Vander Boegh v. Bank of Oklahoma, N.A.

394 S.W.3d 917, 2013 WL 462059, 2013 Ky. App. LEXIS 28
CourtCourt of Criminal Appeals of Texas
DecidedFebruary 8, 2013
DocketNo. 2011-CA-000921-MR
StatusPublished
Cited by2 cases

This text of 394 S.W.3d 917 (Vander Boegh v. Bank of Oklahoma, N.A.) is published on Counsel Stack Legal Research, covering Court of Criminal Appeals of Texas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Vander Boegh v. Bank of Oklahoma, N.A., 394 S.W.3d 917, 2013 WL 462059, 2013 Ky. App. LEXIS 28 (Tex. 2013).

Opinion

OPINION AND ORDER

MOORE, Judge:

The above-captioned appellants are minority beneficiaries of two separate trusts, and they appeal an order and judgment of the McCracken Circuit Court concerning the construction of certain trust documents and a petition for instructions filed by their trustee, Bank of Oklahoma, N.A. (“BOK”). For the reasons discussed below, we affirm.

It becomes necessary to discuss the posture of the Vander Boeghs’ appeal before we address the arguments they have raised. This opinion is the result of a petition for reconsideration by the Vander Boeghs, which they filed in response to a prior order of this Court dismissing their appeal entirely. The basis of our prior dismissal was pointed out to this Court by BOK, albeit in a footnote1 located on the first page of its appellee brief: As borne out by the certificate of service on the Vander Boeghs’ appellate brief, the Van-der Boeghs have never served their appellate brief upon any of the above-captioned appellees other than BOK.2 Our rationale for dismissing their appeal was as follows:

Necessarily, Bank of Oklahoma’s argument implicates Kentucky Rule of Civil Procedure (CR) 76.12(5) and 76.12(8)(b): in relevant part, the former rule provides that “[b]efore filing any brief in the appellate court a party shall serve, in the manner provided by CR 5.02, a copy of it on each adverse party to the appeal,” while the latter provides that “[i]f the appellant’s brief has not been filed within the time allowed, the appeal may be dismissed.”
In Belsito v. U-Haul Co. of Kentucky, 313 S.W.3d 549 (Ky.2010), the Supreme Court of Kentucky addressed a similar situation, albeit in the context of a workers’ compensation appeal. There, in violation of CR 76.25(4)(a), the appellant filed a brief with the Clerk of the Court of Appeals that failed to certify that it was served upon the Workers’ Compensation Board. In affirming the ensuing dismissal of the appeal, the Court held that the appellant
failed to serve the Board with a copy of the petition and to certify service “[bjefore filing” the petition. CR 76.25(8) clearly makes certification of [920]*920service a prerequisite to filing. Not only did the Clerk of the Court of Appeals err by filing the defective petition, [the appellant] failed to file a petition that did comply with CR 76.25 within the time for taking an appeal.
Id. at 552.
CR 76.25(8) applies strictly to workers’ compensation appeals, but it is analogous to CR 76.12(5) inasmuch as both rules clearly make certification of service “to all adverse parties” a prerequisite to filing an appellate brief with the Clerk of the Court of Appeals. Here, the Vander Boegh trust beneficiaries certified in their appellate brief that they served their brief only upon one of the fourteen indispensible and adverse parties they named in their notice of appeal in this matter (i.e., they named their trustee, but none of their co-trust beneficiaries who opposed them). Therefore, the Vander Boeghs’ brief was defective, the Clerk of the Court of Appeals erred in filing it, and the Vander Boeghs have never filed a brief within the meaning of the civil rules.
Belsito itself highlights a significant difference between CR 76.25 and CR 76.12(8)(b), namely, that 76.25 is a mandatory rule and that “a tardy petition for review is subject to automatic dismissal and cannot be saved through application of the doctrine of substantial compliance.” Belsito, 813 S.W.3d at 552. Contrast this with CR 76.12(8)(b), which, as noted, provides that “[i]f the appellant’s brief has not been filed within the time allowed, the appeal may be dismissed.” (Emphasis added.) Under the circumstances of this case, however, it is our determination that the Vander Boeghs’ filing of a defective brief nevertheless warrants dismissal.
Here, the record reflects that the Arm-strongs actively participated in every phase of this litigation at the circuit court level, which lasted for a year and a half, included a bench trial, and resulted in eleven volumes of record. Having filed no appellate brief in this matter, this appeal appears to be the first time that the Armstrongs have ever failed to oppose the Vander Boeghs. Furthermore, there is no indication that the Armstrongs delegated their defense of this appeal to Bank of Oklahoma because, as the Vander Boeghs acknowledge in their own notice of appeal, the Armstrongs continue to be represented by separate counsel. Thus, we will not presume that the Armstrongs’ failure to file their own appellee brief in this matter was intentional, or that Bank of Oklahoma’s defense of this appeal fully serves the Armstrongs’ interests. Consequently, adjudicating the merits of the Vander Boeghs’ appeal would not merely justify the Vander Boeghs’ violation of the civil rules; it could potentially impact the rights of a vast majority of appellees who have had no opportunity to address the Vander Boeghs’ arguments.
Moreover, we are not inclined to grant the Vander Boeghs leave to file an untimely appellate brief under these circumstances for two reasons. First, the Vander Boeghs have never asked for such leave in response to Bank of Oklahoma’s contention that this appeal should be dismissed.
Second, in response to a previous motion filed by the Vander Boeghs, this Court already granted the Vander Boeghs a forty-five day extension of time to file their appellate brief, which they used to [921]*921its fullest extent; this extension was granted over Bank of Oklahoma’s objection and, indeed, it appears that this extension was improvidently granted: according to the certificate of service noted on the Vander Boeghs’ motion, Bank of Oklahoma was also the only appellee that the Vander Boeghs served in that instance as well.

The dissent in that opinion characterized this issue as a “simpl[e] failfure] to certify service of the brief on the appellees other than Bank of Oklahoma.” But, there is no dispute that in addition to failing to certify that they served their brief upon any of the Armstrong beneficiaries, the Vander Boeghs altogether failed to serve the Armstrongs, who constitute the vast majority of the appellees in this matter, with both their appellate brief and their contested motion for additional time to file that brief. And, in this respect, we wholeheartedly agree with the following statement contained in BOK’s response to the Vander Boeghs’ petition for reconsideration:

Contrary to some Appellate Rules, the Rules requiring service of briefs on all parties are not complex or technical, nor are they merely to make the Court’s consideration of the appeal easier. They are fundamental Due Process requirements, essential for the protection of parties’ rights, not the least of which are those of pro se appellees.

The dissent in our prior opinion also assumed, contrary to what the majority represented in its opinion, that the Vander Boeghs had at some point filed a motion for leave to serve their brief upon the Armstrong beneficiaries and to permit the Armstrong beneficiaries an opportunity to file responsive briefs.

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394 S.W.3d 917, 2013 WL 462059, 2013 Ky. App. LEXIS 28, Counsel Stack Legal Research, https://law.counselstack.com/opinion/vander-boegh-v-bank-of-oklahoma-na-texcrimapp-2013.