Walden Behavioral Care v. K. I.

2014 Mass. App. Div. 1
CourtMassachusetts District Court, Appellate Division
DecidedFebruary 10, 2014
StatusPublished

This text of 2014 Mass. App. Div. 1 (Walden Behavioral Care v. K. I.) is published on Counsel Stack Legal Research, covering Massachusetts District Court, Appellate Division primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Walden Behavioral Care v. K. I., 2014 Mass. App. Div. 1 (Mass. Ct. App. 2014).

Opinions

Singh, J.

Walden Behavioral Care, a private facility for the treatment and care of mentally ill persons, brought this petition, pursuant to G.Lc. 123, §§7, 8, to commit and retain KI. (“KI.”), a patient at its facility. At the outset of the hearing on the petition, KI. moved to exclude any evidence based on his own statements because they constituted patient-psychotherapist communications, which are privileged pursuant to G.Lc. 233, §20B. The court denied the motion and heard testimony from the attending psychiatrist, the only witness presented. The psychiatrist testified that KI. had repeatedly indicated that voices were telling him to kill himself, that he intended to do so by overdosing on oxycodone that he had in his apartment, and that he wanted to donate his organs after he was dead. The psychiatrist opined that KI. was mentally ill with schizophrenia, paranoid type, and that he was suicidal. Upon a finding that failure to retain him at the facility would create a likelihood of serious harm and that there was no less restrictive alternative, the court committed KI. to Walden Behavioral Care (‘Walden”) for up to six months.1

On appeal, KI. contends that the court erred in allowing privileged patient-psychotherapist communications to be used as the basis for his commitment because he had not been warned that his statements could be used in this manner and he had not otherwise waived the privilege. In opposition, Walden argues that the privilege does not apply in the circumstances presented. Thus, the issue raised by this appeal is whether, in a proceeding to commit and retain an individual in a hospital because of a likelihood of serious harm created by the individual’s mental illness, G.L.c. 123, §§7, 8, the individual may assert the patient-psychotherapist privilege, G.Lc. 233, §20B, thereby preventing the introduction of patient-psychotherapist communications into evidence at such proceeding. As the issue involves the intersection of two statutes, we begin with an examination of each.

[2]*21. The Patient-Psychotherapist Privilege under G.L.c. 233, §20B. Although many would regard communications with their doctors to be confidential, “[n]o general physician-patient privilege exists.” Usen v. Usen, 359 Mass. 453, 456 (1971), quoting Matter of Pappas, 358 Mass. 604, 607 n.4 (1978). In 1968, the Legislature created a privilege with respect to certain communications between a patient and a psychotherapist.2 Id. It is an evidentiary privilege applicable to certain proceedings; it does not mandate confidentiality or prohibit disclosure in other settings. Commonwealth v. Brandwein, 435 Mass. 623, 628 (2002). As relevant here, the statutory privilege provides that:

in any court proceeding and in any proceeding preliminary thereto ... a patient shall have the privilege of refusing to disclose, and of preventing a witness from disclosing, any communication, wherever made, between said patient and a psychotherapist relative to the diagnosis or treatment of the patient’s mental or emotional condition.

G.L.c. 233, §20B. The statute further provides that the privilege does not apply in certain enumerated circumstances, only two of which are potentially relevant here. According to exception (a), the privilege does not apply in the circumstance where

a psychotherapist, in the course of his diagnosis or treatment of the patient, determines that the patient is in need of treatment in a hospital for mental or emotional illness or that there is a threat of imminently dangerous activity by the patient against himself or another person, and on the basis of such determination discloses such communication either [1] for the purpose of placing or retaining the patient in the hospital... or [2] placing the patient under arrest or under the supervision of law enforcement authorities.

G.L.c. 233, §20B (a). Where the communication is disclosed “for the purpose of placing or retaining the patient in the hospital,” the patient-psychotherapist privilege will apply “after the patient is in such hospital.” Id. According to exception (b), the privilege does not apply in the circumstance where

a judge finds that the patient, after having been informed that the communications would not be privileged, has made communications to a psychotherapist in the course of a psychiatric examination ordered by the court.

G.L.c. 233, §20B(&). If a patient has communicated with a psychotherapist after having been informed that the communications would not be privileged, a judge must ensure that such waiver of the privilege was knowing and voluntary. Matter of Laura [3]*3L., 54 Mass. App. Ct. 853, 860 (2002). Even so, evidence based on such communications is “admissible only on issues involving the patient’s mental or emotional condition but not as a confession or admission of guilt.” G.L.c. 233, §20B (b).

Unless a communication falls under one of the enumerated exceptions,3 the privilege applies to allow a patient to prevent disclosure of the communication in a court proceeding or in any proceeding preliminary to such court proceeding.

2. Involuntary Civil Commitment under G.L.c. 123, §§7, 8. Section 7(a) of G.L.c. 123 allows a facility for the care and treatment of mentally ill persons to petition the court for the commitment and retention of any patient at its facility if it determines that a failure to hospitalize such patient would create a likelihood of serious harm by reason of the patient’s mental illness. The court hearing on the petition must take place within five days, unless the patient requests a continuance. G.L.c. 123, §7(c). The patient is entitled to representation by counsel. G.L.c. 123, §5.

After hearing, the court may issue an order of commitment only upon a finding, beyond a reasonable doubt, that (1) the patient is, in fact, mentally ill, G.L.c. 123, §8 (a), in the sense that he is suffering from a “substantial disorder of thought, mood, perception, orientation, or memory which grossly impairs judgment, behavior, capacity to recognize reality or ability to meet the ordinary demands of life,” 104 CMR §27.05 (1); and (2) discharge of the patient would create a likelihood of serious harm in the sense that he presents a substantial risk of physical harm to himself or others or a very substantial risk of physical impairment or injury to himself. G.L.C. 123, §8(a); G.L.c. 123, §1.

Commitment is not authorized unless there is a showing of an “imminent danger of harm.” Acting Superintendent of Bournewood Hosp. v. Baker, 431 Mass. 101, 105 (2000), quoting Lessard v. Schmidt, 349 F. Supp. 1078, 1093 (E.D. Wis. 1972). The order of commitment is valid for six months. G.L.c. 123, §8(d).

3. Interplay between Privilege and Civil Commitment Statutes. It is well established that a statute must be interpreted “according to the intent of the Legislature ascertained from all its words construed by the ordinary and approved usage of the language, considered in connection with the cause of its enactment, the mischief or imperfection to be remedied and the main object to be accomplished, to the end that the purpose of its framers may be effectuated.” Baker, supra at 104, quoting Hanlon v. Rollins, 286 Mass. 444, 447 (1934). “The primary source of insight into the intent of the Legislature is the language of the statute.’

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Bluebook (online)
2014 Mass. App. Div. 1, Counsel Stack Legal Research, https://law.counselstack.com/opinion/walden-behavioral-care-v-k-i-massdistctapp-2014.