Walker Stone Company, Inc. v. The Secretary of Labor Federal Mine Safety and Health Review Commission

156 F.3d 1076, 1998 Colo. J. C.A.R. 5128, 1998 CCH OSHD 31,663, 1998 U.S. App. LEXIS 23322, 1998 WL 646968
CourtCourt of Appeals for the Tenth Circuit
DecidedSeptember 22, 1998
Docket97-9528
StatusPublished
Cited by25 cases

This text of 156 F.3d 1076 (Walker Stone Company, Inc. v. The Secretary of Labor Federal Mine Safety and Health Review Commission) is published on Counsel Stack Legal Research, covering Court of Appeals for the Tenth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Walker Stone Company, Inc. v. The Secretary of Labor Federal Mine Safety and Health Review Commission, 156 F.3d 1076, 1998 Colo. J. C.A.R. 5128, 1998 CCH OSHD 31,663, 1998 U.S. App. LEXIS 23322, 1998 WL 646968 (10th Cir. 1998).

Opinion

*1079 MURPHY, Circuit Judge.

Walker Stone Company, Inc. (“Walker Stone”) appeals the assessment of a civil penalty under the Federal Mine Safety and Health Act of 1977, 30 U.S.C. § 801 et seq. This court exercises jurisdiction pursuant to 30 U.S.C. § 816(a)(1) and holds that breaking up rocks which are obstructing a crusher constitutes “repairs” or “maintenance” of machinery for purposes of 30 C.F.R. § 56.14105. This court affirms both the Federal Mine Safety and Health Review Commission’s (“Commission”) determination that Walker Stone violated § 56.14105 and the penalty assessed for that violation.

BACKGROUND

The facts are generally undisputed. On June 25, 1993, the primary impact crusher at Walker Stone’s Kansas Falls Plant became clogged by several large rocks, stalling the crusher’s engine. Walker Stone employees undertook to break up the rocks and remove them from the crusher. Initially, Dan Robert Boiselair and another employee went inside the crusher to dislodge a boulder by breaking it up with a sledgehammer. After they exited, the crusher operator, Roy Brooner, jogged the rotor by pressing the start button on the engine with the clutch still engaged to see whether the impeller would rotate. The crusher still was not operational.

After conferring with Brooner, employee Bill Scott then went below the impact rotor to check for additional rocks which could be causing the obstruction. While Scott was under the crusher, Boiselair climbed back inside the crusher to remove some smaller rocks with his hunting knife. Employee Frank Esterly knew that Boiselair had reentered the crusher but did not inform Brooner. Scott told Esterly that he thought he had removed the rock causing the obstruction. Esterly warned Boiselair to hurry out of the crusher because Scott was almost finished. Before Boiselair was able to fully exit the crusher, however, Scott left the bottom of the crusher and told Brooner that he thought all was clear. Brooner again jogged the rotor. This time the impeller turned and Boiselair was caught between the impeller drum and the crusher wall, resulting in his death.

An investigation of the accident by the Mine Safety and Health Administration (“MSHA”) led to the issuance of two citations for violations of mandatory safety standards promulgated by the Secretary of Labor (“Secretary”) pursuant to the Federal Mine Safety and Health Act of 1977 (“Mine Act” or “Act”), 30 U.S.C. § 801 et seq. 1 The citation which is the subject of this appeal was issued for a violation of a mandatory safety standard, 30 C.F.R. § 56.14105, 2 which provides:

Repairs or maintenance of machinery or equipment shall be performed only after the power is off, and the machinery or equipment blocked against hazardous motion. Machinery or equipment motion or activation is permitted to the extent that adjustments or testing cannot be performed without motion or activation, provided that persons are effectively protected from hazardous motion.

*1080 Walker Stone contested the citation and proposed penalty before an administrative law judge of the Federal Mine Safety and Health Review Commission. Following an evidentiary hearing, the administrative law judge vacated the citation on the ground that breaking up the rocks did not constitute repairs to or maintenance of the crusher and therefore the mandatory safety standard, 30 C.F.R. § 56.14105, was inapplicable. See Secretary of Labor v. Walker Stone Co., 17 F.M.S.H.R.C. 600, 604-05 (1995) [hereinafter Walker Stone I ]. The judge noted that “[t]he only thing [employees] were actually working on were the rocks” and concluded that the safety standard “was written to apply to repair or maintenance evolutions, as those terms are commonly used and not [to] relatively minor annoyances that arise during the on-line production usage of the machinery or equipment, that do not involve any adjustments, maintenance or repairs to the equipment itself.” Id. Because the administrative law judge held that the safety standard was inapplicable, he did not address whether Walker Stone violated the standard by failing to effectively protect its employees from hazardous motion.

The Commission reversed the administrative law judge’s determination that the mandatory safety standard was inapplicable. See Secretary of Labor v. Walker Stone Co., 19 F.M.S.H.R.C. 48 (1997) [hereinafter Walker Stone II]. Relying on dictionary definitions of the words “repair” and “maintenance,” the Commission held that the language of § 56.14105 “clearly and unambiguously reaches ... the breakup and removal of rocks clogging [a] crusher.” Id. at 51. The Commission reasoned that “the effect of removing the rock was to eliminate the malfunctioning condition and enable the crusher to resume operation,” and that the work was therefore “covered by the broad phrase ‘repairs or maintenance of machinery or equipment.’ ” Id. The Commission further found that “the record as a whole supports no other conclusion” than that Walker Stone violated § 56.14105 by failing to protect Boisclair from the hazardous motion of the crusher and that the violation was significant and substantial (“S & S”). 3 Id. at 52-53. The Commission remanded the case to the administrative law judge for assessment of a civil penalty. See id. at 53.

On remand, the administrative law judge assessed a $7500 civil penalty. See Secretary of Labor v. Walker Stone Co., 19 F.M.S.H.R.C. 741, 744 (1997) [hereinafter Walker Stone III]. The Commission denied Walker Stone’s petition for discretionary review of the administrative law judge’s decision on remand. On appeal to this court, Walker Stone challenges both the Commission’s determination that it violated 30 C.F.R. § 56.14105 and the administrative law judge’s penalty assessment.

DISCUSSION

A. Applicability of 30 C.F.R. § 56.14105

At the threshold, this court must determine whether the applicable safety regulation is either clear or ambiguous. When the meaning of a regulatory provision is clear on its face, the regulation must be enforced in accordance with its plain meaning. See Exportal Ltda. v. United States,

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156 F.3d 1076, 1998 Colo. J. C.A.R. 5128, 1998 CCH OSHD 31,663, 1998 U.S. App. LEXIS 23322, 1998 WL 646968, Counsel Stack Legal Research, https://law.counselstack.com/opinion/walker-stone-company-inc-v-the-secretary-of-labor-federal-mine-safety-ca10-1998.