Von Borstel v. Von Borstel CA2/3

CourtCalifornia Court of Appeal
DecidedDecember 21, 2022
DocketB311420
StatusUnpublished

This text of Von Borstel v. Von Borstel CA2/3 (Von Borstel v. Von Borstel CA2/3) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Von Borstel v. Von Borstel CA2/3, (Cal. Ct. App. 2022).

Opinion

Filed 12/21/22 Von Borstel v. Von Borstel CA2/3 NOT TO BE PUBLISHED IN THE OFFICIAL REPORTS

California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

SECOND APPELLATE DISTRICT

DIVISION THREE

DOLORES VON BORSTEL, B311420

Plaintiff and Appellant, (Los Angeles County Super. Ct. No. 18STPB06659) v.

MONIQUE VON BORSTEL, as Trustee, etc.,

Defendant and Respondent.

APPEAL from an order of the Superior Court of Los Angeles County, Brenda J. Penny, Judge. Reversed with directions. Sandra J. Applebaum; Salvatore Coco for Plaintiff and Appellant. FEIG Law Firm and Scott Feig for Defendant and Respondent. ‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗‗ This appeal arises out of an intrafamily dispute over the validity of an alleged amendment to a living trust. Beneficiary Dolores Von Borstel filed a verified petition seeking to compel beneficiary and trustee Monique Von Borstel to distribute certain real and personal property to Dolores1 consistent with the amendment, which Dolores alleged had been signed, but lost. The trial court granted Monique’s motion for judgment on the pleadings, holding that Probate Code2 section 15206’s requirement that a trust relating to real property be in writing and signed barred Dolores’s petition, regardless of Dolores’s contention that the amendment was a lost document and that extrinsic evidence should be admitted to prove that it was signed. We conclude Dolores stated sufficient facts to state a claim that the trust amendment was a lost document. The crux of her petition was that there was in fact a written and signed document, but that it could not be located. We reject Monique’s alternative contentions that the order granting the motion for judgment on the pleadings is nonappealable and that the petition was otherwise inadequate. We therefore reverse the judgment and vacate the order granting the motion for judgment on the pleadings.

1 We refer to the Von Borstels by their first names for the sake of clarity; we intend no disrespect. 2All subsequent undesignated statutory references are to the Probate Code.

2 FACTUAL AND PROCEDURAL BACKGROUND Consistent with the applicable standard of review, we draw our statement of facts from the allegations of Dolores’s July 2018 petition and other matters properly subject to judicial notice. (Fontenot v. Wells Fargo Bank, N.A. (2011) 198 Cal.App.4th 256, 264.) “[W]e treat as true all material facts properly pleaded, but not contentions, deductions or conclusions of fact or law.” (Freeman v. San Diego Assn. of Realtors (1999) 77 Cal.App.4th 171, 178, fn. 3; Fontenot, at pp. 264–266.) Further, we may examine written instruments attached to a pleading and properly incorporated therein by reference, treating the pleader’s allegations of their legal effect as surplusage. (Burnett v. Chimney Sweep (2004) 123 Cal.App.4th 1057, 1064.) Charles Von Borstel executed an inter vivos declaration of trust in 2008. The trust, appended to the petition as an exhibit, specified that real property located in Hacienda Heights, California (the Hacienda Heights property), was to be held in trust and upon Charles’s death, his wife Dolores, would reside there until her death or whenever Dolores agreed the trustee could sell the home. At that point, the balance of the trust estate was to be distributed to Charles’s three children from another marriage, Monique, Charles, and Carl, in equal shares. Upon Charles’s death, Monique was to become his successor trustee. Article II of the trust reserved the power to amend and revoke through the following methods: “During the lifetime of the Trustor, this Trust may be revoked in whole or in part by the Trustor delivering written notice to the Trustee. In the event of such revocation, the entire Trust Estate or the portion affected by the revocation, shall revert to the Trustor retaining its character as separate property. During the lifetime of the Trustor this

3 Trust may be amended in writing by written amendment thereof delivered to the Trustee.” According to Dolores’s petition, Charles executed a second amendment to the trust on December 6, 2016, an unsigned version of which was appended to the petition as an exhibit. The exhibit, denominated “Second Amendment to the Charles Von Borstel Living Trust” and bearing signature lines for Charles as settlor and trustee and a notary block, purported to revoke a prior 2012 amendment, and amend and restate the 2008 declaration of trust so as to provide that the Hacienda Heights property be held in “Joint Tenancy with [Dolores] and no matter how the title is now held, (if that property is in my Trust it is a mistake) it is to be specifically given and bequeathed to Dolores . . . as her sole and separate property.”3 The amendment further provided that at Charles’s death additional real property in Pico Rivera would be given and bequeathed to Monique. It also stated that Charles’s rights to real property in Nevada should be in title to Leisure Time, Inc., and that all real property and “all interest I own in Leisure Time, Inc.” was given and bequeathed to Dolores. Finally, the amendment specified that the residue of Charles’s estate, including other business and real property interests, be given to his three children. The amendment also indicated Charles “retained the power to alter, amend, revoke or terminate the Declaration of Trust.”

3 Dolores filed a declaration in support of her petition averring that, prior to marrying Charles, she owned the Hacienda Heights property, and then, upon their marriage, she placed Charles on title to the property in joint tenancy.

4 The document was prepared by Attorney Allen Brown and executed on December 6, 2016, at Charles and Dolores’s residence before Brown and his secretary, a notary public. Brown and his secretary took the original and left the unsigned version which she later attached to her petition, which bore the inscription on the title page “ ‘Copy/Signed 12/6/16.’ ” Charles passed away on December 28, 2016. Dolores, through counsel, demanded that Brown (who had indicated he now represented Monique as trustee) produce the signed amendment but, as of the time of filing the petition, six months had passed and Brown was unable to locate the document. Monique refused to distribute the Hacienda Heights property and the corporate stock, as contemplated by the second amendment, because she had not seen an executed copy of the second amendment. Thus, Dolores requested that the trial court determine the second amendment’s validity, order Brown to produce the original, signed version of the second amendment, or declare that the unsigned copy of the second amendment annexed to the petition was, in fact, signed, and that the real and personal property at issue must be transferred to Dolores. In a separate declaration accompanying her petition, Dolores stated that, without the notarized version and signature, she could not record the document and “terminate the joint tenancy.” In November 2018, Monique filed a response to the petition requesting that it be denied for failure to plead a cause of action. The response elaborated that Monique lacked sufficient knowledge to admit or deny the existence of the signed second amendment. Nearly two years later, Monique moved for judgment on the pleadings, arguing that the petition should be dismissed without

5 leave to amend for failing to state a claim.

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