Wagman v. Bradshaw

292 A.D.2d 84, 739 N.Y.S.2d 421, 2002 N.Y. App. Div. LEXIS 3078
CourtAppellate Division of the Supreme Court of the State of New York
DecidedMarch 18, 2002
StatusPublished
Cited by310 cases

This text of 292 A.D.2d 84 (Wagman v. Bradshaw) is published on Counsel Stack Legal Research, covering Appellate Division of the Supreme Court of the State of New York primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Wagman v. Bradshaw, 292 A.D.2d 84, 739 N.Y.S.2d 421, 2002 N.Y. App. Div. LEXIS 3078 (N.Y. Ct. App. 2002).

Opinion

OPINION OF THE COURT

Luciano, J.

The question before the Court is whether a chiropractor who treated the plaintiff was properly permitted to testify as to the contents of an inadmissible written report interpreting magnetic resonance imaging (hereinafter MRI) films, which was prepared by another healthcare professional who did not testify, when the MRI films were not in evidence, and without proof that, as out-of-court material, the written MRI report was reliable.

The Court of Appeals has held that an expert witness may testify that he or she relied upon specific, inadmissible out-of-court material to formulate an opinion, provided (1) it is of a kind accepted in the profession as reliable as a basis in forming a professional opinion, and (2) there is evidence presented establishing the reliability of the out-of-court material referred to by the witness (see, Hambsch v New York City Tr. Auth., 63 NY2d 723).

Some decisions of this Court, however, have extended this rule. In revisiting these decisions we do not seek to thwart the expansion of mies, but merely seek to avoid mies from being errantly developed or needlessly extended. Therefore, we reiterate that, while the expert witness’s testimony of reliance upon out-of-court material to form an opinion may be received [86]*86in evidence, provided there is proof of reliability, testimony as to the express contents of the out-of-court material is inadmissible.

In this action, the plaintiff suffered injuries to his neck and back in 1993 when the car he was driving collided with an automobile owned and operated by the defendants. The defendants conceded that they were 100% at fault in the happening of the accident. Therefore, the sole issue to be determined at trial was damages.

During the plaintiff’s case-in-chief, the plaintiff testified that he had previously injured his back in 1991, and that in connection with the treatment of that injury, MRI films were taken. At that time he was treated by Dr. Sidney Zelin, a chiropractor, who also treated him for the injuries suffered in the 1993 accident. Dr. Zelin testified that he examined the plaintiff within two days after the 1993 accident, and he treated the plaintiff from October 1993 through November 1994. As a result of the initial examination in 1993, he formed a diagnosis that the plaintiff had injuries to his neck and lower back, and sent the plaintiff for MRI scans of his back. Although Dr. Zelin did not see and interpret the resulting MRI films, he reviewed a written report prepared by another healthcare professional, which contained an interpretation of the MRI films.

During the trial, the plaintiff’s counsel, on direct examination of Dr. Zelin, asked: “Can you share with us the results of the MRI?” The defendant’s counsel immediately objected to the question. After the Supreme Court elicited that Dr. Zelin had relied upon the written MRI report to form his diagnosis, the objection of the defendant was overruled. Dr. Zelin was then permitted to testify as to the “results of the MRI,” as set forth in the report, which was not in evidence, that there were “small central herniations at L4-L5 and L5-S1.” The expert further testified that the 1993 accident was a competent producing cause of the plaintiff’s injuries. The plaintiff was thus allowed to place in evidence, by way of the treating chiropractor, a subjective interpretation of MRI films, from an inadmissible report written by a nontestifying healthcare professional. This was prejudicial error, requiring this Court to reverse the judgment in the plaintiff’s favor and grant a new trial.

It is well settled that, to be admissible, opinion evidence must be based on one of the following: first, personal knowledge of the facts upon which the opinion rests; second, where the expert does not have personal knowledge of the facts upon which the opinion rests, the opinion may be based upon facts [87]*87and material in evidence, real or testimonial; third, material not in evidence provided that the out-of-court material is derived from a witness subject to full cross-examination; and fourth, material not in evidence provided the out-of-court material is of the kind accepted in the profession as a basis in forming an opinion and the out-of-court material is accompanied by evidence establishing its reliability.

It is this fourth basis for positing an opinion, commonly known as the “professional reliability” basis, which is implicated in this matter, and which has resulted in confusion with respect to the use of secondary evidence in this department (see, Hambsch v New York City Tr. Auth., supra at 726; see also, Romano v Stanley, 90 NY2d 444, 452; Serra v City of New York, 215 AD2d 643; Flamio v State of New York, 132 AD2d 594). Reemphasis of the rule stated by the Court of Appeals is required to eliminate any confusion in its application.

Expert opinion, based on unreliable secondary evidence, is nothing more than conjecture if the only factual foundation, as in this case, is another healthcare provider’s interpretation of what an unproduced MRI film purports to exhibit. Admission into evidence of a written report prepared by a nontestifying healthcare provider would violate the rule against hearsay and the best evidence rule. Inasmuch as such a written report is inadmissible, logic dictates that testimony as to its contents is also barred from admission into evidence.

Plainly, it is reversible error to permit an expert witness to offer testimony interpreting diagnostic films such as X-rays, CAT scans, PET scans, or MRIs, without the production and receipt in evidence of the original films thereof or properly authenticated counterparts (see, Hambsch v New York City Tr. Auth., supra at 725; Marion v Coon Constr. Co., 216 NY 178, 182; Kosiorek v Bethlehem Steel Corp., 145 AD2d 935; see, Chang Chiu v Garcia, 75 AD2d 594). Without receipt in evidence of the original films, a party against whom expert opinion testimony is offered is deprived of the opportunity to cross-examine the expert witness concerning the basis for the opinion, offer opposing evidence to clear misimpressions, or offer a contrary opinion controverting the interpretation of the films, through his or her own expert witness.

The New York State Legislature has acknowledged the problems inherent in laying foundations for the introduction in evidence of medical material. CPLR 4532-a was thus enacted to provide a remedial and convenient method for the introduction in evidence of X-rays, MRIs, CAT scans, PET scans, [88]*88electromyograms, sonograms, or fetal heart rate monitor strips, without foundational testimony. The proponent thereof, however, is required to literally comply with the requirements of CPLR 4532-a (see, Galuska v Arbaiza, 106 AD2d 543, 545 [judgment reversed because X-rays which were not photographically inscribed with the patient’s name were improperly admitted into evidence]). Once the actual film is received in evidence, any qualified expert may opine an interpretation as to what it shows, since the opinion testimony is now based upon facts which are in evidence before the court (see, Marion v Coon Constr. Co., supra).

Since CPLR 4532-a applies only to the actual film, scan, or strip resulting from one of the specified medical tests, a written report prepared by a nontestifying healthcare professional interpreting MRI films, such as the MRI report herein, is not admissible into evidence (see, Schwartz v Gerson,

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Bluebook (online)
292 A.D.2d 84, 739 N.Y.S.2d 421, 2002 N.Y. App. Div. LEXIS 3078, Counsel Stack Legal Research, https://law.counselstack.com/opinion/wagman-v-bradshaw-nyappdiv-2002.