until December 22 2020, when his insurance coverage expired. See AR at 422-805, 1675-78. Throughout this period, 23 Dr. Jackson’s reports contain detailed observations of—and treatment for—several medical 24 conditions, including those that the ALJ purported to assess in the present case. See id. (discussing 25 spinal, elbow, and shoulder conditions, as well as treatment thereof). On April 1, 2020, Dr. 26 Jackson completed a physical assessment of Plaintiff, detailing his opinion as to how Plaintiff’s 27 impairments affect his functional capacity. Id. at 977-78. Dr. Jackson found that Plaintiff’s 1 to perform simple work-related tasks and that Plaintiff would need to recline or lie down in excess 2 of the typical breaks during an eight-hour workday. Id. at 977. Dr. Jackson further found that 3 Plaintiff would require unscheduled breaks of roughly fifteen to thirty minutes every one to two 4 hours, could walk only ten blocks before being in significant pain or requiring rest, could sit for 5 one hour and stand for one hour in a typical workday, and could occasionally lift ten pounds, but 6 never greater than twenty pounds. Id. As a result of these findings, Dr. Jackson concluded that 7 Plaintiff’s impairments would cause him to be absent from work more than four times a month. Id. 8 at 978. Following this opinion, Plaintiff continued to receive treatment from Dr. Jackson, 9 reiterating his complaints of shoulder and elbow pain. See, e.g., id. at 1678 (“[H]e continues to 10 have bilateral shoulder, dislocating left bicipital tendon . . . pain . . . My palpation of the left 11 bicipital tendon with the patient internally and externally rotating his left upper extremity reveals 12 the tendon . . . of the bicep dislocating in and out of its bicipital groove.”). 13 THE FIVE-STEP SEQUENTIAL ANALYSIS FOR DETERMING DISABILITY 14 A person filing a claim for social security disability benefits (“the claimant”) must show 15 that he has the “inability to do any substantial gainful activity by reason of any medically 16 determinable impairment” which has lasted or is expected to last for twelve or more months. See 17 20 C.F.R §§ 416.920(a)(4)(ii), 416.909. The ALJ must consider all evidence in the claimant’s case 18 record to determine disability (see id. at § 416.920(a)(3)) and must use a five-step sequential 19 evaluation process to determine whether the claimant is disabled. Id. at § 416.920; see also id. at § 20 404.1520. While the claimant bears the burden of proof at steps one through four (see Ford v. 21 Saul, 950 F.3d 1141, 1148 (9th Cir. 2020)), “the ALJ has a special duty to fully and fairly develop 22 the record and to assure that the claimant’s interests are considered.” Brown v. Heckler, 713 F.2d 23 441, 443 (9th Cir. 1983). Here, the ALJ appropriately set forth the applicable law regarding the 24 required five-step sequential evaluation process. AR at 16-17. 25 At step one, the ALJ must determine if the claimant is presently engaged in “substantial 26 gainful activity” (20 C.F.R § 404.1520(a)(4)(i)), which is defined as work done for pay or profit 27 and involving significant mental or physical activities. See Ford, 950 F.3d at 1148. Here, the ALJ 1 AR at 17. 2 At step two, the ALJ decides whether the claimant’s impairment or combination of 3 impairments is “severe” (see 20 C.F.R. § 404.1520(a)(4)(ii)), “meaning that it significantly limits 4 the claimant’s ‘physical or mental ability to do basic work activities.’” Ford, 950 F.3d at 1148 5 (quoting 20 C.F.R. § 404.1522(a)).

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Waters v. Commissioner of Social Security, Counsel Stack Legal Research, https://law.counselstack.com/opinion/waters-v-commissioner-of-social-security-cand-2023.