Wagoner v. Wagoner

176 Cal. App. 3d 936, 222 Cal. Rptr. 479, 1986 Cal. App. LEXIS 2495
CourtCalifornia Court of Appeal
DecidedJanuary 22, 1986
DocketNo. G001232
StatusPublished
Cited by2 cases

This text of 176 Cal. App. 3d 936 (Wagoner v. Wagoner) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Wagoner v. Wagoner, 176 Cal. App. 3d 936, 222 Cal. Rptr. 479, 1986 Cal. App. LEXIS 2495 (Cal. Ct. App. 1986).

Opinion

Opinion

CROSBY, J.

Does the superior court have jurisdiction to compel an attorney of record in a domestic action, who has not been formally joined as a party, to pay monies in accordance with the terms of a stipulated order in which he was designated to disburse the funds? Yes.

I

Philip Flickinger represented the husband in an action for legal separation. The parties stipulated to an order providing, “Community business, Desert Litho Printing, [is to] be ordered sold.” The “[p]roceeds from the sale of the community business, Desert Litho Printing, are to be deposited in [Flickinger’s] trust account to be distributed as agreed herein.” The agreement listed these disbursements: (1) “[Respondent to pay directly to petitioner’s parents, Mr. & Mrs. Don Brooks, via cashier’s check the sum of $7500.00 payable forthwith upon sale of the business.” (2) “[F]rom the proceeds of the sale of the community business . . . community debts not [939]*939to exceed $5,000.00 to be subtracted. ” And “for the purpose of accounting, ... the date July 12, 1983 [will] be the closing date for the community involvement in the business Desert Litho Printing.” (3) Wife “to receive from the sale of the business the sum of $7,750.” Another part of the stipulation added, “Husband shall pay directly to attorney for wife $1500.00 fees . . . payable in installments of $1,500.00 upon sale of business.” Flickinger, as well as his client, signed the stipulation.

Husband created an escrow to sell the business in October 1983, but arranged instead for the buyers to pay the proceeds, $28,000, to him directly. He then gave Flickinger $11,415.52 with instructions to pay $7,500 to wife, approximately $2,000 toward obligations of the business, and $2,000 to Flickinger as attorneys fees. Husband failed to deposit any additional sums with Flickinger, and neither he nor Flickinger made any payment to wife’s parents or her attorney in accordance with the stipulated order. Flickinger, who received $2,000 under the new directions, but was entitled to nothing under the order, followed his client’s instructions (and his own self-interest).

On December 30, 1983, wife filed an order to show cause in contempt and a motion to join the two buyers of the business and Flickinger. She also sought a “mandatory injunction” to compel Flickinger to release the money in his trust account to her attorney pending disposition of the litigation and obtained a temporary restraining order to freeze the funds. These matters were noticed for hearing on January 19, 1984, although only the “mandatory injunction” against Flickinger was actually considered at that time.

Flickinger submitted a declaration in which he admitted having conceded to wife’s attorney “that if the $28,000.00 was paid that the stipulation should [have been] followed.” He added, without explanation, that his “client had changed his mind regarding the stipulation, which he had a right to do.” Flickinger did not claim the community debts he paid at husband’s direction accrued before the stipulated closing date of July 12, 1983, although he later did so as to some of them in another declaration in support of a motion for reconsideration. He disingenuously added, “It is my client who broke his agreement . . . not me” and brazenly closed with a demand for sanctions. Flickinger did not appear at the hearing, but was represented by counsel who contended the court had no jurisdiction over his client without first joining him as a party.

The court disagreed, finding Flickinger had assumed the role of trustee in the sale of the community business and on that basis was subject to court order without joinder. He was ordered to pay $3,500 to wife’s attorney’s [940]*940trust account, and a subsequent motion to modify or set aside the order was denied.

II

Generally, an order to pay money may not be entered against one who is not a party to the action. (Environmental Coalition of Orange County, Inc. v. Local Agency Formation Com. (1980) 110 Cal.App.3d 164, 173 [167 Cal.Rptr. 735].) And an attorney does not become a party simply by virtue of his role as counsel or by receiving a community asset. (Spencer v. Spencer (1967) 252 Cal.App.2d 683, 686 [60 Cal.Rptr. 747].)

But in Spencer, a case Flickinger relies on, the court held it was proper in a dissolution proceeding to join former attorneys of record by means of an order to show cause for the purpose of determining the validity of a claimed lien for attorneys fees which blocked disbursal of trust account funds. Flickinger, on the other hand, was an attorney of record in a case that had not even concluded. Thus, the procedure followed here was clearly adequate to join him as a party for the purpose of reviewing his performance of the terms of the stipulated order per the Spencer decision.

Flickinger seems to suggest, however, that this aspect of Spencer has been supplanted by the rules of court and he may now only be made a party to this proceeding pursuant to those rules, i.e., on noticed motion in the prescribed form (Cal. Rules of Court, rule 1253). He had not been so joined at the time of this order and, consequently, argues it was in excess of the court’s jurisdiction.

As we shall explain, there was no need to engage in an elaborate procedure to join Flickinger (or to resort to an injunction for that matter). A simple order to the attorney of record in an unconcluded matter was sufficient, especially under the circumstances of this case. Moreover, an opinion appearing after promulgation of rule 1253 again approved the joinder method used in Spencer with respect to an attorney and client involved in a postlitigation fee dispute. (Severdia v. Alaimo (1974) 41 Cal.App.3d 881 [116 Cal.Rptr. 405].) The court’s analysis is equally applicable here: “In the instant case the trial court did not purport to make a new and different judgment but to enforce a judgment previously made. Section 4380 of the Civil Code provides that ‘Any judgment, order, or decree of the court made or entered pursuant to this part may be enforced by the court by execution, attachment, the appointment of a receiver, contempt, or by such other order or orders as the court in its discretion may from time to time deem necessary. ’ ” (Id., at p. 889, italics added by the court.) Thus, if it was necessary [941]*941to join Flickinger as a party, the procedure, although not in strict compliance with the rules of court, was adequate under case law.

We do not believe it was necessary, however. As an attorney of record, Flickinger was subject to the directions of the court concerning property of the parties entrusted to him. The rationale of joining third persons holding or claiming an interest in assets of the spouses as parties to the action is to afford them due process, i.e., notice and an opportunity to be heard in the trial and appellate courts. {Environmental Coalition of Orange County, Inc. v. Local Agency Formation Com., supra, 110 Cal.App.3d 164, 173.) An attorney of record has better notice than the client, however, for the notices are sent to him. Similarly it is the attorney, not the client, who literally has the opportunity to be heard. As to the right to appeal, “a final order on a collateral matter directing the payment of money” is appealable by one who was not formerly a party. (Baugeuss v. Paine (1978) 22 Cal.3d 626, 634, fn. 3 [150 Cal.Rptr.

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Related

In Re the Marriage of Economou
223 Cal. App. 3d 97 (California Court of Appeal, 1990)
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202 Cal. App. 3d 752 (California Court of Appeal, 1988)

Cite This Page — Counsel Stack

Bluebook (online)
176 Cal. App. 3d 936, 222 Cal. Rptr. 479, 1986 Cal. App. LEXIS 2495, Counsel Stack Legal Research, https://law.counselstack.com/opinion/wagoner-v-wagoner-calctapp-1986.