Warmbold v. Saul

CourtDistrict Court, D. Minnesota
DecidedApril 12, 2021
Docket0:20-cv-00691
StatusUnknown

This text of Warmbold v. Saul (Warmbold v. Saul) is published on Counsel Stack Legal Research, covering District Court, D. Minnesota primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Warmbold v. Saul, (mnd 2021).

Opinion

UNITED STATES DISTRICT COURT DISTRICT OF MINNESOTA

Dana Alan W., Case No. 20-cv-691 (HB)

Plaintiff,

v. ORDER

Andrew Saul, Commissioner of Social Security,

Defendant.

Karl E. Osterhout, Osterhout Disability Law, LLC, 521 Cedar Way, Suite 200, Oakmont, PA, 15139, for Plaintiff

Christopher Carillo, Special Assistant U.S. Attorney, 1301 Young Street, Suite 350, Dallas, TX, 75202, for Defendant

HILDY BOWBEER, United States Magistrate Judge1 Pursuant to 42 U.S.C. § 405(g), Plaintiff Dana W. seeks judicial review of a final decision by the Commissioner of Social Security denying his application for supplemental security income (SSI). The matter is now before the Court on the parties’ cross-motions for summary judgment [ECF Nos. 24, 27]. For the reasons set forth below, the Court denies Plaintiff’s motion for summary judgment and grants the Commissioner’s motion for summary judgment.

1 The parties have consented to have a United States Magistrate Judge conduct all proceedings in this case, including the entry of final judgment. I. Background A. Factual Background

Plaintiff’s medical history is somewhat difficult to follow because Plaintiff saw numerous providers and was incarcerated several times during the relevant period. It is clear, however, that by 2014 Plaintiff suffered from uncontrolled diabetes due to his refusal to accept insulin therapy. (E.g., Soc. Sec. Admin. R. (hereafter “R.”) 265–66.) On May 18, 2016, Plaintiff presented at a clinic to establish care with Dr. Michael Liebe, M.D., and reported that he had recently been released from prison. (R. 278–79.)

Although Plaintiff told staff at the clinic that he believed his blood sugar levels were “under very good control” (R. 279), A1C lab results revealed that Plaintiff’s blood glucose level was “extremely high,” at 14.7%. (R. 287.) See also American Diabetes Association, Understanding AIC, https://www.diabetes.org/a1c (last visited March 12, 2021). During the visit Dr. Liebe completed an opinion form to assist Plaintiff in

obtaining county benefits. On that form Dr. Liebe indicated that Plaintiff could “perform any employment now.” (R. 538.) In a communication to Plaintiff the next day, Dr. Liebe stated he believed Plaintiff needed insulin treatment and informed Plaintiff that failure to manage his diabetes could be life-threatening. (R. 287.) He also referred to an appointment that had been scheduled for that morning that Plaintiff had apparently

missed. (R. 287 (“I thought we had agreed you were going to come to clinic today at 10:00 to start the process.”).) In July 2016 Plaintiff established himself as a patient with a different physician. (R. 290.) At that initial visit Plaintiff complained of numbness in both feet and “burning pain mainly in the morning,” but again refused to accept insulin treatment and declined further education on managing his illness. (R. 290.)

On later occasions Plaintiff was treated by various providers for a foot injury and swelling in both feet. (R. 298, 308, 315.) Although Plaintiff’s diabetes continued to be “in terrible control” (R. 300), Plaintiff continued to express skepticism about the medical providers’ recommended courses of treatment and was “very focused” on having the providers complete opinion forms to allow Plaintiff to receive disability or medical services. (See R. 308, 310, 315.) In one instance Plaintiff “asked [the provider] a couple

times” about which of his symptoms would, in the provider’s opinion, qualify him for disability. (R. 308.) On a later date Plaintiff brought in a form to have his doctor sign and informed his doctor that he, Plaintiff, felt “as though he is currently disabled and not able to work at least for the next 90 days.” (R. 315.) The records indicate Plaintiff finally began taking insulin in August 2016. (R. 308.)

On December 7, 2016, Plaintiff established himself as a patient with Dr. Brian Thompson, M.D. (R. 380.) During that visit Plaintiff indicated he had “painful,” “debilitating” neuropathy in his feet and Dr. Thompson completed Plaintiff’s form for county benefits indicating “diabetic neuropathy” as Plaintiff’s disability. (R. 383, 510.) Dr. Thompson also checked a box indicating that, in his opinion, Plaintiff would not be

able perform any employment for the foreseeable future. (R. 510.) In February 2017, Plaintiff saw Dr. Thompson again for “ongoing neuropathy pain in both feet and hands” and pain in his knee, back, and neck. (R. 396.) During that visit Plaintiff indicated he “needs a cane, and cannot work due to this.” Dr. Thompson prescribed a cane. (R. 361, 396.)

At some point Plaintiff violated the terms of his supervised release and was returned to prison for some period of time. In March 2018 Plaintiff saw Dr. Thompson again for several complaints, including that he had “scratched two holes on his feet while in jail.” (R. 409.) On that visit, Dr. Thompson completed another opinion form in which he diagnosed Plaintiff with peripheral neuropathy and indicated Plaintiff would have permanent “limited ambulation.” (R. 508.) Dr. Thompson checked the box on the form

indicating that Plaintiff could not work for the foreseeable future. (R. 508.) Sometime later Plaintiff was incarcerated again, this time in the custody of the Itasca County Sheriff’s Office. (R. 587.) During a visit with a nurse at the facility in September 2018, Plaintiff refused to have his blood sugar level tested and “stated he [was] no longer taking insulin” or other medications. (R. 587, 590.) During a visit in

January 2019 Plaintiff indicated he was not insulin dependent and was not taking any medications. (R. 600–01.) B. Procedural Background Plaintiff filed an application for SSI on November 30, 2016, alleging an onset of disability date of that same day. (R. 15 [ECF No. 20].) Plaintiff’s application was denied

initially and on reconsideration, and he timely requested a hearing before an administrative law judge (ALJ). (R. 15.) The ALJ convened a hearing at which Plaintiff and a vocational expert testified. (R. 15.) On July 30, 2019, the ALJ issued a written decision denying Plaintiff’s application. (R. 15–28.) Following the five-step sequential analysis outlined in 20

C.F.R. § 416.920(a)(4), the ALJ first determined Plaintiff had not engaged in substantial gainful activity since the alleged onset date. (R. 17.) At step two, the ALJ determined Plaintiff had one severe impairment: diabetes mellitus with peripheral neuropathy. (R. 17.) The ALJ found at the third step that the impairments did not meet or equal the severity of an impairment listed in 20 C.F.R. part 404, subpart P, appendix 1. (R. 20.) At step four, the ALJ assessed Plaintiff’s residual functional capacity (RFC). (R. 21–26.)

As part of that assessment, the ALJ determined that Plaintiff’s impairment could reasonably be expected to cause the alleged symptoms, but found that Plaintiff’s statements about the intensity, persistence, and limiting effects of the impairments were “not entirely consistent with the medical evidence and other evidence in the record.” (R. 22.) The ALJ reviewed Plaintiff’s treatment history and analyzed and assigned

evidentiary weight to the opinions of medical professionals who opined on Plaintiff’s condition. (R. 21–26.) The ALJ ultimately found Plaintiff retained the RFC to perform medium work, as defined in 20 C.F.R. § 416

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