Warkentin v. Shirey

480 P.3d 289, 308 Or. App. 1
CourtCourt of Appeals of Oregon
DecidedDecember 16, 2020
DocketA167535
StatusPublished
Cited by2 cases

This text of 480 P.3d 289 (Warkentin v. Shirey) is published on Counsel Stack Legal Research, covering Court of Appeals of Oregon primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Warkentin v. Shirey, 480 P.3d 289, 308 Or. App. 1 (Or. Ct. App. 2020).

Opinion

Submitted July 29, 2019; affirmed December 16; appellant’s petition for recon- sideration filed December 29, 2020, allowed by opinion February 10, 2021 See 309 Or App 314, 481 P3d 444 (2021)

In the Matter of the Estate of Lois Irene Gould, Deceased. Bradley R. WARKENTIN, former Personal Representative, Appellant, v. Corina SHIREY, Personal Representative, Petitioner-Respondent. Deschutes County Circuit Court 17PB08036; A167535 480 P3d 289

In this probate case, respondent appeals a limited judgment that, among other things, removed him as personal representative of the decedent’s estate. He argues that the probate court erred in removing him as personal representative and replacing him with petitioner, waiving petitioner’s bond requirement, and awarding a division of personal representative fees solely on equitable grounds. Held: The probate court did not err in removing respondent as personal repre- sentative of the decedent’s estate because it was within the court’s discretion to do so. Further, the court did not err in waiving petitioner’s bond requirement because it was a permissible waiver under ORS 113.105(4)(b). Finally, the Court of Appeals concluded that the claim of error regarding personal representative fees is unreviewable because the requirements of a limited judgment under ORS 111.275(1)(e) have not been met. Affirmed.

Walter Randolph Miller, Jr., Judge. Marc K. Miller, Anthony V. Albertazzi, and Albertazzi Law Firm filed the brief for appellant. No appearance for respondent. Before Ortega, Presiding Judge, and Egan, Chief Judge, and Powers, Judge. EGAN, C. J. Affirmed. 2 Warkentin v. Shirey

EGAN, C. J. Respondent appeals a limited judgment arising from a probate proceeding removing him as personal rep- resentative from the decedent’s estate. Respondent’s first contention is that the probate court erred in removing him as personal representative and substituting petitioner to that position. His second contention is that the court erred in waiving the bond requirement for petitioner, con- trary to ORS 113.105. In his third contention, respondent argues that the court erred in awarding a division of per- sonal representative fees on purely equitable grounds. We conclude that the court did not err and, accordingly, we affirm. The relevant background facts are largely proce- dural and undisputed.1 The decedent, Lois Irene Gould, passed away on November 7, 2013. At that time, her clos- est living relatives were her nieces and nephews, with peti- tioner, the decedent’s niece, among them. Respondent was the decedent’s neighbor. On August 29, 2017, almost four years after the decedent’s passing, respondent was assigned a judgment awarding him $562.45 of the decedent’s debt, which he purchased, in order to become a creditor of her estate. On October 17, respondent filed a petition to become the personal representative of the estate. Approximately two weeks later, respondent was appointed as personal representative. After discovering that respondent had been appointed as personal representative, in January 2018, petitioner filed a “petition to revoke letters of administration” and for the “appointment of substitute personal representative.” In the petition, she argued that respondent should be removed as personal representative, because he was a stranger to the family and “his purpose in being appointed as personal rep- resentative of [the] Estate is unknown to” them. Petitioner 1 Respondent requests de novo review but does not identify any factual mat- ters in dispute nor does he explain why this is an exceptional case that merits de novo review. See ORAP 5.40(8)(c). Accordingly, we deny that request and, to the extent that there are any factual disputes, state the facts consistent with the court’s ultimate ruling. See Kotler and Winnett, 282 Or App 584, 597, 385 P3d 1200 (2016) (“We assume that the trial court found the facts in a manner consis- tent with its ultimate conclusion.”). (Emphasis in original.) Cite as 308 Or App 1 (2020) 3

further asserted that, because she is the decedent’s niece, she has “priority for appointment as personal representa- tive.” In response, respondent argued that petitioner was seeking his removal as personal representative under an inapplicable statute, ORS 113.085, which concerns prefer- ences for “appointing a personal representative,” not remov- ing them. Rather, he contended, that the court should refer to ORS 113.195, which provides the statutory bases for removal of a personal representative. During the hearing on the removal petition, the probate court inquired what authority it had to remove a personal representative: “Let’s assume for a moment that the Court did something that as it sits here today thinks it shouldn’t have done. I’m devil’s advocate. This is obviously what the moving party’s asking me to do. What’s done is done * * *. Is there a statute or some source of law apart from what it should have done, which is what I hear you say, apart from that, is there a separate statute or some other authority that allows this court in equity to come in and say I’m going to do it.” Petitioner responded that the court possesses an equitable power to remove respondent as personal representative. She further asserted that the “goal of [the equitable power] is [sic] to get an individual who’s [not] going to be self-dealing.” The court then turned to respondent and asked: “My ques- tion is really two-fold. You say I don’t have authority. I don’t have the equitable power to make this change. That may be the argument. Let’s assume for a minute I did. Why wouldn’t I?” Respondent gave two reasons. First, he argued that it “would penalize [respondent] because he’s no longer going to get his personal representative’s fee.” Second, he argued that it “wouldn’t be fair * * * for the Court to use its equitable powers in these circumstances because [its] been four years, and the Court has an interest in the efficient administration of estates.” Next, the court asked the parties how they planned to handle the estate. Respondent stated the next step was to sell the house. Petitioner responded, without clarifying, that she would handle the estate differently. Respondent confirmed, when asked by the court, that his main concern 4 Warkentin v. Shirey

was that a delay in selling the assets of the estate—namely the house—could risk respondent’s personal representative fee. The probate court concluded that it possessed the general equitable power to remove a personal representa- tive, removed respondent from that position, and substi- tuted petitioner, to serve without bond. The court’s rea- soning relied on the parties’ recitation of how they might proceed and which party would be more efficient. However, in removing respondent, the court noted that it was not implying that respondent had done anything wrong or unlawful as the personal representative. Next, the court decided to restrict the personal representative from selling the real property without further order of the court. In doing so, the court added an additional requirement of having to give “notice to all heirs.” Lastly, the court ordered petitioner to inform respondent of the disposition of the estate so that respondent “will get paid a percentage of his fees.” The court did not make a final order awarding fees.

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Cite This Page — Counsel Stack

Bluebook (online)
480 P.3d 289, 308 Or. App. 1, Counsel Stack Legal Research, https://law.counselstack.com/opinion/warkentin-v-shirey-orctapp-2020.