Viereck v. United States

130 F.2d 945
CourtCourt of Appeals for the D.C. Circuit
DecidedNovember 16, 1942
Docket8204
StatusPublished
Cited by12 cases

This text of 130 F.2d 945 (Viereck v. United States) is published on Counsel Stack Legal Research, covering Court of Appeals for the D.C. Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Viereck v. United States, 130 F.2d 945 (D.C. Cir. 1942).

Opinion

VINSON, Associate Justice.

Statement of the Case.

Congress passed a law on June 8, 1938, requiring “political” agents of foreign principals to register with the State Department. 1 It was further required by this Act and the 1939 amendment that these *948 registrations be kept up to date with supplemental statements every six months. 2

Appellant (defendant) registered and also made supplementary statements. The charge against him is that in three of the supplemental registrations he willfully omitted to state facts made material by the Act, the regulations and appropriate forms of the State Department. The willful omission of a material fact is made a crime under Section 5 of the Act. 3

A jury has found defendant guilty after a relatively long trial. Defendant alleges many errors, none of which is assigned to the general sufficiency of the evidence, and none could be. Defendant argues, however, that he was indicted for one crime and tried for another, neither of which was a violation of the Act. Defendant further argues that in response to Item 11 of a State Department form requesting the nature of his business, his answer that he was an author and journalist, and only that, was correct. It is argued that the Act is too indefinite for a penal statute. Issue is taken with a number of the Court’s instructions, with the admission of certain evidence, and with the exclusion of other. Also it is said that the Court refused to require production of evidence on defendant’s behalf. Other errors alleged are the exclusion' of one of defendant’s trial counsel and misconduct on the part of the prosecutor. The last error relied upon is that costs could not be imposed.

At the outset, it is clear that the Act 4 requires the registration of “political” agents of foreign principals. 5 Roughly, the test to determine if one is subject to the Act is whether he is engaged in political activities as distinguished from nonpolitical ones; hence, the term “political” will often be used as a shorthand expression. It is also clear that the Act and regulations require the revelation of the details of the agreements with, and activities under, this political foreign principal-agent relationship. 6

The Main Question.

Against these clear requirements stands the biggest question of this case, do the Act and the authorized regulations issued thereunder require, in addition to the revelation of his political activities under the contract veith, or in behalf of, the foreign principal, the disclosure in some detail of all other political activities of the registrant, at least when these political activities are regular enough to be called a part of his business.

The jury was instructed in this case that the proper construction of the Act, regulations and forms require the registrant in his supplementary statements to reveal all of his “political” activities for the previous six months whether or not the activities were as agent for the foreign principal. The discussion of the main question will necessarily cover not only this defendant’s objections to the instructions given, but also much of his argument that he was indicted for one crime, and tried for another, and neither of which constituted' a violation of the Statute.

Synopsis of the Act.

The Statute is entitled, “An Act to require the registration of certain persons employed by agencies to disseminate propaganda in the United States and for other purposes.” Section 1 of the Act defines, inter alia, “foreign principal”, and “agent of a foreign principal”. “Foreign principal” includes (a) the government, a political party, or a business, of a foreign country, (b) any person domiciled abroad, and (c) any domestic organization partly subsidized by any of the foregoing foreign principals. An “agent of a foreign principal” is any person who acts as a public-relations counsel, a publicity man, a servant, a representative, or an attorney for a foreign principal, and any person who receives pay from, or is under the direction of, a foreign principal is included. There are five exceptions. The first three exclude from the agent definition duly accredited *949 diplomats and all foreign officials or employees who are of record at the State Department. The fourth excludes from the agents with whom the Act is concerned persons who are performing only private, nonpolitical, financial activities in furtherance of bona fide trade or commerce. The fifth exception is similar, excluding persons engaged only in bona fide religious, scholastic, academic, scientific, or fine arts activities.

Section 2 of the Act requires every person who is or becomes an agent to register on a form prescribed by the Secretary of State. This form is to set forth (a) name and address of registrant; (b) name of foreign principal; (c) a copy of the contract, if written, or a full statement of terms and conditions, if oral; (d) the date of the contract, the date performance starts, and the duration of the contract; (e) the method and amount of payments; (f) the name of every person contributing to the compensation; (g) if the registrant is an organization, the instruments relating to its powers, structure, and purposes.

Section 3 of the Act deals with the supplemental registration statements with which we are particularly concerned in this case. These must be made every six months and shall set forth (a) such facts as make the information under Section 2 current and accurate; (b) the amount and form of the compensation now received; and (c) “a statement containing such details required under this Act [subchapter] as the Secretary shall fix, of the activities of such person as agent of a foreign principal during such six months’ period.” 7 [Italics supplied]

Section 4 provides for the retention of the statements by the State Department, their availability to and withdrawal from the public. Section 5 is the penal provision; its essence for this case has already been mentioned. Section 6 has the common delegation to an administrative body allowing the Secretary to prescribe such rules, regulations, and forms as may be necessary to carry out the Act. Section 7, 22 U.S.C.A. § 611 note, states the effective date of the Act.

Synopsis of the Regulations.

The pertinent regulations promulgated by the Secretary follow the outline of the Act. The definitions of terms for the most part are fuller; additional terms such as “government of a foreign country”, “public-relations counsel”, “nonpolitical activities in furtherance of bona fide trade or commerce”, are defined. These definitions further emphasize the delineation between political and nonpolitical. The former may have a foreign slant or a chance of a foreign slant. The latter is the ordinary financial trade and commerce.

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318 U.S. 236 (Supreme Court, 1943)

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Bluebook (online)
130 F.2d 945, Counsel Stack Legal Research, https://law.counselstack.com/opinion/viereck-v-united-states-cadc-1942.