1 2 3 4 UNITED STATES DISTRICT COURT WESTERN DISTRICT OF WASHINGTON 5 AT TACOMA 6 CRAIG W., Case No. 2:22-cv-00089-TLF 7 Plaintiff, v. ORDER REVERSING AND 8 REMANDING DEFENDANT’S COMMISSIONER OF SOCIAL SECURITY, DECISION TO DENY BENEFITS 9 Defendant. 10
11 Plaintiff filed this action pursuant to 42 U.S.C. §405(g) for judicial review of 12 Commissioner’s denial of her application for supplemental security income (“SSI”) 13 benefits. The parties have consented to have this matter heard by the undersigned 14 Magistrate Judge. See 28 U.S.C § 636(c); Federal Rule of Civil Procedure 73; Local 15 Rule MJR 13. 16 ISSUES FOR REVIEW 17 A. Whether the ALJ erred in determining plaintiff’s RFC by improperly weighing the opinion evidence. 18 B. Whether the ALJ erred at Step Five in determining that there were significant 19 numbers of jobs in the national economy that plaintiff could perform.
20 PROCEDURAL BACKGROUND
21 On August 12, 2013, plaintiff filed an application for SSI alleging a disability onset 22 date of June 6, 2011. Administrative Record (“AR”) 170, 1203. Plaintiff’s application was 23 denied upon initial review and upon reconsideration. AR 138-150, 152-165. At plaintiff’s 24 1 request, Administrative Law Judge (“ALJ”) Ilene Sloan held a hearing on May 19, 2015. 2 AR 99. On August 4, 2015, ALJ Sloan issued a decision finding that plaintiff was not 3 disabled. AR 170-183. On October 25, 2016, the Appeals Council (“AC”) granted 4 plaintiff’s request for review and remanded for additional proceedings. AR 189-191.
5 On remand, ALJ Sloan held hearings on December 11, 2017, and March 19, 6 2018. AR 84-98; 59-83. On December 4, 2018, ALJ Sloan issued a partially favorable 7 decision finding that plaintiff was disabled beginning March 28, 2018, because plaintiff’s 8 age category changed to “an individual of advanced age” and the Medical Vocational 9 Guidelines directed a finding of “disabled.” AR 47-49; 1273-1275. However, for the 10 period prior to March 28, 2019, ALJ Sloan made a finding of “not disabled” because 11 plaintiff “was capable of making a successful adjustment to other work that existed in 12 significant numbers in the national economy based on the vocational expert’s 13 testimony.” Id. On January 17, 2020, the Appeals Council denied review. AR 1-3; AR 14 1290-92. Plaintiff appealed.
15 On November 25, 2020, the United States District Court, Western District of 16 Washington reversed and remanded for the ALJ to “reassess plaintiff’s testimony about 17 his mental health conditions, develop the record and redetermine plaintiff’s RFC as 18 necessary, and proceed to the remaining steps as appropriate” for the period prior to 19 March 28, 2019. AR 1302-1311. 20 On October 5, 2021, ALJ Laura Valente held a hearing. AR 1231-1256. On 21 October 27, 2021, ALJ Valente issued a decision finding that plaintiff was not disabled 22 between August 12, 2013 (the date the application was filed) and March 28, 2018. AR 23 1203-1220. The Appeals Council did not review the case, making the October 27, 2021,
24 1 the final decision of the Commissioner. AR. 1290-1293. Plaintiff seeks judicial review of 2 ALJ Valente’s October 27, 2021 decision denying disability between August 12, 2013 3 and March 28, 2021. AR 2019-20. 4 STANDARD OF REVIEW
5 Pursuant to 42 U.S.C. §405(g), this Court may set aside the Commissioner’s 6 denial of Social Security benefits if the ALJ’s findings are based on legal error or not 7 supported by substantial evidence in the record as a whole. Revels v. Berryhill, 874 8 F.3d 648, 654 (9th Cir. 2017). Substantial evidence is “‘such relevant evidence as a 9 reasonable mind might accept as adequate to support a conclusion.’” Biestek v. 10 Berryhill, 139 S. Ct. 1148, 1154 (2019) (citations omitted). The Court must consider the 11 whole record, “weighing both the evidence that supports and the evidence that detracts 12 from the Commissioner’s conclusion. . . .” Garrison v. Colvin, 759 F.3d 995, 1009 (9th 13 Cir. 2014). 14 DISCUSSION
15 A. Whether the ALJ improperly weighed the opinion evidence. 16 Plaintiff argues that the ALJ erred by failing to consider evidence relevant to his 17 limitations in his RFC. Dkt. 13 at 9-10. Specifically, plaintiff argues that the ALJ 18 improperly discounted her treating provider’s opinion and “minimized the objective 19 evidence [by] rejecting any opinion evidence in support of a more restrictive RFC.” Dkt. 20 13 at 11. Plaintiff contends that a more restrictive RFC limited to sedentary work, would 21 result in a finding of disabled under the medical vocational guidelines. Dkt. 13 at 14. 22 The Commissioner responds that plaintiff’s “mere disagreement over which 23 conflicting evidence to credit, and which to reject, is not a valid basis for reversal.” Dkt.
24 15 at 2. Further, the Commissioner responds that the ALJ reasonably evaluated the 1 opinion and testimonial evidence when assessing the RFC. Id. The Commissioner 2 states plaintiff’s assertion that the ALJ should have assessed more restrictive limitations 3 is “a competing interpretation of the record [which] is insufficient to show error under the 4 substantial evidence review.” Id. at 9.
5 A claimants RFC is what the claimant “can still do despite his or her limitations.” 6 SSR 96-8p, Titles II & XVI: Assessing Residual Functional Capacity in Initial Claims, 7 (July 2, 1996). A claimant’s residual functional capacity assessment is used at step four 8 to determine whether he or she can do his or her past relevant work, and at step five to 9 determine whether he or she can do other work. Id. “Ordinarily, RFC is an assessment 10 of an individual's ability to do sustained work-related physical and mental activities in a 11 work setting on a regular and continuing basis.” SSR 96-8p at * 1. “A ‘regular and 12 continuing basis means 8 hours a day, for 5 days a week, or an equivalent work 13 schedule.” Id. “The ALJ is required to consider all of the limitations imposed by the 14 claimant's impairments, even those that are not severe.” Carmickle v. Comm'r, Soc.
15 Sec. Admin., 533 F.3d 1155, 1164 (9th Cir. 2008) (citing SSR 96–8p (1996); see also 20 16 C.F.R. § 416.945(a)(2). “Even though a non-severe ‘impairment[ ] standing alone may 17 not significantly limit an individual's ability to do basic work activities, it may—when 18 considered with limitations or restrictions due to other impairments—be critical to the 19 outcome of a claim.’” Id. “The RFC therefore should be exactly the same regardless of 20 whether certain impairments are considered ‘severe’ or not.” Buck v. Berryhill, 869 F.3d 21 1040, 1049 (9th Cir. 2017) (emphasis in original). If the RFC conflicts with an opinion 22 from a medical source, the ALJ must explain why the opinion was not adopted. See 23 SSR 96-8p.
24 1 In this case, at Step Two, the ALJ found that plaintiff had the severe impairments 2 of obesity, osteoarthritis, degenerative joint disease of the left ankle, tarsal coalition, 3 posttraumatic stress disorder, bipolar disorder, antisocial personality disorder, panic 4 disorder, and anxiety disorder. AR. 1206. The ALJ also noted the following relevant
5 non-severe conditions from the prior decision of multilevel retrolisthesis of the lumbar 6 spine; small bilateral joint effusions of his knees, and mild acromioclavicular and 7 glenohumeral joint degeneration. Id. The ALJ noted that “[t]hese conditions did not 8 result in persistent and significant functional limitations and are therefore non[-]severe.” 9 Id. 10 The ALJ further found plaintiff had the RFC to perform light work1 except he 11 could sit for six hours and stand and/or walk for four hours, in an eight-hour day; could 12 frequently push and pull with the bilateral lower extremities (such as for operation of foot 13 pedals); could not work with the general public; could work in the same room with 14 coworkers and interact superficially and occasionally with coworkers but no coordination
15 of work activity; and could interact occasionally with supervisors. AR. 1208. 16 Plaintiff argues that the ALJ failed to include limitations in the RFC based on the 17 opinion evidence from plaintiff’s medical providers. Specifically, plaintiff argues that the 18 ALJ failed to include an assessment of plaintiff’s ability [to] work on a regular and 19 continuing basis; failed to provide clear and convincing reasons why there were no 20 limitations for crouching, kneeling, stooping, and crawling; failed to provide clear and 21
22 1 A job is considered light work “when it requires a good deal of walking or standing – the primary difference between sedentary and most light jobs.” Social Security Ruling 83-10 (“ SSR 83-10”), Titles II 23 and XVI: Determining Capability to do Other Work - - the Medical Vocational Rules of Appendix 2 (1983). A job is also in this category when it involves sitting most of the time but with some pushing and pulling of 24 arm-hand or leg-foot controls, which require greater exertion than in sedentary work. Id. 1 convincing reasons for not considering the effects of obesity on postural limitations; 2 failed to consider a sit and stand at will option, and failed to provide clear and 3 convincing reasons for not considering the effects of knee and ankle braces. Dkt.13 at 4 10-11.
5 In determining plaintiff’s RFC, the ALJ evaluated the medical opinion evidence.2 6 AR. 1208-18. Plaintiff filed his application prior to March 27, 2017. Therefore, under the 7 applicable regulations, “a claimant's treating physician is given ‘controlling weight’ so 8 long as it ‘is well-supported by medically acceptable clinical and laboratory diagnostic 9 techniques and is not inconsistent with the other substantial evidence in [the claimant's] 10 case record.’” Trevizo v. Berryhill, 871 F.3d 664, 675 (9th Cir. 2017) (citing 20 C.F.R. § 11 404.1527(c)(2); see also § 416.927. “To reject [the] uncontradicted opinion of a treating 12 or examining doctor, an ALJ must state clear and convincing reasons that are supported 13 by substantial evidence.” Revels v. Berryhill, 874 F.3d 648, 654 (9th Cir. 2017) (citing 14 Ryan v. Comm'r of Soc. Sec., 528 F.3d 1194, 1198 (9th Cir. 2008) (alteration in original)
15 (quoting Bayliss v. Barnhart, 427 F.3d 1211, 1216 (9th Cir. 2005))). However, “[i]f a 16 treating or examining doctor's opinion is contradicted by another doctor's opinion, an 17 ALJ may only reject it by providing specific and legitimate reasons that are supported by 18 substantial evidence.” Id. 19 20
2 Plaintiff also states in her brief that the ALJ erred in discounting plaintiff’s symptoms testimony “despite 21 an abundance of objective evidence supporting the plaintiff’s allegations.” Dkt. 13 at 12. Plaintiff also argues that the ALJ failed to provide clear and convincing evidence with respect to limitations resulting 22 from her mental impairments. Id. at 8. Specifically, plaintiff argues that the ALJ discounted Dr. Carl Epp’s and Dr. Patricia Kraft’s opinions showing marked limitations resulting from his mental impairments. Id. 23 Since the Court is reversing the ALJ’s decision and remanding the matter for a de novo hearing, the Court need not address these additional arguments. However, the ALJ shall address these issues at the 24 hearing. 1 On May 5, 2015, Dr. Shilling, plaintiff’s treating physician, opined that plaintiff’s 2 chronic lumbar strain, degenerative joint disease right knee, and bilateral foot/ankle 3 degenerative joint disease would have a moderate, or “significant interference in [his] 4 ability to perform” the basic work-related activities of sitting, standing, walking, lifting,
5 carrying, stooping, and crouching. AR 772. Dr. Shilling also opined that plaintiff’s 6 agoraphobia would have a marked, or “very significant interference with [his] ability to 7 perform one or more basic work-related activities” AR 772. Dr. Shilling opined that 8 plaintiff was severely limited, or “unable to meet the demands of sedentary work,” which 9 would last for 12-24 months. AR 773. 10 On May 11, 2015, Dr. Shilling opined that plaintiff could stand for one hour at a 11 time for a maximum or four hours standing in a workday, could sit for fifteen minutes at 12 a time for a maximum of four hours in a workday, and could occasionally lift twenty 13 pounds and frequently lift ten pounds. AR 802. 14 The ALJ gave great weight to Dr. Shilling’s May 11, 2015 opinion because it
15 accounts for plaintiff’s lower extremity impairments and is consistent with Dr. Shillings 16 records that “note intact range of motion and lower extremity strength.” AR 1214. 17 However, the ALJ did not give weight to plaintiff’s limitation to sitting for four hours 18 noting that there was insufficient support or explanation for plaintiff’s limitation because 19 plaintiff did not have an impairment that would warrant such a restriction and because 20 chronic lumbar strain was not a severe impairment. AR 1214-15. However, the ALJ 21 found multilevel retrolisthesis of the lumbar spine a non-severe impairment. “The ALJ is 22 required to consider all of the limitations imposed by the claimant's impairments, even 23 those that are not severe.” Carmickle v. Comm'r, Soc. Sec. Admin., 533 F.3d 1155,
24 1 1164 (9th Cir. 2008) (citing SSR 96–8p (1996); see also 20 C.F.R. § 416.945(a)(2). If 2 the RFC conflicts with an opinion from a medical source, the ALJ must explain why the 3 opinion was not adopted. See SSR 96-8p. 4 In addition, Dr. Shilling referenced May 5, 2015, for the objective basis for the
5 limitations in the May 11, 2015 opinion. AR 802. However, the ALJ also gave “very little 6 weight” to no weight to Dr. Shilling’s May 5, 2015 opinion stating that it was inconsistent 7 with his other opinion, failed to provide narrative explanation or objective support, and 8 because the treatment records are “devoid of any findings consistent with such 9 extensive restriction.” AR 1215. The notes on the May 5, 2015 opinion state that Dr. 10 Shilling examined plaintiff on the same day for complaints of chronic back, right knee, 11 and ankle pain. AR 773-774. The examination was remarkable for limited back flexion to 12 45 degrees. While Dr. Shilling noted an x-ray of the lumbar spine was normal, the x-ray 13 was from 2013. Id. The examination provides an explanation and support for Dr. 14 Shilling’s May 5, 2015 opinion with respect to his back impairment.
15 The examination also found bilateral flat feet, some tenderness along medial joint 16 margin of the right knee, moderate degenerative spurring of the talonavicular joint of the 17 left ankle, and mild thinning of the talonavicular joint of the right ankle. AR 774. A left 18 knee x-ray showed a small degree of thinning of the medial compartment. Id. Dr. 19 Shilling recommended possible physical therapy or orthopedic consult and a trial or 20 orthotics. AR 773, 774. The ALJ failed to explain the inconsistencies between the two 21 opinions. See Brown-Hunter v. Colvin, 806 F.3d 487, 492 (9th Cir. 2015) (stating that 22 “the agency [must] set forth the reasoning behind its decisions in a way that allows for 23 meaningful review).
24 1 In fact, the ALJ cited evidence from the medical record which supports Dr. 2 Shilling’s opinion. The ALJ noted that Dr. Randolph Anderson, D.P.M., provided a letter 3 stating that examination and x-rays were remarkable for a tarsal coalition in the left foot 4 noting that it was “a genetic disorder that resulted in the bones in the rear part of the
5 foot being fused together severely limiting the normal motion of the rear portion of the 6 foot, which had resulted in degenerative arthritis of the foot and a spastic flat foot.” AR 7 1210. In the letter, Dr. Anderson indicated that the arthritis will be progressive. AR 806. 8 Dr. Anderson noted that plaintiff is “limited to the amount of time he can be on his feet 9 working” and the “longer he is on his feet and the more vigorous the activity the more 10 pain he will have in his feet and legs.” Id. The ALJ further cited x-rays, an MRI, and a 11 CT scan taken between 2016 and 2017, which shows the progression of this condition. 12 AR 2010-11. The ALJ indicated that Dr. David Bruce noted severe ankle pain and 13 severely limited subtalar joint range of motion on the left and some decreased 14 sensation. Id. Dr. Bruce prescribed orthotics. AR 2011.
15 The ALJ indicated that Dr. Peter Weir, consultative examiner, noted that plaintiff 16 had braces on his left ankle and knees, he walked with a “prominent limp favoring the 17 left leg and was unable to walk tandem.” AR.1211. He used a cane for ambulation. Id. 18 On examination, Dr. Weir found a reduction of range of motion in the left ankle. While 19 Dr. Weir found 5/5 strength in the lower extremities and found plaintiff could perform 20 some tasks on both lower extremities, Dr. Weir opined plaintiff could stand and/or walk 21 for two hours in an eight-hour day and could only occasionally climb, stoop, and crawl. 22 AR. 1211; 1215. 23
24 1 The ALJ, however, also discounted these other physician’s opinions and failed to 2 credit any physician’s opinion contradicting Dr. Shilling’s opinion that plaintiff’s physical 3 limitations significantly interfere with his ability to sit, stand, walk, lift, carry, stoop, and 4 crouch.3 Therefore, the Court concludes that the ALJ failed to give “clear and convincing
5 reasons” or even “specific and legitimate” reasons for rejecting Dr. Shilling’s limitations 6 as argued by plaintiff. 7 In addition, despite the stated evidence and plaintiff’s obesity, the ALJ did not 8 include any limitations on plaintiff’s ability to climb, balance, stoop, kneel, crouch, crawl, 9 and determined that plaintiff could frequently4 push and pull using his lower extremities. 10 The ALJ must consider the limiting effects of plaintiff’s obesity when assessing his RFC. 11 Social Security Ruling 19-2p (“SSR 19-2p), Titles II and XVI: Evaluating Cases Involving 12 Obesity, 84 FR 22924-01, 2019 WL 2161798 (May 20, 2019). The combined effects of 13 obesity with other impairments may be greater than the effects of each of the 14 impairments considered separately when the impairments effect weight-bearing joints
15 causing more pain and functional limitations than the impairment alone. Id. “As with any 16 other impairment, [the ALJ] will explain how [the Administration] reached our conclusion 17 on whether obesity causes any limitations.” Id. 18 19
20 3 The ALJ gave some weight to Dr. R. Anderson with respect to standing, walking, and postural limitation, but found his statement “vague and does not provide any specific functional limitations.” AR. 2015. The 21 ALJ gave weight to Dr. Weir’s lifting and carrying limitations but found the rest of the opinion “not well supported or consistent with the record.” Id. The ALJ gave Dr. Marshall Andersons opinion from a February 2017 DSHS form little weight because he referred to imaging findings instead of completing the 22 examination portion of the form, and because he considered plaintiff’s shoulder and knee conditions, which are non-severe impairments. Id. Finally, the ALJ gave no weight to Dr. Myrna Palasi’s, DSHS 23 contractor’s, opinion that plaintiff could perform less than sedentary work due to pain, because Dr. Palasi relied on a review of the Dr. Shilling and Anderson’s opinions in reviewing the record. AR. 2015-16. 24 4 “Frequent” means occurring from one-third to two-thirds of the time. SSR 83-10. 1 In this case, the ALJ found plaintiff’s obesity to be a severe impairment. In 2 addressing plaintiff’s obesity in the RFC, the ALJ provided a generic statement that “the 3 effects of obesity . . . has been considered and accounted for in the residual functional 4 capacity . . . for a limited range of light work.” However, this statement is not sufficient
5 pursuant to SSR 19-2p given the specific facts in this case. See SSR 19-2p (stating that 6 with obesity, a person may have limitations in any of the exertional functions of sitting, 7 standing, walking, lifting, carrying, pushing and pulling, and limitations in the non[-] 8 exertional functions of climbing, balancing, stooping, kneeling, crouching, and crawling). 9 In this case, the ALJ found plaintiff’s foot condition a severe impairment which is 10 supported by objective evidence, and there is evidence of knee and ankle pain. The ALJ 11 also found that multilevel retrolisthesis of the lumbar spine, small bilateral joint effusions 12 of his knees, and mild acromioclavicular and glenohumeral joint degeneration were non- 13 severe impairments. Given plaintiff’s impairments and the medical opinion evidence, the 14 ALJ should have explained why plaintiff’s obesity, in combination with his other
15 impairments, did not causing additional exertional and non-exertional limitations. 16 Therefore, for the foregoing reasons, the Court concludes that the ALJ erred in 17 assessing the medical opinion evidence. The ALJ failed to provide “clear and 18 convincing reasons” or even “specific and legitimate” reasons for rejecting Dr. Shilling’s 19 limitations regarding a sit and stand option, failed to explain the rejection of limitations 20 for crouching, kneeling, stooping, and crawling, and failed to provide a basis for 21 including frequent pushing and pulling with the bilateral lower extremities, given 22 plaintiff’s severe and non-severe impairments. The ALJ also failed to sufficiently 23 address plaintiff’s obesity in combination with plaintiff’s other impairments.
24 1 B. Whether the ALJ erred at Step Five in determining that there were a substantial number of jobs in the national economy that plaintiff could 2 perform.
3 Plaintiff makes several arguments with respect to the ALJ’s determination that 4 other work existing in substantial numbers in the national economy that he could 5 perform on a sustained basis. Dkt. 13. First, plaintiff argues that the job numbers of the 6 jobs identified by the ALJ that he could perform “do not even come close to the 25,000 7 ‘close call’ precedent set by the Ninth Circuit.” Dkt. 13 at 4 (citing Gutierrez v. Comm’r of 8 Soc. Sec., 740 F.3d 519, 529 (9th Cir. 2014). The Defendant responds that plaintiff 9 “misconstrues the holding in Gutierrez.” Dkt. 15 at 9. 10 While it is the Commissioner’s burden at step five to establish a significant 11 number of jobs exists in the national economy, the Ninth Circuit has “never set out a 12 bright line rule” as to what is a “significant number.” Beltran v. Astrue, 700 F.3d 386, 389 13 (9th Cir. 2012). In determining what constitutes a significant number, the Court may 14 compare the number of jobs to what Courts have found in other cases. Beltran, 700 15 F.3d at 389. In Gutierrez v. Comm’r of Soc. Sec., the Ninth Circuit found that while the 16 ALJ’s determination that 25,000 jobs in the economy were “a close call,” that number 17 nevertheless was sufficient to meet the statutory standard. Gutierrez v. Comm’r of Soc. 18 Sec., 740 F.3d 519, 528-29 (9th Cir. 2014). 19 In this case, a VE testified at the hearing that 15,300 subassembler jobs, 19,000 20 small products assembler jobs, and 16,100 production assembler jobs exist nationally, 21 which the ALJ found to be a significant number in the national economy. AR 1219. 22 These numbers total 50,400 nationally. In Gutierrez, the vocational expert testified that 23 plaintiff could perform work as an assembler, with 15,000 jobs available nationally, or as
24 1 an almond blancher, with 10,000 jobs available nationally, totaling 25,000 jobs 2 nationally. Gutierrez, 740 F.3d at 521. 3 In making his argument, plaintiff instead compares the combined total jobs 4 nationally in Gutierrez (25,000) with each individual job listed by the vocational expert at
5 plaintiff’s hearing. Dkt. 13, at 4. This is an inaccurate interpretation and application of 6 Gutierrez. Accordingly, the Court concludes the ALJ’s determination that significant 7 numbers of jobs exist in the national economy is supported by substantial evidence. 8 See Gutierrez, 740 F.3d at 521 (25,000 jobs nationally is significant); Moncada v. 9 Chater, 60 F.3d 521, 524 (9th Cir. 1995) (concluding 64,000 jobs nationally is 10 significant). 11 Next, plaintiff argues that the jobs identified by the ALJ were “inappropriate for 12 someone with the combination of plaintiff’s severe and non-severe limitations.” Dkt. 13 13 at 5. Plaintiff argues that, as a result, the ALJ did not present an accurate hypothetical 14 to the vocational expert (“VE”) because the hypothetical did not properly include all
15 plaintiff’s limitations. Dkt. 13 at 5-6. Since it will be necessary for the ALJ to proceed 16 through these following steps after reassessing the medical opinion evidence and 17 testimonial evidence, the Court need not address these issues. 18 C. Remedy 19 Plaintiff requests that the case be remanded for the award of benefits. Dkt. 13 at 20 12-14. Plaintiff argues that the record is not uncertain or ambiguous, the record is 21 extensive and contains treatment records from throughout the relevant period, there 22 have already been two remands for new hearings, and additional proceedings would not 23 remedy the ALJ’s errors. Id. at 13-14. Plaintiff states that “a more restrictive RFC would
24 1 result in a finding of disabled under the Medical Vocational Grid Rules (“the Grids”). Id. 2 at 14. 3 The Commissioner responds that, assuming the ALJ erred, the record “as a 4 whole” creates serious doubt that plaintiff is disabled. Dkt. 15 at 10. The Commissioner
5 contends an award of benefits is inappropriate because there are factual issues that 6 need resolving citing conflicting evidence with Dr. Shilling’s opinions, between the state 7 agency consultants and other medical opinions, and credibility concerns raised by the 8 ALJ. Id. The Commissioner further argues that the plaintiff cannot show harm based on 9 the vocational expert’s testimony. Id. at 7. 10 “‘The decision whether to remand a case for additional evidence, or simply to 11 award benefits[,] is within the discretion of the court.’” Trevizo v. Berryhill, 871 F.3d 664, 12 682 (9th Cir. 2017) (quoting Sprague v. Bowen, 812 F.2d 1226, 1232 (9th Cir. 1987)). If 13 an ALJ makes an error and the record is uncertain and ambiguous, the Court should 14 remand to the agency for further proceedings. Leon v. Berryhill, 880 F.3d 1041, 1045
15 (9th Cir. 2017). Likewise, if the Court concludes that additional proceedings can remedy 16 the ALJ's errors, it should remand the case for further consideration. Revels, 874 F.3d 17 at 668. 18 The Ninth Circuit has developed a three-step analysis for determining when to 19 remand for a direct award of benefits. Such remand is generally proper only where: 20 “(1) the record has been fully developed and further administrative proceedings would serve no useful purpose; (2) the ALJ has failed to 21 provide legally sufficient reasons for rejecting evidence, whether claimant testimony or medical opinion; and (3) if the improperly discredited 22 evidence were credited as true, the ALJ would be required to find the claimant disabled on remand.” 23 24 1 Trevizo, 871 F.3d at 682-83 (quoting Garrison v. Colvin, 759 F.3d 995, 1020 (9th 2 Cir. 2014)). The Ninth Circuit emphasized in Leon v. Berryhill that even when each 3 element is satisfied, the district Court still has discretion to remand for further 4 proceedings or for award of benefits. 80 F.3d 1041, 1045 (9th Cir. 2017).
5 Plaintiff states that if his treating physician was credited, he would be limited to 6 sedentary work and would be found disabled under the Grids but failed to provide any 7 further explanation. At the hearing, on questioning from plaintiff’s attorney, the 8 vocational expert indicated that the light jobs identified could still be applicable with 9 further limitations related to sitting/standing and occasional pushing and pulling. AR. 10 1253-4. As such, the question remains as to whether plaintiff could still perform light 11 jobs, even were the ALJ to credit Dr. Shilling’s opinion and include additional limitations. 12 Based on a review of the record, the Court concludes that the record is not free from 13 important and relevant issues that need addressing by the ALJ. 14 Therefore, this matter is reversed and remanded for further administrative
15 proceedings, including a de novo hearing. See Garrison v. Colvin, 759 F.3d 995, 1021 16 (9th Cir. 2014) (stating Courts have the flexibility to remand for further proceedings 17 when the record as a whole creates “serious doubt” as to whether the claimant is 18 disabled within the meaning of the Social Security Act); see also Ernest F. v. Comm'r of 19 Soc. Sec., No. 2:19-CV-01568, 2020 WL 6708080, at *4–5 (W.D. Wash. Nov. 16, 2020) 20 (remanding for further proceedings where there was significant doubt concerning 21 whether plaintiff would be disabled, even if examining physician’s opinion was credited). 22 CONCLUSION 23 For the foregoing reasons, the Court reverses the Commissioner’s final decision
24 and remands the case for further administrative proceedings with respect to ALJ 1 Valente’s determination that he is not disabled from August 12, 2013 through March 28, 2 2018. The ALJ’s decision finding that plaintiff was disabled beginning on March 28, 3 2018, is not before the Court. As such, that decision is undisturbed. 4
5 Dated this 12th day of January, 2023. 6 7 A 8 Theresa L. Fricke 9 United States Magistrate Judge 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24