Warren Balogh v. Commonwealth of Virginia

Court of Appeals for the Fourth Circuit·Decided October 23, 2024·No. 23-1581·Published

Opinion

PUBLISHED

UNITED STATES COURT OF APPEALS FOR THE FOURTH CIRCUIT

No. 23-1581

WARREN BALOGH, Plaintiff − Appellant,

and

GREGORY CONTE, Plaintiff,

v.

COMMONWEALTH OF VIRGINIA; TERENCE R. MCAULIFFE; VIRGINIA STATE POLICE; STEVEN FLAHERTY; BECKY CRANNIS-CURL; BRIAN JOSEPH MORAN; CITY OF CHARLOTTESVILLE; MICHAEL SIGNER; WES BELLAMY; CHARLOTTESVILLE POLICE DEPARTMENT; AL THOMAS, JR.; EDWARD GORCENSKI; SETH WISPELWEY; DWAYNE DIXON; DARYL LAMONT JENKINS; LACEY MACAULEY,

Defendants – Appellees.

Appeal from the United States District Court for the Western District of Virginia, at Charlottesville. Norman K. Moon, Senior District Judge. (3:20−cv−00038−NKM)

Argued: May 9, 2024 Decided: October 23, 2024

Before DIAZ, Chief Judge, and NIEMEYER and RICHARDSON, Circuit Judges.

Affirmed by published opinion. Chief Judge Diaz wrote the opinion, in which Judge Niemeyer and Judge Richardson joined.

ARGUED: Frederick Charles Kelly, III, LAW OFFICE OF FREDERICK C. KELLY, Monroe, New York, for Appellant. Erin Rose McNeill, OFFICE OF THE ATTORNEY GENERAL OF VIRGINIA, Richmond, Virginia; Melissa Yvonne York, HARMAN CLAYTOR CORRIGAN WELLMAN, Glen Allen, Virginia, for Appellees. ON BRIEF: Glen K. Allen, GLEN K. ALLEN LAW, Baltimore, Maryland, for Appellant. Richard H. Milnor, ZUNKA, MILNOR & CARTER LTD, Charlottesville, Virginia, for Appellees City of Charlottesville and Charlottesville Police Department. Rosalie P. Fessier, Brittany E. Shipley, TIMBERLAKE SMITH, Staunton, Virginia, for Appellee Wes Bellamy. David P. Corrigan, HARMAN CLAYTON CORRIGAN & WELLMAN, Richmond, Virginia, for Appellee Al Thomas, Jr.

DIAZ, Chief Judge:

This appeal asks a straightforward legal question: does the First Amendment protect speech amid violence? More specifically, does the First Amendment obligate police officers to protect the constitutional rights of protesters amid violence? We’ve already suggested that the answer is no. Kessler v. City of Charlottesville, No. 20-1704, 2022 WL 17985704, at *1 (4th Cir. Dec. 29, 2022) (per curiam). We say so explicitly today.

Warren Balogh asks that we hold otherwise to revive his complaint following the district court’s dismissal under Federal Rule of Civil Procedure 12(b)(6). Conte v. Virginia, No. 3:20-cv-00038, 2023 WL 3121220, at *1 (W.D. Va. Apr. 27, 2023). 1 Balogh sued under 42 U.S.C. § 1983, broadly alleging that Al Thomas, Jr., Charlottesville’s Chief of Police; Becky Crannis-Curl, a Virginia State Police Lieutenant; and the City of Charlottesville, violated Balogh’s First and Fourteenth Amendment rights during his participation in the so-called “Unite the Right” rally. 2 The rally erupted into violence between protesters (including Balogh) and counterprotesters, effectively cutting off everyone’s speech and ultimately leading to multiple injuries, widespread property damage, and one death. 3 Despite the mayhem, law

1

Gregory Conte, another named plaintiff, isn’t a party to this appeal.

2

Balogh also sued the Commonwealth of Virginia, the Virginia State Police, the Charlottesville Police Department, and ten other individual defendants. The district court dismissed the claims against these defendants, and Balogh doesn’t challenge that decision.

3

James Alex Fields, Jr. killed Heather Heyer after he deliberately drove his car into her and a group of other counterprotesters. J.A. 113.

enforcement followed Chief Thomas’s directive not to intervene and did little to interrupt the participants’ “mutual combat.” Conte, 2023 WL 3121220, at *5.

Balogh would have us seize on these facts to transform the First Amendment from a shield to guard against invasive speech regulations into a sword to wield against violent speech disruptions. We decline to forge such a weapon, and instead affirm the district court’s judgment dismissing the complaint.

I.

A.

Because the district court dismissed Balogh’s complaint at the Rule 12(b)(6) stage, “we take as true all well-pleaded allegations in the complaint.” Turner v. Thomas, 930 F.3d 640, 643 (4th Cir. 2019). We generally restrict our review to the complaint, but here, the district court granted the parties’ request to incorporate by reference into the complaint an independent report prepared in the Unite the Right rally’s aftermath (“Heaphy Report”). 4 Thus, we consider that report in our review.

At the Rule 12(b)(6) stage, the “[f]actual allegations [in a complaint] must be enough to raise a right to relief above the speculative level.” Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007). Our review “does not . . . resolve contests surrounding the facts, the merits of a claim, or the applicability of defenses.” See King v. Rubenstein, 825 F.3d

4

The law firm of Hunton & Williams (now Hunton Andrews Kurth), led by partner Timothy Heaphy, prepared the report, entitled “Independent Review of the 2017 Protest Events in Charlottesville, Virginia.”

206, 212 (4th Cir. 2016) (cleaned up). Rather, to reverse the order of dismissal, we must find that the factual allegations “cross ‘the line between possibility and plausibility of entitlement to relief.’” Francis v. Giacomelli, 588 F.3d 186, 193 (4th Cir. 2009) (quoting Twombly, 550 U.S. at 557).

B.

In June 2017, the City of Charlottesville granted Jason Kessler a permit to hold the Unite the Right rally in Emancipation Park (formerly Lee Park) on August 12 of that year. Kessler and his compatriots organized the rally to protest the City Council’s proposal to remove a statue of Robert E. Lee from the park.

The rally—even in its planning stages—attracted counterprotesters, many of whom were affiliated with Antifa. 5 These groups had “violently clashed” at earlier protests, “including [at] rallies in Portland, Berkeley, Sacramento, and Anaheim.” J.A. 177. Indeed, local law enforcement received reports that the “Unite [t]he Right supporters would bring bats, batons, flag sticks, knives, and firearms to confront their political opponents,” while counterprotesters “would attempt to disrupt the event using soda cans filled with cement and balloons or water bottles filled with paint, urine, or fuel.” J.A. 177.

Because of these (then-)generalized threats of violence, the City of Charlottesville revoked Kessler’s permit days before the scheduled rally, requiring him to move the demonstration to a different location. See J.A. 18 ¶ 29. But Kessler sued the city, seeking

5

Antifa is “a portmanteau of the words, ‘anti’ and ‘fascists.’” Sines v. Hill, 106 F.4th 341, 345 n.2 (4th Cir. 2024).

to enjoin its cancellation of his permit. The district court granted an injunction, allowing the planned rally at Emancipation Park to proceed. Kessler v. City of Charlottesville, No. 3:17-cv-00056, 2017 WL 3474071, at *1 (W.D. Va. Aug. 11, 2017).

“Rather than engage the crowd and prevent fights, the [law enforcement] plan [as conceived by Chief Thomas] was to declare the event unlawful [if violence ensued] and disperse the crowd.” J.A. 205; see also J.A. 207–08. But the plan “was erratic and produced inconsistent approaches to the event.” J.A. 145. Some officers understood their orders to require them to “make arrests and actively engage if necessary,” J.A. 204, but others said they were instructed against “engaging attendees over ‘every little thing,’” or “going . . . in and break[ing] up fights . . . unless it was something so serious that someone [would] get killed,” J.A. 205.

As expected, the gathering sparked violence almost immediately. Groups of counterprotesters, for example, sought to block the protesters from entering Emancipation Park, which prompted the protesters to push back with shields. Brawls broke out with “video footage show[ing] demonstrators violently jabbing [flagpoles] at counter[]protesters’ faces.” J.A. 237. The counterprotesters then “fought back and tried to grab the flagpoles away.” J.A. 237. “Eventually, the demonstrators pushed the counter[]protesters away with brute force and a cloud of pepper spray.” J.A. 237.

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