Vietnam Veterans of America Connecticut Greater Hartford Chapter 120 v. Department of Homeland Security

8 F. Supp. 3d 188, 2014 WL 1284970, 2014 U.S. Dist. LEXIS 42714
District Court, D. Connecticut·Decided March 31, 2014·No. Civil No. 3:10CV1972 (AWT)·Published·Cited by 14 cases

Opinion

RULING ON DEFENDANTS’ MOTION FOR SUMMARY JUDGMENT

ALVIN W. THOMPSON, District Judge.

This action is brought by the Vietnam Veterans of America (“WA”) Connecticut Greater Hartford Chapter 120, Vietnam Veterans of America, Vietnam Veterans of America Southern Connecticut Chapter 251, Vietnam Veterans of America Connecticut Chapter 270, and Vietnam Veterans of America Connecticut State Council against defendants United States Department of Defense (the “DoD”) and its components Department of the Army, Department of the Navy and Department of the Air Force and its subcomponents the United States Marine Corps, the National Guard Bureau, the Army National Guard, and the Air National Guard; the United States Department of Homeland Security (“the DHS”) and its component, the United States Coast Guard;1 and the United States Department of Veterans Affairs (“VA”) and its components, the Veterans Health Administration and the Veterans Benefits Administration, alleging violations of the Freedom of Information Act (“FOIA”), 5 U.S.C. § 552.

The Amended Complaint seeks declaratory and injunctive relief compelling the disclosure and release of agency records. Specifically, the plaintiffs request the release of records beginning in October 1, 2001 regarding the defendants’ use of personality disorder discharges when separating service members from the armed forces. The defendants have moved for [200]*200summary judgment. For the reasons set forth below, the motion is being granted in part and denied in part.

I. FACTUAL AND PROCEDURAL BACKGROUND

In late October 2010, the plaintiffs sent FOIA requests to: the DoD and seven DoD components: the Army, the Navy, the Air Force, the Marine Corps, the National Guard Bureau, the Army National Guard, and the Air National Guard; the Coast Guard (a component of the DHS); and two components of the VA, the Veterans Health Administration and the Veterans Benefits Administration. The FOIA request letters requested “all records related to the use by branches of the United States Armed Forces of personality disorder discharges and adjustment disorder discharges to separate members of the Armed Forces from service since October 1. 2001.”2 (Am. Compl. Ex. A (Doc. No. 22) at 1; Am. Compl. Ex. C (Doc. No. 24) at 1). The letters also provided a nonexclusive list of the types of records the plaintiffs were interested in. In each of the requests, the plaintiffs agreed to pay search, duplication and review fees up to $100, but sought a fee waiver or reduction of any amount greater than $100.

By letters dated February 21, 2011, plaintiff WA Chapter 270 sent nine additional FOIA requests to the DoD, its seven components, and the Coast Guard. The requests were identical in substance to the October 2010 requests submitted to the same components. Additionally, by letters dated March 7, 2011, plaintiffs WA Chapter 251 and WA Connecticut State Council sent another nine FOIA requests to DoD, its seven components, and the Coast Guard. These requests were identical in substance to the October 2010 and February 2011 requests.

On December 15, 2010 the plaintiffs filed suit alleging that the defendants violated FOIA by failing to provide documents responsive to the plaintiffs’ requests and seeking to compel the release of such documents. Subsequent to the filing of the complaint, the defendants conducted searches for responsive documents and produced to the plaintiffs the documents they found. The plaintiffs contend, however, that the searches and the defendants’ declarations with respect to their searches are inadequate.

After this litigation was commenced, the plaintiffs expressed to the defendants that their initial FOIA requests included not just aggregate data and policy documents, as the DoD and the Coast Guard had construed the requests, but also the personnel records (hereinafter “separation packets”) of all of the service members discharged on the basis of a personality disorder since October 1, 2001.3 The defendants expressed skepticism as to the plaintiffs’ position, so on April 4, 2011 the plaintiffs sent letters to the DoD and the Coast Guard in an attempt to eliminate any question as to the scope of their initial requests. After sending the April 4, 2011 request letters, the plaintiffs’ counsel and the defendants’ counsel discussed how they would proceed with the new requests. The parties discussed the fact that the documents that the defendants were [201]*201scheduled to release in May 2011 might sufficiently address the issues that the plaintiffs were interested in and thereby obviate the need for the individual separation packets. Thei’efore, the parties agreed that the plaintiffs would review the documents the defendants were scheduled to release in May 2011 and then determine how they wanted to proceed with respect to the separation packets.

The plaintiffs received the majority of the responsive documents on June 2, 2011. The plaintiffs also received “a handful of additional records [that] have been discovered and released as a result of supplemental searches.” (Local Rule 56(a)(1) Stmt. ¶ 10). The documents the plaintiffs received total more than 1,300 pages, and the defendants directed the plaintiffs to additional documents that were already publicly available. The defendants withheld one document, an email between a staff judge and his Air Force clients, pursuant to FOIA Exemptions 5 and 6. The Air Force also redacted the names and contact information of individuals “below the SES-level or military equivalent” pursuant to Exemption 6. (Local Rule 56(a)(1) Stmt. ¶ 11).

After reviewing the documents, the plaintiffs’ counsel informed the defendants’ counsel that the plaintiffs still sought the individual separation packets. The defendants agreed to provide the plaintiffs with several sample separation packets in order to help the plaintiffs narrow their requests. Sample separation packets from the Army, Navy and Marines were provided to the plaintiffs on July 29, 2011. At the plaintiffs’ request, another sample separation packet from the Navy was provided on September 14, 2011, and some additional documents from the sample service members’ personnel files provided by the Marines and the Army were released to the plaintiffs on September 16, 2011 and October 21, 2011, respectively. The defendants redacted certain information from the packets, invoking FOIA Exemption 6.

Based on the sample separation packets they received, the plaintiffs told the defendants that they would “narrow their request to a small, randomized sample of approximately 1,624 individual files.” (Local Rule 56(a)(2) Stmt. ¶ 21). The plaintiffs also stated their willingness to narrow their requests for the VA claims files.

II. LEGAL STANDARD

A motion for summary judgment may not be granted unless the court determines that there is no genuine issue of material fact to be tried and that the facts as to which there is no such issue warrant judgment for the moving party as a matter of law. Fed.R.Civ.P. 56(a). See Celotex Corp. v. Catrett, 477 U.S. 317, 322-23, 106 S.Ct. 2548, 91 L.Ed.2d 265 (1986); Gallo v. Prudential Residential Servs.,

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Vietnam Veterans of America Connecticut Greater Hartford Chapter 120 v. Department of Homeland Security, 8 F. Supp. 3d 188, 2014 WL 1284970, 2014 U.S. Dist. LEXIS 42714 (D. Conn. 2014).

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