Warren v. Eckert Seamans Cherin & Mellott

45 Pa. D. & C.4th 75, 2000 Pa. Dist. & Cnty. Dec. LEXIS 315
CourtPennsylvania Court of Common Pleas, Alleghany County
DecidedApril 25, 2000
Docketno. GD92-0910
StatusPublished

This text of 45 Pa. D. & C.4th 75 (Warren v. Eckert Seamans Cherin & Mellott) is published on Counsel Stack Legal Research, covering Pennsylvania Court of Common Pleas, Alleghany County primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Warren v. Eckert Seamans Cherin & Mellott, 45 Pa. D. & C.4th 75, 2000 Pa. Dist. & Cnty. Dec. LEXIS 315 (Pa. Super. Ct. 2000).

Opinion

WETTICK, J.,

In this opinion, I address the issue of whether in this civil case that will be tried by a jury I have the authority to appoint (at the parties’ expense) an expert who will serve as a judicial tutor and, possibly, as a witness to testify at trial.

This is a legal malpractice case in which plaintiffs seek damages in excess of $12,000,000 because of defendants’ alleged failure to obtain a patent of appropriate breadth and scope.

Defendants filed a motion for summary judgment, seeking dismissal of the case on the ground that prior art precluded the issuance of the patent on which plaintiffs’ damage claims are based. The evidence that defendants offered in support of the summary judgment included (1) plaintiffs’ expert and supplemental expert reports, prepared by Charles N. Quinn, a patent attorney, which generally describe the claims for which a patent would have issued (according to Mr. Quinn) and (2) the prior art that allegedly would have precluded the issuance of any patent generally described in Mr. Quinn’s expert reports. The prior art that was submitted included (a) a December 20,1983 patent issued to Gedeon — which consists of two drawings and more than 20 pages (if double spaced) of a technical description of the invention; (b) a 20-page double-spaced technical description of the Engstrom Erica ventilator; and (c) the Engstrom Erica reference manual (more than 60 double-spaced pages).

[78]*78In their brief in support of the motion, defendants rely on an expert report of Harry F. Manbeck Jr., a patent attorney, who compares the features of the Gedeon patent and the Engstrom Erica ventilator with his interpretation of the claims described in the Quinn reports and concludes that any patent claims described by Mr. Quinn are not patentable. Plaintiffs’ brief in opposition to the motion for summary judgment relies on Mr. Quinn’s discussion of the manner in which the claims described in his report were not anticipated or rendered obvious by the Gedeon patent and the Engstrom Erica ventilator.

It would appear that the major dispute is over whether plaintiffs’ invention altered existing technology by creating, for the first time, a continuous-flow ventilator that reduces the work of breathing required of a patient on a ventilator (i.e., a ventilator that for the first time combines a constant respirable gas source for spontaneous breathing by the patient and assisted ventilation) or whether this combination (albeit through a different design) was anticipated or rendered obvious by the existing art, including the Gedeon patent and the Engstrom Erica ventilator.

After spending a considerable part of a day reviewing the briefs and other materials submitted in support of and in opposition to the motion for summary judgment, I recognized that I had no understanding of the merits of the parties’ positions, and that I was not going to gain a better grasp of the issues by continuing to review what the parties had submitted. I also concluded that a jury would not be able to understand and evaluate this highly technical evidence in a jury trial presided over by a judge who was not in a position to frame the issues or to un[79]*79derstand the evidence sufficiently to make rulings that might narrow or clarify the issues. Consequently, I entered a court order which (1) denied the motion for summary judgment, (2) stated that I would appoint an expert witness to provide testimony as to whether plaintiffs would have obtained a patent for the invention described by Mr. Quinn, assuming that an appropriate patent application had been timely filed, and (3) set up a conference to discuss the selection of the expert witness.

At the conference, plaintiffs’ counsel sought reconsideration of the portion of the court order stating that I would appoint an expert witness.1 Plaintiffs’ counsel questioned whether I had the authority to do so and subsequently submitted a brief in support of this position. Defendants favor the appointment of an expert and submitted a brief in support of the position that I have the authority to appoint an expert.

For the reasons set forth in part I of this opinion, initially I am not appointing an expert to offer testimony as a witness because I no longer believe that this, in and of itself, will necessarily produce a fair trial. I now believe that the parties cannot receive a fair trial unless I can develop a better understanding as to what is involved in connection with the issuance of a patent, the manner in which inventions are described, and the technical and engineering concepts involved in this case. Consequently, I will be appointing an expert whose initial responsibilities will be to serve as a judicial tutor. For the reasons set forth in part II of this opinion, I conclude that I have the [80]*80authority to appoint an expert to serve initially as a judicial tutor and also, if necessary, as a witness to testify at a trial.

I.

This case involves issues that are not normally involved in patent litigation.2 It involves more complicated case management issues that I cannot competently address without a better understanding of the underlying concepts of patent law and the technology relevant to this case. On the basis of the expert reports that the parties have submitted, their characterizations of the other party’s expert reports, and their descriptions of what the case entails, I am convinced that I will not develop sufficient sophistication without the assistance of a competent and unbiased expert.

On December 21, 1987, defendants filed the initial patent application. Most of the claims that were submitted through the initial application and subsequent filings with the patent office were rejected (according to plaintiffs) because of an October 1986 sales brochure of Puritan-Bennett which allegedly utilized the device that plaintiffs sought to patent. Plaintiffs allege that if a properly prepared patent application had been filed by September 1986, a patent would have issued that would have covered the Puritan-Bennett device and numerous other devices presently on the market. They allege that defen[81]*81dants were negligent for not filing a patent application covering plaintiffs’ device by September 30, 1986.3

Defendants defend this claim on the grounds that (1) plaintiffs — rather than defendants — were responsible for the delay in the filing of the application, (2) plaintiffs failed to notify defendants of the Puritan-Bennett brochure, and (3) even if a patent application had been filed by September 30, 1986, the patent would not have issued because the device that plaintiffs sought to patent was anticipated or rendered obvious by prior art and was, therefore, not patentable. Defendants refer to a 1983 patent (Gedeon patent) and a prior state of the art respirator sold in the United States in 1984 (Engstrom Erica ventilator).

If this case involved only a claim that plaintiffs were damaged because of defendants’ failure to file prior to October 1986 the patent application that it actually filed, the case would involve only the following issues: (1) did defendants fail to exercise reasonable care because of the failure to file the patent application on or before September 30, 1986; (2) would the patent described in the application have issued {i.e.,

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Cite This Page — Counsel Stack

Bluebook (online)
45 Pa. D. & C.4th 75, 2000 Pa. Dist. & Cnty. Dec. LEXIS 315, Counsel Stack Legal Research, https://law.counselstack.com/opinion/warren-v-eckert-seamans-cherin-mellott-pactcomplallegh-2000.