Wallis v. Commissioner of Social Security Administration

District Court, D. Arizona·Decided October 16, 2024·No. 3:23-cv-08614·Unknown

Opinion

WO

Jonathan Merle Wallis, No. CV-23-8614-PCT-JAT

Plaintiff, ORDER

v.

Commissioner of Social Security Administration, Defendant. Pending before the Court is Plaintiff Jonathan Merle Wallis’s appeal from the Commissioner of the Social Security Administration’s (“SSA” or “Defendant”) denial of Social Security benefits. (Doc. 8-3). The appeal is fully briefed (Doc. 13; Doc. 17; Doc. 18), and the Court now rules. The issues presented in this appeal are: (1) whether the ALJ erred in rejecting the medical opinions of Plaintiff’s treating medical sources; and (2) whether Defendant exceeded his statutory authority under 42 U.S.C. § 405(b)(1) and deprived Plaintiff of his constitutional right to due process of law. A. Factual Overview Plaintiff was 37 years old on his alleged disability onset date of April 1, 2018. (Doc. 13 at 5). He has a high school education and a history of past relevant work as a heavy equipment operator and fast-food worker. (Id.) Plaintiff filed his disability insurance benefits (DIB) application on November 5, 2018, alleging disabilities beginning on April 1, 2018, including obesity, multilevel degenerative disc disease, left ankle impingement syndrome, carpal tunnel syndrome, and hypertension. (Doc. 8-3 at 14; 17). Plaintiff also filed an application for supplemental social security income (SSI) on October 15, 2018. (Id. at 14). An ALJ denied Plaintiff’s claim on December 22, 2020, after a telephonic hearing. (Id. at 22–23). The SSA Appeals Council denied a request for review of that decision and adopted the ALJ’s decision as the agency’s final decision. (Id. at 2). Plaintiff appealed ALJ’s decision to this Court, which, after considering the ALJ’s decision, concluded that there remained “a serious question of whether Plaintiff is actually disabled.” Wallis v. Comm’r of Soc. Sec. Admin., No. CV-21-08132-PHX-JAT, 2022 WL 2527116, at *10 (D. Ariz. 2022). The Court reasoned that this was because ALJ’s hypothetical to the VE did not incorporate Plaintiff’s limitation of sitting for six hours in an eight-hour workday, but the ALJ-determined residual functional capacity (“RFC”) did include this limitation. Id. The Court found that “the ALJ needs to propose a hypothetical to the VE,” including a six-hour sitting limitation as well as all of Plaintiff’s other limitations, “before the ALJ could properly make a disability determination.” Id. Accordingly, this Court reversed the ALJ’s decision and remanded Plaintiff’s claim for further proceedings. Id. at *11. On remand, the ALJ again denied Plaintiff’s claim on September 26, 2023. (Doc. 9-3 at 16). Before this Court is Plaintiff’s appeal of the ALJ’s decision. (Doc. 13). B. The SSA’s Five-Step Evaluation Process To qualify for social security disability insurance benefits, a claimant must show that he “is under a disability.” 42 U.S.C. § 423(a)(1)(E). To be “under a disability,” the claimant must be unable to engage in “substantial gainful activity” due to any medically determinable physical or mental impairment. Id. § 423(d)(1). The impairment must be of such severity that the claimant cannot do his previous work or any other substantial gainful work within the national economy. Id. § 423(d)(2). The SSA has created a five- step sequential evaluation process for determining whether an individual is disabled. See 20 C.F.R. § 404.1520(a)(1). The steps are followed in order, and each step is potentially dispositive. See id. § 404.1520(a)(4). At Step One, the ALJ determines whether the claimant is engaging in “substantial gainful activity.” Id. § 404.1520(a)(4)(i). “Substantial gainful activity” is work activity that is (1) “substantial,” i.e., doing “significant physical or mental activities;” and (2) “gainful,” i.e., usually done “for pay or profit.” 20 C.F.R. § 416.972(a)–(b). If the claimant is engaging in substantial gainful work activity, the ALJ will find the claimant is not disabled. Id. § 404.1520(a)(4)(i). At Step Two, the ALJ determines whether the claimant has “a severe medically determinable physical or mental impairment” or severe “combination of impairments.” Id. § 404.1520(a)(4)(ii). To be “severe,” the claimant’s impairment must “significantly limit” the claimant’s “physical or mental ability to do basic work activities.” Id. § 404.1520(c). If the claimant does not have a severe impairment or combination of impairments, the ALJ will find the claimant is not disabled. Id. § 404.1520(a)(4)(ii). At Step Three, the ALJ determines whether the claimant’s impairment(s) “meets or equals” an impairment listed in Appendix 1 to Subpart P of 20 C.F.R. Part 404. Id. § 404.1520(a)(4)(iii). If so, the ALJ will find the claimant is disabled, but if not, the ALJ must assess the claimant’s “residual functional capacity” (“RFC”) before proceeding to step four. Id. §§ 404.1520(a)(4)(iii), 404.1520(e). The claimant’s RFC is his ability perform physical and mental work activities “despite his limitations,” based on all relevant evidence in the case record. Id. § 404.1545(a)(1). To determine RFC, the ALJ must consider all the claimant’s impairments, including those that are not “severe,” and any related symptoms that “affect what [the claimant] can do in a work setting.” Id. §§ 404.1545(a)(1)–(2). At Step Four, the ALJ determines whether the claimant has the RFC to perform the physical and mental demands of “his past relevant work.” Id. §§ 404.1520(a)(4)(iv), 404.1520(e). “Past relevant work” is work the claimant has “done within the past 15 years, that was substantial gainful activity.” Id. § 404.1560(b)(1). If the claimant has the RFC to perform his past relevant work, the ALJ will find the claimant is not disabled. Id. § 404.1520(a)(4)(iv). If the claimant cannot perform his past relevant work, the ALJ will proceed to Step Five in the sequential evaluation process. At Step Five, the final step, the ALJ considers whether the claimant “can make an adjustment to other work,” considering his RFC, age, education, and work experience. Id. § 404.1520(a)(v). If so, the ALJ will find the claimant not disabled. Id. If the claimant cannot make this adjustment, the ALJ will find the opposite. Id. C. The ALJ’s Application of the Factors Here, on remand, at Step One, the ALJ concluded that the record established that Plaintiff had not engaged in substantial gainful activity since April 1, 2018, the alleged onset date. (Doc. 9-3 at 8). At Step Two, the ALJ determined that Plaintiff had the following severe impairments: “multilevel degenerative disc disease, ankle impingement syndrome of the left lower extremity, [and] degenerative joint disease.” (Id.) At Step Three, the ALJ found that Plaintiff did not have any impairment or combination of impairments that met or medically equaled a listed impairment in Appendix 1 to Subpart P of 20 C.F.F. Part 404. (Id. at 8–9). Subsequently, the ALJ determined that Plaintiff had the RFC to perform sedentary work as defined in 20 C.F.R. § 404.1567(a) and 416.967(a), except the claimant can lift, carry, push, and pull up to 20 pounds occasionally and 10 pounds frequently. The claimant can stand and walk in combination approximately 2 hours daily and may sit approximately 6 hours daily. The claimant can seldom (5% or less often) ambulate on rough or uneven surfaces and can use a handheld assistive device when doing so. The claimant can occasionally climb ramps or stairs, but cann

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