[J-76-2022] IN THE SUPREME COURT OF PENNSYLVANIA MIDDLE DISTRICT
TODD, C.J., DONOHUE, DOUGHERTY, WECHT, MUNDY, BROBSON, JJ.
JOSE L. VELLON, : No. 39 MAP 2022 : Appellant : Appeal from the Order of the : Commonwealth Court dated : September 10, 2021 at No. 117 CD v. : 2020 Affirming the Order of the : Court of Common Pleas of York : County, Civil Division, dated COMMONWEALTH OF PENNSYLVANIA, : December 30, 2019 at No. 2017-SU- DEPARTMENT OF TRANSPORTATION, : 003297 BUREAU OF DRIVER LICENSING, : : SUBMITTED: October 14, 2022 Appellee :
OPINION
JUSTICE DONOHUE DECIDED: April 19, 2023 In this appeal, we are tasked with interpreting Section 3806 of Pennsylvania’s
Vehicle Code, 75 Pa.C.S. § 3806. 1 Specifically, the Court is asked to consider whether
1 This statute states as follows:
(a) General rule.--Except as set forth in subsection (b), the term “prior offense” as used in this chapter shall mean any conviction for which judgment of sentence has been imposed, adjudication of delinquency, juvenile consent decree, acceptance of Accelerated Rehabilitative Disposition or other form of preliminary disposition before the sentencing on the present violation for any of the following:
(1) an offense under section 3802 (relating to driving under influence of alcohol or controlled substance);
(2) an offense under former section 3731; (…continued) the Commonwealth Court erred in concluding that, in drafting this statute, the General
Assembly intended to mandate that, when a defendant is sentenced for two driving-under-
the-influence (“DUI”) offenses on the same day, both offenses must be considered prior
offenses to each other with each warranting civil recidivist collateral consequences,
despite the facts that the defendant committed the DUI violations at distinct points in time
and had never previously been convicted of DUI. See 75 Pa.C.S. § 3806(b)(3) (“If the
defendant is sentenced for two or more offenses in the same day, the offenses shall be
considered prior offenses within the meaning of this subsection.”). For the reasons that
(3) an offense substantially similar to an offense under paragraph (1) or (2) in another jurisdiction; or
(4) any combination of the offenses set forth in paragraph (1), (2) or (3).
(b) Timing.--
(1) For purposes of sections 1553(d.2) (relating to occupational limited license), 1556 (relating to ignition interlock limited license), 3803 (relating to grading), 3804 (relating to penalties) and 3805 (relating to ignition interlock), the prior offense must have occurred:
(i) within 10 years prior to the date of the offense for which the defendant is being sentenced; or
(ii) on or after the date of the offense for which the defendant is being sentenced.
(2) The court shall calculate the number of prior offenses, if any, at the time of sentencing.
(3) If the defendant is sentenced for two or more offenses in the same day, the offenses shall be considered prior offenses within the meaning of this subsection.
75 Pa.C.S. § 3806.
[J-76-2022] - 2 follow, we respectfully disagree with the Commonwealth Court and, therefore, reverse
that court’s order.
I. Facts and Procedural History
The facts underlying this appeal are undisputed. On March 25, 2016, Appellant
Jose L. Vellon (“Vellon”) was arrested for DUI of alcohol pursuant to Subsection
3802(a)(1) of the Vehicle Code, 75 Pa.C.S. § 3802(a)(1) (general impairment) (“First
DUI”). 2 A violation of this statute constitutes an “ungraded misdemeanor.” See 75
Pa.C.S. § 3803(a)(1) (providing that an individual who violates Subsection 3802(a) “and
has no more than one prior offense commits a misdemeanor for which the individual may
be sentenced to a term of imprisonment of not more than six months and to pay a fine
under section 3804 (relating to penalties)”). On November 22, 2016, Vellon was accepted
into the Accelerated Rehabilitation Disposition (“ARD”) Program. 3
2 This statute provides as follows:
(a) General impairment.--
(1) An individual may not drive, operate or be in actual physical control of the movement of a vehicle after imbibing a sufficient amount of alcohol such that the individual is rendered incapable of safely driving, operating or being in actual physical control of the movement of the vehicle.
75 Pa.C.S. § 3802(a)(1). 3 As this Court recently explained,
ARD is a pretrial disposition of certain cases, governed primarily by Chapter 3 of the Pennsylvania Rules of Criminal Procedure, which suspends formal criminal proceedings before conviction and provides the accused with certain rehabilitative conditions, the completion of which results in the dismissal of the pending criminal charges and a clean record for the defendant.
J.F. v. Dep’t of Human Servs., 245 A.3d 658, 661-62 (Pa. 2021).
[J-76-2022] - 3 On December 23, 2016, police charged Vellon with another DUI, alleging that he
violated Subsection 3802(c) of the Vehicle Code, 75 Pa.C.S. § 3802(c) (highest rate of
alcohol) (“Second DUI”). 4 As a result of the Second DUI, on June 22, 2016, the trial court
entered an order removing Vellon from ARD for the First DUI.
Vellon pleaded guilty to the First and Second DUIs. On October 19, 2017, he was
sentenced on both DUI violations. As to the First DUI, Vellon was sentenced to six
months of probation, thirty days of alcohol monitoring, plus fines and costs. In addition,
the sentencing order for the First DUI notes that there was “no suspension.” Regarding
the Second DUI, the court sentenced Vellon to five years of intermediate punishment with
thirty days of credit for inpatient treatment, sixty days of house arrest with alcohol
monitoring, plus fines and costs. The sentencing order for this DUI violation indicates
that Vellon surrendered his driver’s license. Importantly, Vellon had not been convicted
of DUI prior to these two convictions.
Subsequently, Appellee Commonwealth of Pennsylvania, Department of
Transportation, Bureau of Driver Licensing (“PennDOT”) informed Vellon that it would be
suspending his driving privileges as a collateral consequence of his DUI convictions
pursuant to Section 3804 of the Vehicle Code, 75 Pa.C.S. § 3804. Relevant to this
appeal, that statute provides the following license suspension directions:
4 Subsection 3802(c) states as follows:
(c) Highest rate of alcohol.--An individual may not drive, operate or be in actual physical control of the movement of a vehicle after imbibing a sufficient amount of alcohol such that the alcohol concentration in the individual’s blood or breath is 0.16% or higher within two hours after the individual has driven, operated or been in actual physical control of the movement of the vehicle.
75 Pa.C.S. § 3802(c).
[J-76-2022] - 4 (i) Except as provided for in subparagraph (iii), 12 months for an ungraded misdemeanor or misdemeanor of the second degree under this chapter.
(ii) 18 months for a misdemeanor of the first degree or felony of the second or third degree under this chapter.
(iii) There shall be no suspension for an ungraded misdemeanor under section 3802(a) where the person is subject to the penalties provided in subsection (a) and the person has no prior offense.
75 Pa.C.S. § 3804(e)(2). For the First DUI, PennDOT advised Vellon that, pursuant to Subsection
3804(e)(2)(i) of the Vehicle Code, his license would be suspended for one year, effective
April 19, 2019. Concerning the Second DUI, PennDOT reported that, pursuant to
Subsection 3804(e)(2)(ii) of the Vehicle Code, Vellon’s driving privileges would be
suspended for eighteen months, effective October 19, 2017. 5 Vellon filed a summary
appeal in the court of common pleas challenging his license suspension solely for the
First DUI.
The trial court held a hearing on March 1, 2018. At that hearing, Vellon argued
that PennDOT erroneously suspended his license for the First DUI. Because the First
DUI resulted in a conviction for an ungraded misdemeanor under Subsection 3802(a) and
Vellon had no prior DUI violations, he contended that, pursuant to Subsection
3806(e)(2)(iii) of the Vehicle Code, PennDOT should not have suspended his driver’s
license for the First DUI. See 75 Pa.C.S. § 3806(e)(2)(iii) (“There shall be no suspension
for an ungraded misdemeanor under section 3802(a) where the person is subject to the
5 Vellon received this license suspension for the Second DUI because it was graded as a misdemeanor of the first degree, considering that the First DUI qualified as a “prior offense.” See 75 Pa.C.S. § 3803(b)(4) (“An individual … who violates section 3802(c) or (d) and who has one prior offense commits a misdemeanor of the first degree.”); id. § 3804(e)(2)(ii) (explaining that a person who commits an offense under Section 3802 shall have his driving privileges suspended for 18 months for, inter alia, a misdemeanor of the first degree).
[J-76-2022] - 5 penalties provided in subsection (a) and the person has no prior offense.”). PennDOT
took the position that it properly suspended Vellon’s driver’s license for twelve months for
the First DUI pursuant to Subsection 3804(e)(2)(i) because Vellon was sentenced to two
DUI offenses on the same day, rendering both his First and Second DUIs “prior offenses”
according to 75 Pa.C.S. § 3806(b)(3), which states that “[i]f the defendant is sentenced
for two or more offenses in the same day, the offenses shall be considered prior offenses
within the meaning of this subsection.” Apparently agreeing with PennDOT, the trial court
entered an order dismissing Vellon’s appeal.
Vellon then asked the trial court to reconsider its order. The court granted this
request and later entertained further argument on the validity of PennDOT’s suspension
of Vellon’s license for the First DUI. Thereafter, the court again concluded that PennDOT
properly suspended Vellon’s driving privileges. The court opined that Subsection
3806(b)(3) of the Vehicle Code “clearly allows two or more offenses sentenced on the
same day to be considered prior offenses of each other.” Trial Court Opinion, 12/30/2019,
at 7. The court bolstered this conclusion by suggesting that, “if the legislature had not
intended this interpretation, it would have stated that ‘the offense for which defendant is
sentenced first shall be a prior offense within the meaning of this subsection’ or words to
similar effect.” Id. Vellon appealed to the Commonwealth Court, which affirmed the trial
court’s order in a published opinion. Vellon v. Dep’t of Transp., Bureau of Driver
Licensing, 263 A.3d 679 (Pa. Commw. 2021).
In the Commonwealth Court, Vellon argued, in relevant part, as follows:
[T]he trial court erred in concluding that the definition of “prior offense” set forth in Section 3806(a) of the Vehicle Code includes a conviction for which judgment of sentence has not been imposed before the sentencing on the present offense— i.e., that Section 3806(b)(3) of the Vehicle Code somehow permits [Vellon’s] Second DUI to be a prior offense of his First DUI such that [PennDOT] could suspend [Vellon’s] operating
[J-76-2022] - 6 privilege for one year under Section 3804(e) of the Vehicle Code[.] Id. at 681-82.
In reviewing the relevant portions of the Vehicle Code, the Commonwealth Court
observed that, “to qualify for the exception to the operating privilege suspension set forth
in Section 3804(e)(2)(iii), an individual must: (1) be convicted for an ungraded
misdemeanor under Section 3802(a); (2) be subject to the penalties in Section 3804(a)
(relating to first-time DUI offenses); and (3) have no prior offense.” Id. at 682. The
intermediate court then noted the parties’ agreement that Vellon’s First DUI met
conditions (1) and (2). Thus, the court opined, “Whether [Vellon] meets the requirements
of the exception set forth in Section 3804(e)(2)(iii) … hinges on whether he has a prior
offense as that term is defined in Section 3806 of the Vehicle Code.” Id. at 682-83. The
court then attempted to construe the Vehicle Code utilizing the well-settled tenets of
statutory construction. Id. at 684-85.
In so doing, the Commonwealth Court first addressed Vellon’s contention that “the
definition of ‘prior offense’ in Section 3806(a) of the Vehicle Code applies to Section
3806(b)(3) such that it does not permit a finding that [Vellon’s] Second DUI is a prior
offense of his First DUI.” Id. at 685. Vellon further argued that “the exclusionary language
in Section 3806(a)—i.e., ‘except as set forth in subsection (b)’—does not exempt Section
3806(b)(3) from the definition of ‘prior offense’ in Section 3806(a).” Id. The court noted
that Vellon supported his position by relying on this Court’s decision in Commonwealth v.
Mock, 219 A.3d 1155 (Pa. 2019), and the Commonwealth Court’s opinion in Diveglia v.
Department of Transportation, 220 A.3d 1167 (Pa. Commw. 2019).
The Commonwealth Court explained that, in Mock, this Court “considered whether
the timeline for the ten-year lookback provision under Section 3806(b)(1)(i) of the Vehicle
Code begins running at the occurrence date or the conviction date of a prior offense.” Id.
[J-76-2022] - 7 According to the intermediate court, “[i]n holding that the conviction date is the proper
marker for running the clock on a prior offense, the Supreme Court concluded that the
exclusionary language in Section 3806(a) does not modify the essential definition of prior
offense as applied to Section 3806(b).” Id. Instead, the court stated, the Mock Court
concluded that “Section 3806(b) simply applies time limits to the broad definition of ‘prior
offense’ in Section 3806(a)--i.e., ‘any conviction’ becomes ‘a conviction’ within the
enumerated time constraints.” 6 Id.
The Commonwealth Court agreed with Vellon that Mock and its own precedent
“unequivocally establish that the definition of ‘prior offense’ as set forth in Section 3806(a)
of the Vehicle Code applies to Section 3806(b) of the Vehicle Code, and that Section
3806(a)’s exclusionary language does not permit Section 3806(b)(3) to operate
independently of the general definition of ‘prior offense.’” Id. The court, however, posited
that it was required to further analyze the Vehicle Code because this precedent was not
dispositive as to the correct operation of Section 3806(b)(3) of the Vehicle Code.” Id.
6 The Commonwealth Court also discussed its opinion in Diveglia. Kathryn Diveglia (“Diveglia”) was arrested for two DUI of alcohol violations nearly seven months apart. The trial court sentenced her for the second-in-time violation months before it sentenced her for her first-in-time violation. When PennDOT was notified of Diveglia’s conviction for the first-in-time DUI, it “concluded that the conviction for the second DUI constituted a prior offense pursuant to Section 3806 of the Vehicle Code, and [PennDOT] suspended [her] operating privilege for twelve months pursuant to Section 3804(e)(2)(i).” Id. at 685-86. When the matter reached the Commonwealth Court, the court was asked to determine “whether the second DUI could be a prior offense of the first DUI simply because the licensee received the conviction for the second DUI prior to the conviction on the first DUI.” Vellon, 263 A.3d at 686.
The Commonwealth Court in Diveglia held that the second-in-time DUI qualified as a prior offense to the first-in-time DUI. In so doing, the intermediate court “emphasized that the plain language of Section 3806 considers any conviction for which judgment of sentence has been imposed to be a prior offense, regardless of the date of occurrence of the violation itself.” Id. Consequently, the court ruled that Diveglia’s second-in-time DUI conviction constituted a prior offense for purposes of her first-in-time DUI conviction.
[J-76-2022] - 8 The Commonwealth Court rejected Vellon’s argument that Subsection 3806(b)(3)
requires that the lookback and “on or after date” rules of Subsection 3806(b)(1)(i) and (ii)
apply in a circumstance where an individual is sentenced to two or more offenses on the
same day, and that the language “within the meaning of this subsection” in Subsection
3806(b)(3) limits its operation only to Subsection 3806(b)(1)(i)-(ii). Id. In so doing, the
Commonwealth Court primarily relied upon the principle of statutory interpretation that
requires a court to construe a statute, if possible, to give effect to all its provisions. Id. at
687 (citing, inter alia, 1 Pa.C.S. § 1921(a)). Applying that axiom, the intermediate court
opined that Vellon’s interpretation of the Vehicle Code would render Subsection
3806(b)(3) meaningless. More specifically, the court stated that “[t]here is nothing in
Section 3806(b)(1)(i)-(ii) or elsewhere in Section 3806 to suggest that, absent the
language in Section 3806(b)(3), the rules in Section 3806(b)(1)(i)-(ii) would not apply to
two or more offenses sentenced on the same day. Rather, it is plain from the text of
Section 3806(b)(1)(i)-(ii) that they would.” Id. at 686-87 (emphasis in original).
Instead, the Commonwealth Court interpreted “Section 3806(b)(3) of the Vehicle
Code as contemplating the possibility that when two or more offenses are sentenced on
the same day[,] none would be a prior offense of the others.” Id. at 687. In the court’s
view, “Section 3806(b)(3) … remedies this issue by providing that ‘the offenses shall be
considered prior offenses within the meaning of this subsection.’” Id. The court
contended that this prevents the licensee from having no prior offense when sentenced
for multiple offenses on the same day and that such sentences have no order of priority.
Id. For these reasons, the court concluded that PennDOT properly suspended Vellon’s
driving privileges for the First DUI and, therefore, affirmed the trial court’s order. 7
7 The Commonwealth Court also rejected Vellon’s contention that PennDOT exceeded its statutory authority by determining that the Second DUI constituted a prior offense for purposes of his First DUI where the sentencing court did not treat it as such. Vellon did not request allowance of appeal on this issue, and thus, it is not before us.
[J-76-2022] - 9 Vellon filed a petition for allowance of appeal, which we granted to consider the
following issue, as phrased by Vellon:
Whether the Commonwealth Court of Pennsylvania erred in affirming the Court of Common Pleas denial of the statutory appeal of suspension of operating privileges based on a finding that 75 Pa.C.S. [§] 3806(b)(3) requires that each pending multiple driving under the influence offense for which sentencing occurs on the same day be considered a “prior offense” for all other offenses, without regard to whether sentence has yet been imposed, as provided for in the general definition of “prior offense” under 75 Pa.C.S [§] 3806(a)? Vellon v. Dep’t of Transp., Bureau of Driver Licensing, 274 A.3d 1226 (Pa. 2022) (per
curiam).
II. Arguments of the Parties
In his brief to this Court, Vellon explains that, pursuant to Subsection 3804(e)(2)(iii)
of the Vehicle Code, PennDOT should not suspend the driving privileges of a person
convicted of DUI if the following three criteria are present: (1) the licensee must be
convicted of violating 75 Pa.C.S. § 3802(a)(1) as an ungraded misdemeanor; (2) the
licensee must be subject to the penalties contained in 75 Pa.C.S. § 3804(a); and (3) the
licensee must not have a “prior offense” as that term is defined in 75 Pa.C.S. § 3806.
Vellon’s Brief at 12-13.
Vellon notes that the first and second criteria are not in dispute in this matter.
Agreeing with the Commonwealth Court, he posits that the sole issue in this appeal is
“whether a prior offense within the meaning of 75 Pa.C.S. § 3806 of the Vehicle Code
existed at the time [he] was sentenced [for] the March 25, 2016, offense (first offense in
time).” Id. at 13. In this regard, Vellon emphasizes that, contrary to PennDOT’s position
below, the Commonwealth Court held that, pursuant to this Court’s decision in Mock, the
general definition of “prior offense” under Subsection 3806(a) applies to that term in
Subsection 3806(b). Id. at 16.
[J-76-2022] - 10 Despite this recognition, Vellon asserts that the Commonwealth Court
subsequently interpreted Subsection 3806(b)(3) “to mean that when two or more offenses
are sentenced on the same day, each would be a prior offense of the other.” Id. at 17.
Vellon maintains that this interpretation ignores that a “prior offense” requires a previous
conviction “for which judgment of sentence has been imposed before the
sentencing on the present violation.” Id. (emphasis in original).
Next, Vellon takes issue with the Commonwealth Court’s contemplation that his
interpretation of “prior offense” could result in a licensee having no prior offenses when
he is sentenced for multiple DUI violations on the same day. Citing to Commonwealth v.
Haag, 981 A.2d 902 (Pa. 2009) (holding that a defendant that committed a DUI violation
at 11:40 p.m. and another DUI violation an hour and one-half later could not be sentenced
as a recidivist under a previous version of the Vehicle Code where he was sentenced for
both violations at the same sentencing hearing), Vellon explains that the Legislature
amended Section 3806 to include, inter alia, subsection (b)(3) to close loopholes in the
statutory scheme. Without grappling with the Commonwealth Court’s conclusion that
Subsections 3806(b)(i)-(ii) close the loophole, Vellon argues that the Legislature added
subsection (b)(3) “to preclude a defendant from eluding a determination of there being a
prior offense for multiple DUIs, for which both a first and second DUI offense, in time, are
disposed of at the same time.” Id. at 19.
Vellon posits that absurd results flow from the Commonwealth Court’s
interpretation of Subsection 3806(b)(3). “The second offense DUI, for which the
defendant has not been sentenced, to be counted as a first offense DUI for sentencing
on the first offense DUI, was not the intent of the [L]egislature.” Id. Vellon states that
Subsection 3806(b)(3) could, but does not, state: “If the defendant is sentenced for two
[J-76-2022] - 11 or more offenses in the same day, both offenses are considered prior offenses for one
another.” Id.
Instead, Vellon contends that Subsection 3806(a) provides a clear definition of
“prior offense” that allows a DUI violation to qualify as a “prior offense” only for convictions
“for which judgment of sentence has been imposed before the sentencing on the present
violation.” Id. at 19-20. Here, when the trial court sentenced Vellon in open court for the
First DUI, he had not been sentenced for the Second DUI. Accordingly, in Vellon’s view,
the Second DUI does not fit within Subsection 3806(a)’s general definition of “prior
offense[,]” which must be read into subsection (b) pursuant to Mock, and therefore, the
Second DUI cannot operate as a “prior offense” under Subsection 3806(b)(3).
Vellon concedes that PennDOT appropriately suspended his license for the
Second DUI, as it correctly utilized his First DUI in categorizing him as a repeat offender
for purposes of the Second DUI. Thus, he believes that he “did not elude any prior
conviction based on his being sentenced for both DUI offenses on the same date[,]”
fulfilling the legislative intent of Subsection 3806(b)(3). Id. at 21. For these reasons,
Vellon asks this Court to reverse the order of the Commonwealth Court.
In response, PennDOT insists that the Commonwealth Court correctly interpreted
the Vehicle Code in this matter. It highlights that the Legislature amended Section 3806
in 2016 to add Subsection 3806(b)(3). However, contrary to Vellon’s position (and in
contravention of Mock), PennDOT posits that, “[i]n accordance with the exception to 75
Pa.C.S. § 3806(a) ‘set forth’ in 75 Pa.C.S. § 3806(b), the ‘[t]iming’ of both of Vellon’s DUI
convictions was such that each is considered a ‘prior offense’ of the other, because ‘the
defendant [was] sentenced for two or more offenses in the same day.’” Id. at 17 (quoting
75 Pa.C.S. § 3806(b)(3)). PennDOT insists that, in crafting this language, the Legislature
clearly intended that the exception to license suspension contained in 75 Pa.C.S.
[J-76-2022] - 12 § 3804(e)(2)(iii) is unavailable to anyone, like Vellon, who is sentenced for more than one
violation of 75 Pa.C.S. § 3802 in the same day.
While PennDOT agrees with Vellon that the Legislature does not promulgate laws
with the intention of creating absurd results, it points out that courts cannot interpret
statutes in a manner that renders them meaningless. In PennDOT’s view, “Vellon’s
arguments, if accepted, would effectively read 75 Pa.C.S § 3806(b)(3) completely out of
the statute, which a court may not do.” Id. at 22 (referring to, inter alia, 1 Pa.C.S.
§ 1922(2) (providing that, when a court attempts to ascertain the intent of the Legislature,
it should presume that “the General Assembly intends the entire statute to be effective
and certain”)).
In closing, PennDOT “acknowledges that there may be instances where a criminal
trial court will find that [a d]efendant did not have a ‘prior offense’ in accordance with 75
Pa.C.S. § 3806, but [PennDOT’s] records show that [Vellon] did have a ‘prior offense.’”
Id. at 23. Thus, PennDOT maintains that it properly suspended Vellon’s driving privileges
for his First DUI. For these reasons, PennDOT urges this Court to affirm the order of the
Commonwealth Court.
III. Analysis
The answer to the sole issue in this appeal requires the Court to interpret Section
3806 of the Vehicle Code. “Issues of statutory interpretation present this Court with
questions of law; accordingly, our standard of review is de novo, and our scope of review
is plenary.” Pa. Pub. Util. Comm’n v. Andrew Seder/The Times Leader, 139 A.3d 165,
172 (Pa. 2016). The task of interpreting a statute is guided by the Statutory Construction
Act, 1 Pa.C.S. §§ 1501-1991.
Pursuant to that Act, “[t]he object of all statutory interpretation and construction of
statutes is to ascertain and effectuate the intention of the General Assembly.” 1 Pa.C.S.
[J-76-2022] - 13 § 1921(a). When the words of a statute are clear and free from ambiguity, the letter of
the statute is not to be disregarded under the pretext of pursuing its spirit. Id. § 1921(b).
When, however, the words of a statute are not explicit, a court may discern the General
Assembly’s intent by examining considerations outside of the words of the statute. Id.
§ 1921(c). In addition, when construing a statute, we must, if possible, give effect to all
of its provisions. Id. § 1921(a).
The Statutory Construction Act also instructs that, in ascertaining the intention of
the General Assembly in enacting a statute, several presumptions may be used. Id.
§ 1922. Among those presumptions is that “the General Assembly intends the entire
statute to be effective and certain.” Id. § 1922(2). We also may presume that the General
Assembly does not intend absurd or unreasonable results. Id. § 1922(1). As this Court
wisely stated over sixty years ago, to avoid such results, we “must read [statutes] in the
light of reason and common sense.” Ayers v. Morgan, 154 A.2d 788, 789 (Pa. 1959).
Lastly, we may presume that the General Assembly does not intend to violate the
Constitution of the United States or this Commonwealth. 1 Pa.C.S. § 1922(3).
This case is not our first interpretation of the current version of Section 3806 of the
Vehicle Code. In Mock, we determined that it was the intent of the General Assembly
that the definition of “prior offense” contained in Subsection 3806(a) is incorporated into
the use of that term in Subsection 3806(b), especially where such interpretation gives
effect to both subsections. Mock, 219 A.3d at 1164. Here, we deal again with the
interplay between the two subsections; this time with the specific interpretative guidance
adopted in Mock.
With Mock and the rules of statutory construction as the backdrop, we reject the
Commonwealth Court’s interpretation of Subsection 3806(b)(3). At its core, that court’s
holding ignores Mock’s instruction that the general definition of “prior offense” contained
[J-76-2022] - 14 in Subsection 3806(a) is imbedded in the timing provisions of Subsection 3806(b). By
concluding that Subsection 3806(b)(3) requires that sentences for two or more offenses
entered on the same day must be treated as prior offenses as to each other, the
Commonwealth Court eliminated the requirement that prior offenses only have relevance
in light of sentencing on a present violation. 75 Pa.C.S. § 3806(a). Under the
Commonwealth Court’s holding, when two sentences are imposed on the same day, there
is no present violation; instead, there are two or more prior offenses. This interpretation
not only contravenes Mock but leads to the absurd and unreasonable result that the
happenstance of the timing of the entry of the judgments of sentence can substantively
control the severity of collateral consequences of violations of law.
We look first to the unreasonableness of the Commonwealth Court’s holding. If
the trial court had sentenced Vellon for the First DUI on a day prior to when it adjudicated
the Second DUI, then, pursuant to Subsection 3806(a)’s general definition of “prior
offense,” Vellon would not have had a prior offense for purposes of the First DUI. He,
however, would have had a prior offense for purposes of the Second DUI when he was
sentenced for that violation on a later day. See 75 Pa.C.S. § 3806(a) (stating that “the
term ‘prior offense’ as used in this chapter shall mean any conviction for which judgment
of sentence has been imposed … before the sentencing on the present violation”)
(emphasis added). Thus, under these circumstances, Vellon would have received only
one recidivist license suspension for the Second DUI.
If the trial court would have sentenced Vellon for the Second DUI on a day prior to
when it sentenced him for the First DUI, then Vellon still would have received only one
recidivist license suspension. This is so because he would have been convicted and
sentenced on the Second DUI before he was convicted and sentenced on “the present
violation,” i.e., the First DUI. See 75 Pa.C.S. § 3806(a) (stating that “the term ‘prior
[J-76-2022] - 15 offense’ as used in this chapter shall mean any conviction for which judgment of sentence
has been imposed … before the sentencing on the present violation”) (emphasis
added).
The interpretation of Subsection 3806(b)(3) adopted by the Commonwealth Court
leads to the unreasonable and absurd result that, when a defendant has no previous DUI
violations and is sentenced for two DUI violations on different days, he is subject to one
recidivist license suspension. Yet, when a defendant has no previous DUI violations and
is sentenced for two DUI violations on the same day, he is subject to two recidivist license
suspensions. Thus, under the Commonwealth Court’s holding, the mere happenstance
of the timing of sentencing based upon a court’s schedule, availability of counsel,
inclement weather or a host of other idiosyncratic occurrences that result in the entry of
multiple sentences on the same day also results in the imposition of increased collateral
consequences that would not have occurred but for such fortuities. 8
Moreover, Subsection 3806(b)(3) is amendable to an interpretation that is not only
reasonable but required in light of Mock and its placement in the scheme of the entirety
of Subsection 3806(b). Subsection 3806(a) defines “prior offense as any conviction for
which a judgment of sentence has been imposed ... before the sentence on the present
violation[.]” 75 Pa.C.S. § 3806(a). The clear import of this section is that prior offenses
are relevant only in the context of sentencing on a new, present violation. Mock instructs
that this definition is incorporated into Subsection 3806(b) where it uses the term “prior
8 Not only is this an absurd and unreasonable result, such arbitrariness in the law may raise substantive due process concerns. See Dep’t of Transp., Bureau of Driver Licensing v. Middaugh, 244 A.3d 426 (Pa. 2021) (holding that a driver’s license suspension that is unreasonably delayed through no fault of the licensee is susceptible to a conclusion that the suspension deprived the individual of substantive due process protections guaranteed by the Fourteenth Amendment of the United States Constitution). See also Peck v. State, Dep’t of Transp., 278 P.3d 439, 445 n.2 (Idaho Ct. App. 2012) (“In regards to a license suspension, substantive due process means the reason for depriving a driver of a license cannot be arbitrary.”).
[J-76-2022] - 16 offense.” As a result, the timing directive in Subsection 3806(b)(3) must be read to apply
to penalties imposed after the same day imposition of multiple sentences. 9 Thus, for
purposes of a conviction subsequent to the multiple same day sentences, all of the same
day sentences are “prior offenses” despite the contemporaneous entry date.
This interpretation of Subsection 3806(b)(3) is supported by a chronological
reading of the timing provisions in subsection (b). Subsections 3806(b)(2) and (3)
instruct:
(2) The court shall calculate the number of prior offenses, if any, at the time of sentencing.
(3) If the defendant is sentenced for two or more offenses in the same day, the offenses shall be considered prior offenses within the meaning of this subsection.
75 Pa.C.S. § 3806(b)(2) and (3).
Read together, these subsections require the sentencing court to calculate the
number of prior offenses at the time of sentencing (on the present violation) and that, in
making this calculation, sentences entered on the same day for two or more offenses to
which Section 3806 applies shall be considered prior offenses for the purpose of the
applicable penalties on the present violation. This interpretation evidences the
Legislature’s intention to preclude a volume discount on multiple same day sentences by
making clear that the two or more offenses shall be prior offenses when making the
calculation under Subsection 3806(b)(2). Thus, Subsection 3806(b)(3) makes clear that
9 Pursuant to Mock’s subsection (a) incorporation requirement, Subsection 3806(b)(3) reads: If the defendant is sentenced to two or more offenses in the same day, the offenses shall be considered “convictions for which judgment of sentence have been imposed before the sentencing on the present violation” within the meaning of this subsection.
[J-76-2022] - 17 when two or more judgments of sentence are entered on the same day, that timing does
not impact the calculation of each of the sentences as a prior offense at the time of
sentencing on the present violation.
The object of our interpretation of Subsection 3806(b)(3) is to ascertain and
effectuate the intention of the General Assembly. Our conclusion that Subsection
3806(b)(3) applies to the calculation of prior offenses after the same day imposition of
multiple sentences gives effect to all of the relevant provisions of Section 3806, avoids
absurd and unreasonable results and comports with the presumption that the General
Assembly does not intend to violate the state or federal Constitutions. Moreover, it
employs the interpretation of Section 3806 recently articulated in Mock.
Our interpretation of Subsection 3806(b)(3) makes clear that it has no application
to the circumstances present in this case. Because the Commonwealth Court held to the
contrary, we reverse that court’s order.
Chief Justice Todd and Justice Wecht join the opinion.
Justice Mundy files a concurring opinion in which Justice Dougherty joins.
Justice Brobson did not participate in the consideration or decision of this matter.
[J-76-2022] - 18