W. Havens v. WCAB (CNA Financial Corp.)

CourtCommonwealth Court of Pennsylvania
DecidedFebruary 14, 2018
Docket1415 C.D. 2016 and 373 C.D. 2017
StatusUnpublished

This text of W. Havens v. WCAB (CNA Financial Corp.) (W. Havens v. WCAB (CNA Financial Corp.)) is published on Counsel Stack Legal Research, covering Commonwealth Court of Pennsylvania primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
W. Havens v. WCAB (CNA Financial Corp.), (Pa. Ct. App. 2018).

Opinion

IN THE COMMONWEALTH COURT OF PENNSYLVANIA

William Havens, : Petitioner : : v. : No. 1415 C.D. 2016 : No. 373 C.D. 2017 Workers’ Compensation Appeal : Submitted: September 22, 2017 Board (CNA Financial Corporation), : Respondent : :

BEFORE: HONORABLE MARY HANNAH LEAVITT, President Judge HONORABLE ANNE E. COVEY, Judge HONORABLE DAN PELLEGRINI, Senior Judge

OPINION NOT REPORTED

MEMORANDUM OPINION BY PRESIDENT JUDGE LEAVITT FILED: February 14, 2018

William A. Havens (Claimant) petitions for review of two adjudications1 of the Workers’ Compensation Appeal Board (Board) denying his penalty petitions and terminating his benefits under the Workers’ Compensation Act (Act).2 In doing so, the Board affirmed the decision of the Workers’ Compensation Judge (WCJ) that Claimant had fully recovered from his work-related injury and that CNA Financial Corporation (Employer) had paid the medical compensation benefits owed to Claimant. In his appeal, Claimant argues that the WCJ’s critical findings of fact are not supported by competent evidence and, thus, the Board erred. We affirm.

Background

1 This Court consolidated Claimant’s two petitions for review. 2 Act of June 2, 1915, P.L. 736, as amended, 77 P.S. §§1-1041.4, 2501-2708. Claimant worked for Employer as an inspector of commercial properties in the mid-Atlantic region that had submitted claims under their insurance policies. On one such trip, in October 1999, Claimant sustained a work-related injury when the bed in his hotel room collapsed, and he landed on his spine on a carpeted concrete floor. Claimant’s work injury was adjudicated as “significant aggravation and acceleration of his pre-existing degenerative disc disease[,]” and “a disc herniation at L4-5 … causing nerve impingement at L5 and a right-sided L5 radiculopathy.” WCJ Decision, 12/16/2003, at 7, Finding of Fact No. 11; Penalty Petition Reproduced Record at 10a (P.P.R.R. __).

Claimant’s Penalty Petitions

In August 2013, Claimant saw James Schuster, M.D., a board-certified surgeon, for symptoms of pain in his left back and leg. Following a magnetic resonance imaging (MRI) test, Dr. Schuster recommended a discectomy, which was done on October 15, 2013. After the surgery, Claimant continued to experience pain in his left leg and in his lower back. Notes of Testimony (N.T.), 6/10/2015, at 20; P.P.R.R. 134a. In January 2014, Dr. Schuster referred Claimant to Alexander Chen, M.D., a pain management specialist, for treatment. In June 2014, Claimant’s counsel sent correspondence to Employer about its nonpayment of a provider bill related to Claimant’s October 2013 surgery, as well as other bills related to diagnosis and treatment of his disc herniation. On November 10, 2014, Claimant filed a penalty petition alleging that Employer had violated the Act by not paying the above-described medical invoices. On November 12, 2014, Claimant filed a second penalty petition alleging Employer’s failure to pay reasonable and necessary medical expenses contravened Claimant’s adjudicated work injuries. Employer denied Claimant’s allegations.

2 At the hearing on the penalty petitions, Claimant submitted various medical records, invoices, and his deposition testimony. In addition, Claimant submitted the WCJ’s decision of December 15, 2003, denying Employer’s termination petition. WCJ Decision, 10/21/2015, at 4. In response, Employer submitted the February 17, 2015, report of Leonard Bruno, M.D., who is board certified in neurological surgery. Dr. Bruno conducted an independent medical evaluation (IME) and neurosurgical evaluation of Claimant. In his IME report, Dr. Bruno stated:

[I]t is my opinion within a reasonable degree of medical certainty that [Claimant’s] condition at this time is postlaminectomy syndrome related to his L5-S1 foraminotomy performed October 15, 2013, none of which is related to this work injury whatsoever. The lumbar surgery October 15, 2013, was in no way related to his October 15, 1999, work injury, which had resulted in ongoing problems with low back and right leg pain for which [Claimant] was treated, reached maximum medical improvement by August or September 2000, and had functional capacity evaluation November 15, 2000, indicating that he was capable of part-time light duty work. It is my opinion within a reasonable degree of medical certainty that the patient is fully recovered from any injuries that he may have sustained October 15, 1999, and that these injuries have not contributed to his L5-S1 disc level abnormalities nor have they brought about the need for surgery in that area. [Claimant’s] degenerative lumbar disc disease and condition is related to normal aging, superimposed on his condition of rheumatoid arthritis, diabetes, and general deconditioning and none of the MRI scans have ever shown any evidence of disc herniation at that level, but show only degenerative changes, which in fact on the MRI scans, showed no significant progression over a period of 14 years. ***

3 It is my opinion that [Claimant’s] ongoing medical treatment at this time has no relationship whatsoever to his work injury of October 15, 1999; it is only related to his degenerative lumbar disc disease at the L5-S1 level, which was on the basis of injury prior to his work injury of 1999, was accelerated by his spina bifida occulta and lamina defect at that level, and his diabetes and rheumatoid arthritis.

Bruno IME Report, 2/17/2015, at 5-6 (emphasis added); P.P.R.R. 210a-11a. On October 21, 2015, the WCJ denied Claimant’s penalty petitions. The WCJ did not find Claimant’s testimony credible or persuasive, explaining as follows:

Claimant’s testimony is not credible that the surgery he had in 2013 was in any way related to his work injury of 1999. Of significance is the fact that he did not see any medical professionals specifically for his back and leg pain during the over ten year period of time between his original work injury and his surgery in 2013. Claimant did indicate that he told various providers that he had back pain but this Judge does not find him credible on that issue because those providers were rendering treatment for his arthritis, diabetes or Claimant’s multiple other ailments. In addition, no physician presented by Claimant has said that this surgery is related. Thus, Claimant’s testimony is not accepted as fact.

WCJ Decision, 10/21/2015, at 7; Finding of Fact No. 25. The WCJ found Dr. Bruno credible and persuasive. The WCJ explained:

Dr. Bruno has reviewed multiple records and concluded that Claimant’s surgery in 2013 was not related to his original work injury. This is consistent with the diagnostic studies specifically the MRI report of January 21, 2013 which indicated the same changes as the MRI report of 1999 without any substantial difference over the period of fourteen years. The September 3, 2013 MRI was unchanged from the January 2013 MRI. The 4 EMG of September 18, 2000 showed chronic changes in the lumbar nerve root consistent with peripheral neuropathy and right L5 nerve root irritation and significant peripheral neuropathy related to Claimant’s diabetes. Also of significance were the details of Dr. Bruno’s examination wherein Claimant voluntarily limited his straight leg raising. Claimant’s reports of tenderness were not correlated by findings of spasms and his sensory changes were consistent with peripheral neuropathy not a nerve root irritation. The MRI scan of March 25, 2014 shows left sided enhancing granulation tissues surrounding the left facet and extending along the left neural foraminal and left far lateral region contribution to moderate neural foraminal narrowing at the L5-S1 level. The scar tissue in this region is a result of Claimant’s surgery of October 15, 2013, which was unrelated to his work injury.

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Bluebook (online)
W. Havens v. WCAB (CNA Financial Corp.), Counsel Stack Legal Research, https://law.counselstack.com/opinion/w-havens-v-wcab-cna-financial-corp-pacommwct-2018.