Ward v. Lamar University

484 S.W.3d 440, 2016 Tex. App. LEXIS 260, 2016 WL 145817
CourtCourt of Appeals of Texas
DecidedJanuary 12, 2016
DocketNO. 14-14-00097-CV
StatusPublished
Cited by37 cases

This text of 484 S.W.3d 440 (Ward v. Lamar University) is published on Counsel Stack Legal Research, covering Court of Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Ward v. Lamar University, 484 S.W.3d 440, 2016 Tex. App. LEXIS 260, 2016 WL 145817 (Tex. Ct. App. 2016).

Opinions

SUBSTITUTE MAJORITY OPINION

J. Brett Busby, Justice

We issued majority and dissenting opinions in this case on May 12, 2015. We affirmed the trial court’s order of dismissal in part, reversed it in part, and remanded for further proceedings. Appellees subsequently filed a motion for rehearing, and appellant filed a response. These filings narrowed the scope of the issues before us and raised a new issue of mootness that requires further consideration. We therefore grant the motion, withdraw our previous opinions, and issue substitute opinions.

Appellant Vicki Ward sued appellees Lamar University and the Texas State University System for retaliating against her in violation of the Texas Whistleblower Act. Appellees filed a plea to the jurisdiction. Subsequently, Ward filed an amended petition, adding a claim for a declaratory judgment that appellees violated several sections' of the Texas Constitution,. After a hearing, the trial court issued an order dismissing Ward’s claims under the Whis-tleblower Act básed on the plea and dismissing . her constitutional claims sua sponte.

In her first issue, Ward argues the trial court erred in dismissing her claims under the Whistleblower Act because her amended petition and testimony sufficed to defeat a plea to the jurisdiction. We hold the trial court erred in dismissing Ward’s whistleblower claims against Lamar University because there is evidence that she met the Act’s grievance requirement and that Lamar took an adverse personnel action against her. The court properly dismissed Ward’s whistleblower claims against the Texas State University System, however, because there is no evidence it took such an action.’

In her second issue, Ward asserts the trial court erred by dismissing her free speech retaliation claim against Lamar and the System under the Declaratory Judgments Act and the Texas Constitution because no basis existed for the court’s dismissal. As to' Lamar, we agree that the trial court erred in dismissing this claim sua sponte. With respect to the System, however, we hold that the claim was properly dismissed on the same ground as the whistleblower claims: lack of evidence of an adverse personnel action. We affirm in part, reverse in part, and remand the case for further proceedings.

[444]*444BACKGROUND

Appellant Vicki Ward fíled a petition alleging that appellees ■ had violated the Texas Whistleblower Act by taking adverse personnel action against her after she reported in. good faith a violation of law to an appropriate law. enforcement authority. Tex. Gov’t Code Ann. §§ 554.001, et seq. Appellees filed a plea to the jurisdiction, seeking dismissal of Ward’s claims. Ward then filed an amended petition, adding a second cause of action. Specifically, Ward’s amended petition sought a declaratory judgment that appellees had violated Sections 3, 3a, 8, and 19 of Article One of the Texas Constitution. .

To support her claims, Ward alleged the following facts in her amended petition. Ward worked as an Associate Vice President for Finance at Lamar University Beaumont. Lamar University is a part of the Texas State University System. Ward was responsible for Lamar’s finance operations,. including procurement. While reviewing payment requests, Ward noticed suspicious financial transactions within certain departments of Lamar. Ward reported her concerns to Lamar’s Police Chief, Jason Goodrich. Over the next several months, an investigation was conducted. The investigation produced a report, co-authored by Ward, that documented the transactions. The report was forwarded to James Simmons, who was at that time President of Lamar.1 Eventually, the report was leaked to a television station, and the station began running stories concerning the contents of the report.

Ward, alleged that after the report was leaked, Simmons “indicated he was interested in hurting [her] as author of the report more than he was interested in correcting the corruption uncovered in the report.”- Ward lost the ability to approve and review procurement documents. When she asked Simmons about this limitation of her duties, he allegedly replied, “Stop looking.at departments and their spending, [sic] you have caused.-, enough trouble.” Ward also alleged that she. lost authority over her department. Priscilla Parsons was named Senior Associate Vice President of Finance. During a meeting, Simmons allegedly stated that Ward had no authority in the Finance Department.

Ward alleged that she .then initiated an appeal to the Chancellor of the System as well as to Simmons and Dr. Cruse Melvin, whom Simmons had appointed as one of her superiors. No formal grievance or appeal policy was identified by any of the parties, either in their pleadings or at the hearing.

Ward subsequently received a phone call from Fernando Gomez, the Vice Chancellor of the System, informing hór that her appeal had been' received. During the conversation, he allegedly told her “she would have to go.” Gomez said Ward would be given a severance package to resign. He told her he was an attorney and could help “settle things” because Ward was not a “good fit.” He further told her that she was an employee at will. Ward asked Gomez if he was threatening to fire her. He replied that he was only an attorney and could not fire anyone. He repeated his severance package proposal, and Ward again asked Gomez if he was threatening to fire her. He said “no” but reiterated that Ward was an employee at will. Gomez said, “Remember, I can help you. If not, I will call HR and they will send you a letter.” Ward responded that she could not make a decision at that point [445]*445and did not understand why she was being-threatened because she was merely safeguarding Lamar. Gomez ended the con-, versation by saying, “Well, I will be sending you a letter and contacting HR.” He then hung up. It is undisputed that Ward was not terminated following this conversation and -remains employee! by Lamar as Associate Vice President for Finance.

During a hearing on appellees’ plea to the jurisdiction, Ward testified that her former procurement responsibility had allowed her to identify the malfeasance. She also testified that the number of people under her supervision had been reduced. Ward had overseen between 45 and 50 employees, but after the report was filed, approximately 15 people were removed from her supervision. Furthermore, Parsons ran ■ meetings outside Ward’s presence, and Ward now had to report to Parsons, whereas before Ward reported directly to the Vice President for Finance. Ward’s job title remained the same, however, and her pay increased from $100,000 to $104,000.

Because the plea to the jurisdiction was filed before Ward’s amended - petition; it did not address Ward’s' constitutional claims. At the hearing on the -plea, appel-lees’ counsel declared that the court could dismiss the entirety of the complaint on its own motion for failing to allege a constitutional violation but offered to file another plea addressing Ward’s constitutional claims if the court desired. The court did not respond to this offer at the hearing, and no motion or plea seeking dismissal of those claims appears in the record. -Following the hearing, the trial court issued an order dismissing Ward’s claims under the Texas Constitution sua sponte and granting appellees’ plea to the jurisdiction as to Ward’s claims under the Texas Whis-tleblower Act. This appeal followed.2 .

Analysis

I.

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Cite This Page — Counsel Stack

Bluebook (online)
484 S.W.3d 440, 2016 Tex. App. LEXIS 260, 2016 WL 145817, Counsel Stack Legal Research, https://law.counselstack.com/opinion/ward-v-lamar-university-texapp-2016.