Vitale v. Commissioner of Correction
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Opinion
ALVORD, J.
The petitioner, John Vitale, appeals following the denial of his petition for certification to appeal from the judgment of the habeas court dismissing his petition for a writ of habeas corpus. On appeal, the petitioner claims that the habeas court improperly concluded that it lacked subject matter jurisdiction over his petition. We conclude that the habeas court properly determined that it lacked subject matter jurisdiction over the petition and, therefore, that it did not abuse its discretion by denying the petitioner's petition for certification to appeal. Accordingly, we dismiss the appeal.
The following procedural history is relevant to this appeal. On July 5, 2016, the petitioner, representing himself, filed a petition for a writ of habeas corpus. In his petition, he noted, under "Sentence(s)," "1 year concurrent; Gen. Stat. 53a-73a(2) sex assault 4th degree." He provided the date of sentencing as September 19, 1980, and indicated that the sentence was to be served concurrent with a life sentence. He represented that he pleaded nolo contendere and that he did not appeal from the judgment of his conviction.
The petitioner claimed in his petition that his conviction was illegal because he "was made to plead guilty and was sentenced without my lawyer of record (R. Chase) being there with me." The petitioner claimed that his incarceration or sentence was illegal because "collateral consequence of unlawful conviction for SA 4th adversely affects my classification and parole; and parole release, (my treatment while in D.O.C. and on parole)." The petitioner represented that he had tried to raise the claim in a previous petition, but it was declined on December 22, 2015. He further stated that the court, Oliver, J. , had granted his request for counsel to assist in the appeal of the dismissal of the previous petition, but the appeal was never filed. Although the previous petition is not part of the record, the petitioner's appendix includes the trial court's dismissal, which stated that "[t]he habeas corpus petition is declined and is being returned because the court lacks jurisdiction per Connecticut Practice Book § 23-24(a)(1). 1 As the petitioner admits, in paragraph 1 (e) of his petition that he [was] discharged from the challenged conviction in 1979, the court declines to issue the writ, as the petitioner is not in custody on the conviction being challenged." (Footnote added.)
In the petition that is the subject of this appeal, the petitioner claimed that he was asking the court to permit him to withdraw his guilty plea on the sexual assault charge. In a handwritten attachment, the petitioner elaborated on his claims. He alleged that his 1980 conviction for sexual assault in the fourth degree was "obtained by (no contest) guilty plea and sentence imposed without counsel present." He claimed, based primarily on United States Supreme Court precedent, that "[a] conviction obtained in violation of the right to counsel under
Gideon
[v.
Wainwright
,
The petition asserted the following facts. On September 19, 1980, the petitioner was "held in lieu of bond at the Litchfield jail, scheduled to appear in court for sentencing on his felony murder convictions ... and for disposition of the case charging him with a nonrelated sexual assault; while in [the] custody of the Commissioner of Correction." The petitioner had retained Attorney Robert Chase to represent him for the sexual assault case and Attorney Warren Luedecker to represent him for the felony murder case. The petitioner had obtained a marriage license and Attorney Luedecker represented to the deputies at the Litchfield jail that the court, Pickett, J. , had granted permission for the petitioner to be wed at a neighboring office of a justice of the peace. When the deputies and the petitioner arrived late to court, Judge Pickett "responded to the deception by Attorney Luedecker played on the deputies and the lateness ... by addressing [the] petitioner and his lawyer concerning the situation. The court directed counsel into a separate room where they were directed to remain for some period of time." The court "put the petitioner to plea, accepted a nolo contendere plea to sexual assault in the fourth degree and imposed a one year sentence (time had already been served), all done without Attorney Chase or other counsel available ...." The petitioner's counsel was present for the sentencing on the felony murder case.
The petitioner alleged that although he "has had his parole violated for technical violations, all nonviolent, since he was first released to parole in 1985, at no time until 2011 did the conviction of fourth degree sexual assault (unwanted touching) have any bearing on his dealings with the parole board or his various parole officers." The petitioner claimed that he had been on parole for fifteen years without the sexual assault conviction having any bearing on his parole. The petitioner alleged: "As of August 4, 2015, [the] petitioner is incarcerated [on a] violation of parole, which consists of using a cell phone in violation of the conditions imposed under the special monitoring unit for sex offenders. [The] petitioner has been advised that his 1980 unwanted touching conviction, obtained in violation of Gideon , will have [the] petitioner treat[ed] the same as if it was sexual assault in the [first] degree."
By order dated July 26, 2016, the habeas court,
Oliver, J.
, sua sponte dismissed the petition for habeas corpus, stating that "[t]he habeas corpus petition is dismissed
and is being returned pursuant to Connecticut Practice Book § 23-29(1),
2
as the court lacks jurisdiction over the claims set forth concerning the decisions of the parole board and [Department of Correction] classifications." (Footnote added.) On August 5, 2016, the petitioner filed a petition for certification to appeal, in which he stated the grounds as follows: "Judge is wrong: I pleaded guilty without assistance of counsel, which states a claim even though sentence expired.
Gideon
[v.
Wainwright
, supra,
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ALVORD, J.
The petitioner, John Vitale, appeals following the denial of his petition for certification to appeal from the judgment of the habeas court dismissing his petition for a writ of habeas corpus. On appeal, the petitioner claims that the habeas court improperly concluded that it lacked subject matter jurisdiction over his petition. We conclude that the habeas court properly determined that it lacked subject matter jurisdiction over the petition and, therefore, that it did not abuse its discretion by denying the petitioner's petition for certification to appeal. Accordingly, we dismiss the appeal.
The following procedural history is relevant to this appeal. On July 5, 2016, the petitioner, representing himself, filed a petition for a writ of habeas corpus. In his petition, he noted, under "Sentence(s)," "1 year concurrent; Gen. Stat. 53a-73a(2) sex assault 4th degree." He provided the date of sentencing as September 19, 1980, and indicated that the sentence was to be served concurrent with a life sentence. He represented that he pleaded nolo contendere and that he did not appeal from the judgment of his conviction.
The petitioner claimed in his petition that his conviction was illegal because he "was made to plead guilty and was sentenced without my lawyer of record (R. Chase) being there with me." The petitioner claimed that his incarceration or sentence was illegal because "collateral consequence of unlawful conviction for SA 4th adversely affects my classification and parole; and parole release, (my treatment while in D.O.C. and on parole)." The petitioner represented that he had tried to raise the claim in a previous petition, but it was declined on December 22, 2015. He further stated that the court, Oliver, J. , had granted his request for counsel to assist in the appeal of the dismissal of the previous petition, but the appeal was never filed. Although the previous petition is not part of the record, the petitioner's appendix includes the trial court's dismissal, which stated that "[t]he habeas corpus petition is declined and is being returned because the court lacks jurisdiction per Connecticut Practice Book § 23-24(a)(1). 1 As the petitioner admits, in paragraph 1 (e) of his petition that he [was] discharged from the challenged conviction in 1979, the court declines to issue the writ, as the petitioner is not in custody on the conviction being challenged." (Footnote added.)
In the petition that is the subject of this appeal, the petitioner claimed that he was asking the court to permit him to withdraw his guilty plea on the sexual assault charge. In a handwritten attachment, the petitioner elaborated on his claims. He alleged that his 1980 conviction for sexual assault in the fourth degree was "obtained by (no contest) guilty plea and sentence imposed without counsel present." He claimed, based primarily on United States Supreme Court precedent, that "[a] conviction obtained in violation of the right to counsel under
Gideon
[v.
Wainwright
,
The petition asserted the following facts. On September 19, 1980, the petitioner was "held in lieu of bond at the Litchfield jail, scheduled to appear in court for sentencing on his felony murder convictions ... and for disposition of the case charging him with a nonrelated sexual assault; while in [the] custody of the Commissioner of Correction." The petitioner had retained Attorney Robert Chase to represent him for the sexual assault case and Attorney Warren Luedecker to represent him for the felony murder case. The petitioner had obtained a marriage license and Attorney Luedecker represented to the deputies at the Litchfield jail that the court, Pickett, J. , had granted permission for the petitioner to be wed at a neighboring office of a justice of the peace. When the deputies and the petitioner arrived late to court, Judge Pickett "responded to the deception by Attorney Luedecker played on the deputies and the lateness ... by addressing [the] petitioner and his lawyer concerning the situation. The court directed counsel into a separate room where they were directed to remain for some period of time." The court "put the petitioner to plea, accepted a nolo contendere plea to sexual assault in the fourth degree and imposed a one year sentence (time had already been served), all done without Attorney Chase or other counsel available ...." The petitioner's counsel was present for the sentencing on the felony murder case.
The petitioner alleged that although he "has had his parole violated for technical violations, all nonviolent, since he was first released to parole in 1985, at no time until 2011 did the conviction of fourth degree sexual assault (unwanted touching) have any bearing on his dealings with the parole board or his various parole officers." The petitioner claimed that he had been on parole for fifteen years without the sexual assault conviction having any bearing on his parole. The petitioner alleged: "As of August 4, 2015, [the] petitioner is incarcerated [on a] violation of parole, which consists of using a cell phone in violation of the conditions imposed under the special monitoring unit for sex offenders. [The] petitioner has been advised that his 1980 unwanted touching conviction, obtained in violation of Gideon , will have [the] petitioner treat[ed] the same as if it was sexual assault in the [first] degree."
By order dated July 26, 2016, the habeas court,
Oliver, J.
, sua sponte dismissed the petition for habeas corpus, stating that "[t]he habeas corpus petition is dismissed
and is being returned pursuant to Connecticut Practice Book § 23-29(1),
2
as the court lacks jurisdiction over the claims set forth concerning the decisions of the parole board and [Department of Correction] classifications." (Footnote added.) On August 5, 2016, the petitioner filed a petition for certification to appeal, in which he stated the grounds as follows: "Judge is wrong: I pleaded guilty without assistance of counsel, which states a claim even though sentence expired.
Gideon
[v.
Wainwright
, supra,
Our Supreme Court has stated: "We begin by setting forth the applicable standard of review and procedural hurdles that the petitioner must surmount to obtain appellate review of the merits of a habeas court's denial of the habeas petition following denial of certification to appeal. In
Simms
v.
Warden,
We next address the relevant principles regarding construction of the habeas petition. "Because this appeal arises from the habeas court's ruling dismissing the petition on the basis that the court lacked jurisdiction, we take the facts
to be those alleged in the petition, including those facts necessarily implied from the allegations, construing them in favor of the petitioner for purposes of deciding whether the court had subject matter jurisdiction."
Anthony A.
v.
Commissioner of Correction
,
"[B]ecause [a] determination regarding a trial court's subject matter jurisdiction is a question of law, our review is plenary." (Internal quotation marks omitted.)
Foote
v.
Commissioner of Correction
,
I
Before addressing the substance of the petitioner's claims, we review the relevant authority upon which the petitioner relies. Pursuant to General Statutes § 52-466(a)(1),
3
"[a] habeas court has subject matter jurisdiction to hear a petition for habeas corpus when the
petitioner is in custody at the time that the habeas petition is filed."
4
(Internal quotation marks omitted.)
Foote
v.
Commissioner of Correction
, supra,
"[I]n order to satisfy the custody requirement of § 52-466, the petitioner [must] be in custody on the conviction under attack at the time the habeas petition is filed.
... [C]ollateral consequences flowing from an expired conviction do not render a petitioner in custody under § 52-466 ; rather, such a claim of confinement or custody and any accompanying loss of liberty [stem] solely from [a petitioner's] current conviction." (Internal quotation marks omitted.)
Foote
v.
Commissioner of Correction
, supra,
"It is well established that, in determining the scope of the writ of habeas corpus under state law, we look to the scope of the writ under federal law."
Lebron
v.
Commissioner of Correction
, supra, 274 Conn. at 529 n.17,
In
Maleng
, the petitioner had been convicted in 1958 of robbery in state court and sentenced to twenty years of imprisonment.
Maleng
v.
Cook
, supra,
The court determined that the collateral consequences suffered by the petitioner, specifically, the enhancement of his 1978 state sentences, were insufficient to render him "in custody" on his expired 1958 conviction.
The court did conclude, however, that the petitioner was "in custody" on his 1978
state sentences that he had not yet begun to serve.
The United States Supreme Court has also addressed the issue of a conviction obtained without representation by counsel (uncounseled conviction) that is used either "to support guilt or enhance punishment" for another offense.
Burgett
v.
Texas
,
In
Burgett
, the defendant was charged under a Texas recidivist statute with having been convicted of four previous felonies.
Following
Burgett
, the Supreme Court in
United States
v.
Tucker
,
The United States Supreme Court also has addressed the use of unconstitutional convictions obtained in violation of the right to counsel as used to enhance a sentence under the Armed Career Criminal Act of 1984,
In
Daniels
v.
United States
, supra,
Last, in
Lackawanna County District Attorney
v.
Coss
,
28 U.S.C.] § 2254 on the ground that the prior conviction was unconstitutionally obtained."
8
(Citation omitted.)
Federal courts applying
Custis
,
Daniels
, and
Lackawanna
, have affirmed the dismissal of habeas petitions where the petitioner has not followed the proper procedures in presenting a claim that an enhanced federal sentence was based on a prior conviction obtained in violation of the right to counsel. See
Brennan
v.
United States
,
We now address the claims asserted in the present appeal. The petitioner argues that the allegations in his petition "establish that he was completely deprived of his counsel in the conviction and sentence for sexual assault, and that this uncounseled conviction is enhancing the punishment for another offense." He further claims that "[u]nder federal constitutional law" his allegations establish "custody, and therefore, jurisdiction, in the habeas court." The respondent, the Commissioner of Correction, does not dispute that "the petitioner might be permitted to challenge, by way of habeas corpus, the legality of the sentence for which he currently remains in custody on the ground that it has been adversely affected by an expired conviction obtained in violation of Gideon ...." 9
The parties disagree, however, as to whether the habeas court has jurisdiction over the petitioner's claim that, regardless of any impact on a subsequent conviction, he may directly attack the expired conviction itself. The petitioner claims that his petition seeks withdrawal of his guilty plea as to his expired conviction for sexual assault. His application for a waiver of fees, costs and expenses states that his "[c]onviction must be vacated even if [there are] no direct or collateral consequences," and his petition for certification to appeal maintains that he states a claim "even though [his] sentence expired." The habeas court's ruling dismissing the petition did not expressly address this claim. However, because the petitioner raised it in his petition
for certification to appeal and in his briefing to this court and because the claim implicates subject matter jurisdiction, we address it. See
Pentland
v.
Commissioner of Correction
, supra,
On appeal, the petitioner contends that the habeas court had subject matter jurisdiction over his petition directly seeking vacation of the expired sexual assault conviction. The United States Supreme Court precedent addressing the use of an uncounseled conviction in later prosecutions, either as evidence of guilt or as a sentence enhancement, does not support the petitioner's claim that he may attack the expired conviction in the absence of an enhancement. Moreover, circuit courts applying such precedent have recognized that procedural defenses apply to Gideon claims, necessarily refuting the proposition that a Gideon claim may be raised without limitation. 10 Last, we do not find persuasive the scant, nonbinding, out-of-state authority the petitioner cites in support of his proposition that "the existence of the Gideon exception allows the sentencing court to act on the expired conviction, not merely the present or potentially enhanced sentence." To the extent that the petitioner directly challenges the expired 1980 conviction, we conclude that the petitioner has submitted no authority to support a claim that the expired conviction itself may be vacated, and the habeas court's denial of certification to appeal as to this claim was not an abuse of discretion. 11
II
The petitioner claims on appeal that his petition "did not seek to alter or modify his parole. Rather, the relief requested was the vacation of the 1980 conviction (which is enhancing the conditions of parole)." We have concluded in part I of this opinion that the habeas court lacked jurisdiction over the petition to the extent that it sought to challenge directly the expired conviction. Thus, all that remained of the petition was a challenge to the conditions of parole imposed on the petitioner. 12
We conclude that the habeas court did not abuse its discretion in denying the petitioner's petition for certification to appeal, where the habeas court properly concluded that it lacked subject matter jurisdiction over the petition to the extent that it challenged the petitioner's classification and conditions of his parole.
We first note that the petition for certification to appeal did not address the specific grounds upon which the habeas court sua sponte dismissed the petition. "This court has determined that a petitioner cannot demonstrate that the habeas court abused its discretion in denying a petition for certification to appeal if the issue that the petitioner later raises on appeal was never presented to, or decided by, the habeas court." ((Internal quotation marks omitted.)
Haughey
v.
Commissioner of Correction
,
However, given that the habeas court's decision implicates subject matter jurisdiction, we address the jurisdictional issue raised by the respondent and responded to by the petitioner. See
Ajadi
v.
Commissioner of Correction
, supra,
"[I]n order to invoke successfully the jurisdiction of the habeas court, a petitioner must allege an interest sufficient to give rise to habeas relief.... In order to invoke the trial court's subject matter jurisdiction in a habeas action, a petitioner must allege that he is illegally confined or has been deprived of his liberty.... In
order ... to qualify as a constitutionally protected liberty ... the interest must be one that is
assured
either by statute, judicial decree, or regulation." (Citation omitted; emphasis in original; internal quotation marks omitted.)
Byrd
v.
Commissioner of Correction
, supra,
Our appellate courts have recognized, and the petitioner concedes, that parole eligibility status does not constitute a cognizable liberty interest sufficient to invoke habeas jurisdiction.
Our resolution of the petitioner's claim depends on an application of the stigma plus test recently adopted by our appellate courts in
Anthony A.
v.
Commissioner of Correction
,
In so concluding, the court analyzed the petitioner's claim pursuant to the "stigma plus" test applied by the federal courts.
Our Supreme Court also made clear that there exists a jurisdictional threshold requirement that the petitioner
"must allege the falsehood of the stigmatizing label or classification."
Even if this court were to conclude that the stigma factor had been satisfied, the petitioner has failed to establish the "plus" factor. The court in
Anthony A.
noted that federal courts have found allegations of compelled participation in sex offender treatment sufficient to satisfy the "plus" factor, whereas labeling of an inmate as a sex offender and providing the inmate with recommendations for treatment, absent negative consequences for a failure to participate, is insufficient.
Anthony A.
v.
Commissioner of Correction
, supra,
Because the petitioner has satisfied neither factor of the stigma plus test, we conclude that he has failed to allege sufficient facts to assert a cognizable liberty interest that affords jurisdiction to the habeas court over his claim. Accordingly, the habeas court did not abuse its discretion in denying the petitioner's petition for certification to appeal from its judgment of dismissal.
III
Last, we address the petitioner's claim under article first, § 8, of the Connecticut constitution. He claims that the "right to counsel provided by the Connecticut constitution is more extensive than that provided in the United States constitution," and that the violation of his right to counsel under the Connecticut constitution "was sufficient to establish jurisdiction in the habeas court to adjudicate his claims." The respondent contends that the petitioner's briefing regarding the breadth of the substantive right to counsel under the Connecticut constitution addresses the "wrong question ...." The respondent argues that the issue presented by this case is whether the jurisdictional prerequisite "for bringing an action in our state habeas courts differs from that applicable to habeas actions brought in federal courts." We agree with the respondent that the petitioner's claim under the Connecticut constitution is misdirected.
The petitioner presents his argument pursuant to the multifactor approach our Supreme Court first adopted in
State
v.
Geisler
,
The petitioner's analysis with respect to the
Geisler
factors does not address the central issue presented by this case. With respect to the first factor, the petitioner claims that the language of article first, § 8, of the Connecticut constitution "provides for a defendant's right to be heard by himself and by counsel, as opposed to the sixth amendment's provision for the assistance of counsel in his defense." This court has recognized that "[t]here is no appreciable difference in the text of either
the federal or state constitutions except that under our federal constitution the right to act for oneself is implicit whereas in our state constitution that right is express."
State
v.
Orlando
,
With respect to the second factor, the petitioner claims that "Connecticut state and federal decisions pre-
Custis
held that uncounseled felony convictions may not be used as a basis for habitual offender status." See
Wilson
v.
Warden
,
The analysis presented under factors four through six likewise is not helpful to the petitioner's claims in this appeal. Rather than direct this court to decisions of sister states having provisions similar to article first, § 8, of the Connecticut constitution, the petitioner instead briefs under factor four certain sister states' allowance of "collateral attacks for reasons other than deprivation of the right to counsel," without explaining how such precedent addressing other constitutional violations impacts the subject of this appeal. The analysis pursuant to factor six suffers from the same defect, in that the petitioner attempts to erase the distinction between right to counsel violations and ineffective assistance of counsel claims, without relating the analysis to his specific claims. With respect to the fifth factor, the petitioner provides a broad discussion of the history of the substantive right to counsel under the Connecticut constitution without explaining how such history could assist this court in reviewing his claim. Accordingly, as the principles cited by the petitioner do not enlighten our analysis of whether the habeas court had subject matter jurisdiction over the petitioner's petition, we reject his claim pursuant to the Connecticut constitution.
We conclude that the habeas court did not abuse its discretion by denying certification to appeal. The jurisdictional issues the petitioner raises are not debatable among jurists of reason, nor has the petitioner shown that a court could resolve the issues in a different manner, and the questions are inadequate to deserve encouragement to proceed further.
The appeal is dismissed.
In this opinion the other judges concurred.
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