Waterhouse v. Celli

71 Misc. 2d 600, 336 N.Y.S.2d 960, 1972 N.Y. Misc. LEXIS 1416
CourtNew York Supreme Court
DecidedOctober 30, 1972
StatusPublished
Cited by1 cases

This text of 71 Misc. 2d 600 (Waterhouse v. Celli) is published on Counsel Stack Legal Research, covering New York Supreme Court primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Waterhouse v. Celli, 71 Misc. 2d 600, 336 N.Y.S.2d 960, 1972 N.Y. Misc. LEXIS 1416 (N.Y. Super. Ct. 1972).

Opinion

Richard M. Rosenbaum, J.

Petitioners are two Rochester city police officers who on the morning of June 12, 1972 were verbally ordered by respondent, sitting at City Court, Criminal Branch, to appear for a scheduled preliminary hearing in connection with charges of assault in the second degree brought against two defendants, Robert Tischle'r and Robert Conklin. When petitioners failed to appear one-half hour later they were summarily held in contempt of court, fined $250 each, and respondent stated that they could purge themselves by their appearance at said preliminary hearing at 2:00 p.m. that day. Petitioners failed to appear at the adjourned time, the orders of contempt of court for failure to appear were continued, and bench warrants were issued for petitioners’ arrest. Although there was rather lengthy discussion between the respondent Judge and the attorneys for both the People and the two defendants during the court proceedings, there is nothing in the record to indicate that the court itself or an officer of the court caused either written or oral notice of either the original order to appear or the contempt order to be given to the petitioners, and at no time were the petitioners before the court nor did they have an opportunity to explain the reasons for their behavior or offer a defense to the contempt charges. The record also discloses that no subpoena or other court mandate was issued originally requiring the petitioners to appear for this preliminary hearing. The record indicates that one petitioner may have been in court at the time of the original order and the other may have had knowledge of it.

Petitioners raise certain questions as to whether the respondent proceeded without or in excess of jurisdiction pursuant to CPLR 7803 (subd. 2), and whether the determination was made in violation of lawful procedure and was affected by an error of law pursuant to CPLR 7803 (subd. 3). Petitioners further maintain that the said orders were unconstitutional, irregular, wholly against the evidence and without any foundation in fact or law. Respondent maintains that the petitions should be dismissed on the grounds that article 78 is not a proper remedy to review the criminal contempt orders made herein and that petitioners should have proceeded by appeal. Respondent further maintains that even should an article 78 proceeding lie, the matter [602]*602must be referred to the Appellate Division of the Supreme Court pursuant to CPLR 7804 (subd. [g]). Finally, respondent contends that its orders adjudging petitioners in contempt of court were just, proper and legal.

Both CPLR 7801 (subd. 2) and sections 752 and 755 of the Judiciary Law provide for article 78 proceedings to review orders punishing persons summarily for contempt of court committed in the immediate view and presence of the court. In order for this court to' have jurisdiction of this matter pursuant to article 78, therefore, it must determine whether the contempt orders were made summarily and secondly, whether they were committed in the immediate view and presence of the court. Respondent maintains that the orders were not made summarily but in fact after a full hearing which provided an adequate record for review upon appeal. The court disagrees. It is obvious from the record that neither of the petitioners was present at the so-called hearing between respondent and counsel. That failure to be present was not due to their own inaction but to the court’s failure to properly notify petitioners so that they would have an opportunity to be heard to explain their actions and to offer a defense to the charges. Therefore, unlike the record in People v. Zweig (32 A D 2d 569) where the defendant was present at all times and had an opportunity to be heard, this case involves a record which is woefully inadequate and impossible for any court to review on appeal. An article 78 proceeding is not only proper here but is necessary so that the record can be completed by signed affidavits and the taking of testimony if the court deems it necessary.

Respondent argues, however, that article 78 does not lie for the reason that the failure of the petitioners to appear in court pursuant to the respondent’s order was not committed in the immediate view and presence of the court. This is essential in order for this court to have jurisdiction of the matter. (Matter of Grand Jury of County of Kings [Reardon], 278 App. Div. 206.)

In spite of the fact that neither petitioner was personally seen by the respondent or in his immediate view or presence, it still cannot be said that the acts held to be contemptuous were not themselves performed in the immediate view and presence of the court. Sections 752 and 755 of the Judiciary Law do not say that the person (emphasis mine) held in contempt be in the court’s immediate view and presence but only that the acts forming a basis for the contempt order be so. (Cf. 22 CarmodyWait 2d, New York Practice § 140:15, p. 481; People v. Higgins, 173 Misc. 96.) Here, the acts alleged to be contemptuous were [603]*603the failure of the petitioners to appear, not before some other body or court as in the Matter of Alberti v. Dickens (22 A D 2d 770) and other cases cited by respondent, but before the Trial Judge himself. It is this absence which of course was readily discernible to the respondent which therefore makes this case qualify for article 78 treatment. The cases cited by respondent are readily distinguishable because they involve failure to appear before or answer questions of a Grand Jury, naturally not in the court’s presence. Matter of Dillon v. Comello (34 A D 2d 1097) although involving a failure to answer questions before the trial court, was decided on the basis of People v. Zweig (32 A D 2d 569, supra) where the Appellate Division determined that since the avenue taken there was by appeal in the first instance and not by article 78, it would keep the matter since, regardless of whether the order was made in a summary or non-summary manner, there was in fact an adequate record for purposes of review .and the defense had been given ample opportunity to explain his behavior and present a defense. It is interesting to note that in both the Dillon case and the Zweig case, the District Attorney argued that upon the facts there presented, only an article 78 proceeding would lie and not an appeal.

The essential prerequisites for jurisdiction under article 78 having been met, the merits of the case must now be considered.

Subdivision 1 of section 751 of the Judiciary Law concerning punishment for criminal contempts states in pertinent part as follows: 1 ‘ such a contempt, committed in the immediate view and presence of the court, may be punished summarily; when not so committed, the party charged must be notified of the accusation, and have a reasonable time to make a defense.”

Section 755 concerning when punishment may be summary states in pertinent part as follows: Where the offense is committed in the immediate view and presence of the court, or of the judge or referee, upon a trial or hearing, it may be punished summarily. For that purpose, an order must be made by the court, judge, or referee, stating the facts which constitute the offense and which bring the case within the provisions of this section, and plainly and specifically prescribing the punishment to be inflicted therefor.”

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Bluebook (online)
71 Misc. 2d 600, 336 N.Y.S.2d 960, 1972 N.Y. Misc. LEXIS 1416, Counsel Stack Legal Research, https://law.counselstack.com/opinion/waterhouse-v-celli-nysupct-1972.