NOT DESIGNATED FOR PUBLICATION
STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
06-1638
WALTER R. COX, SR.
VERSUS
BRUCE P. BORDLEE, M.D., ET AL.
********** APPEAL FROM THE FOURTEENTH JUDICIAL DISTRICT COURT PARISH OF CALCASIEU, NO. 2006-1036 HONORABLE R. RICHARD BRYANT, JR., DISTRICT JUDGE
**********
ULYSSES GENE THIBODEAUX CHIEF JUDGE
Court composed of Ulysses Gene Thibodeaux, Chief Judge, Marc T. Amy, and Michael G. Sullivan, Judges.
AFFIRMED.
John E. Bergstedt The Bergstedt Law Firm P. O. Box 1884 Lake Charles, LA 70602 Telephone: (337) 436-4600 COUNSEL FOR: Defendants/Appellees - Walter P. Ledet, M.D. and Bruce P. Bordlee, M.D.
Patrick Scott Jolly Watson, Blanche, Wilson & Posner, LLP P. O. Drawer 2995 Baton Rouge, LA 70821-2995 Telephone: (225) 387-5511 COUNSEL FOR: Defendant/Appellee - West Calcasieu Cameron Hospital Walter R. Cox, Sr. Elayn Hunt Correctional Center 6925 Hwy 74 St. Gabriel, LA 70776 THIBODEAUX, Chief Judge.
Plaintiff, Walter Cox, Sr. (Mr. Cox), filed this appeal pro se from the trial
court judgment dismissing his medical malpractice claim as premature against
Defendants, Dr. Bruce Bordlee; Dr. Walter Ledet (the Doctors); and, West Calcasieu
Cameron Hospital (WCCH). The Doctors and WCCH filed dilatory exceptions of
prematurity because Mr. Cox had not first submitted his claim to a Medical Review
Panel before filing it in district court, pursuant to the process prescribed by the
Louisiana Medical Malpractice Act, La.R.S. 40:1299.41 et seq. For the following
reasons, we affirm the judgment of the trial court.
I.
ISSUE
Does the Louisiana Medical Malpractice Act apply to the facts of this
case, requiring Mr. Cox to bring his complaint of medical malpractice against the
Doctors and WCCH before a Medical Review Panel before seeking redress in court?
II.
FACTS
In March of 2005, Mr. Cox was involved in a car accident in which he
was injured. He was brought by ambulance to WCCH for emergency treatment. He
was treated by the Doctors for a head wound and a broken left foot. He was released
to the custody of the Calcasieu Parish Sheriff’s Department.
Mr. Cox maintains that he suffered from undiagnosed injuries and
ailments for which he had to receive emergency treatment and several surgeries at
another hospital. In March of 2006, he filed a suit in district court entitled, “Suit for
Medical Malpractice.” In that petition, he alleged that the Doctors were negligent
because they did not diagnose and treat his neck, which he asserts was broken, and because they did not diagnose and treat him for kidney damage. He asserts the claim
that their negligence led to brain damage he says he suffered.
The Doctors and WCCH each filed an Exception of Prematurity in
response to Mr. Cox’s petition. They both claimed that Mr. Cox’s complaint was not
yet ripe for adjudication in court because it was first subject to review by a Medical
Review Panel, as per the process outlined in the Louisiana Medical Malpractice Act,
La.R.S. 40:1299.41 et seq.
A hearing was held on the exceptions. Mr. Cox was sent notice of the
hearing on the exceptions, but was not in attendance at the hearing. Based on the
evidence produced by both defendants, the trial court sustained the exceptions and
dismissed Mr. Cox’s suit without prejudice. The trial court also assessed attorney
fees and a penalty against Mr. Cox in the amount of $1,000.00.
III.
LAW AND DISCUSSION
Standard of Review
A trial court’s ruling on an exception of prematurity is a question of law,
and an appellate court reviews questions of law to determine whether the trial court’s
decision was legally correct or incorrect. O’Brien v. Rizvi, 04-86 (La.App. 3 Cir.
6/9/04), 877 So.2d 150, writs granted, 04-2252, 04-2257 (La. 12/10/04), 888 So.2d
820, rev’d on other grounds, 04-2252 (La. 4/12/05), 898 So.2d 360.
“[The exception of prematurity] is the proper procedural mechanism for a qualified health care provider to invoke when a medical malpractice plaintiff has failed to submit the claim for decision by a decision by a medical review panel before filing suit against the provider.” Spradlin v. Acadia-St. Landry Med. Found., 98-1977, p. 4 (La. 2/29/00), 758 So.2d 116, 119. “If an action against a health care provider covered by the Act has been commenced in a court of law and the complaint was not first presented to a medical review panel, an exception of
2 prematurity must be maintained, and the plaintiff’s suit must be dismissed.” Bennett v. Krupkin, 00-23, p. 6 (La.App. 1 Cir. 3/28/02), 814 So.2d 681, 685, writ denied, 02-1208 (La. 6/21/02), 819 So.2d 338.
Id. at 153.
We must determine whether Mr. Cox filed a medical malpractice claim
and whether the Doctors and WCCH were qualified healthcare providers, thereby
invoking the procedures required under the Louisiana Medical Malpractice Act
(LMMA).
The LMMA creates a process for bringing malpractice claims against
qualified healthcare providers. Malpractice is defined by the LMMA as:
(8) “Malpractice” means any unintentional tort or any breach of contract based on health care or professional services rendered, or which should have been rendered, by a health care provider, to a patient, including failure to render services timely and the handling of a patient, including loading and unloading of a patient, and also includes all legal responsibility of a health care provider arising from acts or omissions during the procurement of blood or blood components, in the training or supervision of health care providers, or from defects in blood, tissue, transplants, drugs, and medicines, or from defects in or failures of prosthetic devices implanted in or used on or in the person of a patient.
La.R.S. 40:1299.41(A)(8).
A healthcare provider is defined in pertinent part, in the LMMA as
follows: “(1) ‘Health care provider’ means a person, partnership, limited liability
partnership, limited liability company, corporation, facility, or institution licensed or
certified by this state to provide health care or professional services as a physician,
hospital, . . . .” La.R.S. 40:1299.41(A)(1).
To become an LMMA qualified healthcare provider, one must follow the
procedures outlined in La.R.S. 40:1299.42. Once the qualification process is
complete, the qualified healthcare provider may then invoke the protections provided
3 in the LMMA. One of those protections is that the claim must first be reviewed by
a Medical Review Panel. La.R.S. 40:1299.47.
Both of the Doctors and WCCH filed for and received certification, and
therefore are qualified healthcare providers. Copies of their certificates of enrollment
were introduced as evidence.
A malpractice claim is processed under the LMMA when a patient who
believes that malpractice was committed submits a request for review of that
complaint to the Patient’s Compensation Fund Oversight Board (the Board), created
by La.R.S. 40:1299.44(D). That action begins the process of setting up a Medical
Review Panel to review the patient’s claim. La.R.S. 40:1299.47.
The filing of a request for a Medical Review Panel with the Board
suspends the running of the normal one to three year prescription period allotted for
filing a medical malpractice claim in district court set by La.R.S. 9:5628. LeBreton
v. Rabito, 97-2221 (La. 7/8/98), 714 So.2d 1226. Once the Medical Review Panel has
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NOT DESIGNATED FOR PUBLICATION
STATE OF LOUISIANA COURT OF APPEAL, THIRD CIRCUIT
06-1638
WALTER R. COX, SR.
VERSUS
BRUCE P. BORDLEE, M.D., ET AL.
********** APPEAL FROM THE FOURTEENTH JUDICIAL DISTRICT COURT PARISH OF CALCASIEU, NO. 2006-1036 HONORABLE R. RICHARD BRYANT, JR., DISTRICT JUDGE
**********
ULYSSES GENE THIBODEAUX CHIEF JUDGE
Court composed of Ulysses Gene Thibodeaux, Chief Judge, Marc T. Amy, and Michael G. Sullivan, Judges.
AFFIRMED.
John E. Bergstedt The Bergstedt Law Firm P. O. Box 1884 Lake Charles, LA 70602 Telephone: (337) 436-4600 COUNSEL FOR: Defendants/Appellees - Walter P. Ledet, M.D. and Bruce P. Bordlee, M.D.
Patrick Scott Jolly Watson, Blanche, Wilson & Posner, LLP P. O. Drawer 2995 Baton Rouge, LA 70821-2995 Telephone: (225) 387-5511 COUNSEL FOR: Defendant/Appellee - West Calcasieu Cameron Hospital Walter R. Cox, Sr. Elayn Hunt Correctional Center 6925 Hwy 74 St. Gabriel, LA 70776 THIBODEAUX, Chief Judge.
Plaintiff, Walter Cox, Sr. (Mr. Cox), filed this appeal pro se from the trial
court judgment dismissing his medical malpractice claim as premature against
Defendants, Dr. Bruce Bordlee; Dr. Walter Ledet (the Doctors); and, West Calcasieu
Cameron Hospital (WCCH). The Doctors and WCCH filed dilatory exceptions of
prematurity because Mr. Cox had not first submitted his claim to a Medical Review
Panel before filing it in district court, pursuant to the process prescribed by the
Louisiana Medical Malpractice Act, La.R.S. 40:1299.41 et seq. For the following
reasons, we affirm the judgment of the trial court.
I.
ISSUE
Does the Louisiana Medical Malpractice Act apply to the facts of this
case, requiring Mr. Cox to bring his complaint of medical malpractice against the
Doctors and WCCH before a Medical Review Panel before seeking redress in court?
II.
FACTS
In March of 2005, Mr. Cox was involved in a car accident in which he
was injured. He was brought by ambulance to WCCH for emergency treatment. He
was treated by the Doctors for a head wound and a broken left foot. He was released
to the custody of the Calcasieu Parish Sheriff’s Department.
Mr. Cox maintains that he suffered from undiagnosed injuries and
ailments for which he had to receive emergency treatment and several surgeries at
another hospital. In March of 2006, he filed a suit in district court entitled, “Suit for
Medical Malpractice.” In that petition, he alleged that the Doctors were negligent
because they did not diagnose and treat his neck, which he asserts was broken, and because they did not diagnose and treat him for kidney damage. He asserts the claim
that their negligence led to brain damage he says he suffered.
The Doctors and WCCH each filed an Exception of Prematurity in
response to Mr. Cox’s petition. They both claimed that Mr. Cox’s complaint was not
yet ripe for adjudication in court because it was first subject to review by a Medical
Review Panel, as per the process outlined in the Louisiana Medical Malpractice Act,
La.R.S. 40:1299.41 et seq.
A hearing was held on the exceptions. Mr. Cox was sent notice of the
hearing on the exceptions, but was not in attendance at the hearing. Based on the
evidence produced by both defendants, the trial court sustained the exceptions and
dismissed Mr. Cox’s suit without prejudice. The trial court also assessed attorney
fees and a penalty against Mr. Cox in the amount of $1,000.00.
III.
LAW AND DISCUSSION
Standard of Review
A trial court’s ruling on an exception of prematurity is a question of law,
and an appellate court reviews questions of law to determine whether the trial court’s
decision was legally correct or incorrect. O’Brien v. Rizvi, 04-86 (La.App. 3 Cir.
6/9/04), 877 So.2d 150, writs granted, 04-2252, 04-2257 (La. 12/10/04), 888 So.2d
820, rev’d on other grounds, 04-2252 (La. 4/12/05), 898 So.2d 360.
“[The exception of prematurity] is the proper procedural mechanism for a qualified health care provider to invoke when a medical malpractice plaintiff has failed to submit the claim for decision by a decision by a medical review panel before filing suit against the provider.” Spradlin v. Acadia-St. Landry Med. Found., 98-1977, p. 4 (La. 2/29/00), 758 So.2d 116, 119. “If an action against a health care provider covered by the Act has been commenced in a court of law and the complaint was not first presented to a medical review panel, an exception of
2 prematurity must be maintained, and the plaintiff’s suit must be dismissed.” Bennett v. Krupkin, 00-23, p. 6 (La.App. 1 Cir. 3/28/02), 814 So.2d 681, 685, writ denied, 02-1208 (La. 6/21/02), 819 So.2d 338.
Id. at 153.
We must determine whether Mr. Cox filed a medical malpractice claim
and whether the Doctors and WCCH were qualified healthcare providers, thereby
invoking the procedures required under the Louisiana Medical Malpractice Act
(LMMA).
The LMMA creates a process for bringing malpractice claims against
qualified healthcare providers. Malpractice is defined by the LMMA as:
(8) “Malpractice” means any unintentional tort or any breach of contract based on health care or professional services rendered, or which should have been rendered, by a health care provider, to a patient, including failure to render services timely and the handling of a patient, including loading and unloading of a patient, and also includes all legal responsibility of a health care provider arising from acts or omissions during the procurement of blood or blood components, in the training or supervision of health care providers, or from defects in blood, tissue, transplants, drugs, and medicines, or from defects in or failures of prosthetic devices implanted in or used on or in the person of a patient.
La.R.S. 40:1299.41(A)(8).
A healthcare provider is defined in pertinent part, in the LMMA as
follows: “(1) ‘Health care provider’ means a person, partnership, limited liability
partnership, limited liability company, corporation, facility, or institution licensed or
certified by this state to provide health care or professional services as a physician,
hospital, . . . .” La.R.S. 40:1299.41(A)(1).
To become an LMMA qualified healthcare provider, one must follow the
procedures outlined in La.R.S. 40:1299.42. Once the qualification process is
complete, the qualified healthcare provider may then invoke the protections provided
3 in the LMMA. One of those protections is that the claim must first be reviewed by
a Medical Review Panel. La.R.S. 40:1299.47.
Both of the Doctors and WCCH filed for and received certification, and
therefore are qualified healthcare providers. Copies of their certificates of enrollment
were introduced as evidence.
A malpractice claim is processed under the LMMA when a patient who
believes that malpractice was committed submits a request for review of that
complaint to the Patient’s Compensation Fund Oversight Board (the Board), created
by La.R.S. 40:1299.44(D). That action begins the process of setting up a Medical
Review Panel to review the patient’s claim. La.R.S. 40:1299.47.
The filing of a request for a Medical Review Panel with the Board
suspends the running of the normal one to three year prescription period allotted for
filing a medical malpractice claim in district court set by La.R.S. 9:5628. LeBreton
v. Rabito, 97-2221 (La. 7/8/98), 714 So.2d 1226. Once the Medical Review Panel has
made a decision, the patient has ninety days from receipt of the decision by the panel
to file a suit in district court. La.R.S. 40:1299.47(A)(2)(a).
The requirement for review by a Medical Review Panel before a claim
may be brought in court has been found to have no constitutional conflicts or
problems. Everett v. Goldman, 359 So.2d 1256 (La.1978). This requirement does not
bar a patient from filing a claim in court. The opinion of the Medical Review Panel
is just that, and it is considered by the trial court to be the opinion of experts in the
medical field. The judge or jury is the ultimate arbiter of the issue when the claim is
filed in court. There is no constitutional conflict created by requiring that civil
malpractice claims first go to a Medical Review Panel before a claimant files suit in
court. Seoane v. Ortho Pharms., 660 F.2d 146 (5th Cir. 1981).
4 Even if there were merit to Mr. Cox’s claim that the Medical Review
Panel requirement was unconstitutional, a party asserting a claim of
unconstitutionality must specifically make such an argument in his or her pleadings
with the trial court. “It is well-established that litigants must raise constitutional
challenges in the trial court rather than in the appellate courts, and that the
constitutional challenge must be specially pleaded and the grounds for the claim
particularized.” Arrington v. Galen-Med, Inc., 06-2923, 06-2944, 06-2968, p.3 (La.
2/2/07), 947 So.2d 719, 720.
Mr. Cox calls his claim a malpractice claim, and the conduct he
complains of arises out of his treatment by the Doctors and WCCH. The basis for his
claim falls squarely within the LMMA definition of malpractice.
Since both the Doctors and WCCH are qualified healthcare providers
and Mr. Cox’s claim is a medical malpractice claim, the terms and procedures of the
LMMA apply to his claim. He must first file a request for Medical Review Panel
with the Board and allow that process to unfold completely before filing a claim in
district court. The judgment of the trial court is affirmed.
IV.
CONCLUSION
A claim based on medical malpractice as defined in the LMMA must
first be reviewed by a Medical Review Panel before it can be filed in district court as
long as, among other requirements, the claim is against a qualified healthcare
provider. Mr. Cox complains about the medical care that he received from both the
Doctors and WCCH which constitutes malpractice under the LMMA. The Doctors
and WCCH are certified as qualified healthcare providers under the guidelines set
forth in the LMMA. Therefore, Mr. Cox must first submit his claim to a Medical
5 Review Panel before he can file it in district court. The trial court’s granting of the
exceptions of prematurity is affirmed, as is the assessment of costs and fines against
Mr. Cox. All costs of this appeal are assessed against Defendant, Walter Cox, Sr.
THIS OPINION IS NOT DESIGNATED FOR PUBLICATION. Rule 2-16.3, Uniform Rules—Courts of Appeal.