Filed 4/13/15 Vance v. Apple Valley Unified School Dist. CA4/2
NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.
IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA
FOURTH APPELLATE DISTRICT
DIVISION TWO
SUTTON VANCE et al.,
Plaintiffs and Appellants, E059632
v. (Super.Ct.No. CIVVS1103618)
APPLE VALLEY UNIFIED SCHOOL OPINION DISTRICT et al.,
Defendants and Respondents.
APPEAL from the Superior Court of San Bernardino County. Brian S.
McCarville, Judge. Affirmed.
Law Offices of Thomas Edward Wall, Thomas Edward Wall for Plaintiffs and
Appellants.
Law Offices of Hengesbach & Dawson, Daren E. Hengesbach and Nicole R.
Cieslinski for Defendant and Respondent Apple Valley Unified School District.
Carpenter, Rothans & Dumont, Justin Reade Sarno; Thompson & Colegate,
Michael J. Marlatt and Lisa V. Todd for Defendant and Respondent Stephanie Casteel.
1 Plaintiffs and appellants Sutton Vance and Thomas O’Shea, the parents of
decedent Keegan O’Shea (Keegan), initiated this action for general negligence against
defendants and respondents Apple Valley Unified School District (AVUSD) and bus
driver Stephanie Casteel (Casteel). They alleged that Keegan, a minor, was involved in a
sexual relationship with Casteel, an adult, and that Casteel and AVUSD knew about
Keegan’s history of drug abuse. They further claimed that Casteel and Keegan argued on
July 2, 2010, and the argument led to Keegan’s drug overdose and death. Defendants
separately moved for summary judgment pursuant to Code of Civil Procedure section
437c,1 attacking the legal element of causation. AVUSD also claimed it was statutorily
immune. (Ed. Code, § 44808.) Following briefing and argument, the trial court granted
the motions for summary judgment, finding that plaintiffs failed to establish causation as
a matter of law.
Plaintiffs appeal, contending the trial court erred in refusing to grant a continuance
to allow them to present expert testimony and that genuine issues of material fact exist as
to (1) whether Keegan’s relationship with Casteel caused his death, (2) whether AVUSD
had notice of Casteel’s relationship with Keegan, and (3) whether AVUSD is immune
from liability. We affirm.
I. FACTS AND PROCEDURAL HISTORY
Keegan was born on July 21, 1992. Prior to his death in 2010, he had a history of
drug abuse and drug addiction, including use of heroin, Percocet, OxyContin, and
1 All further statutory references are to the Code of Civil Procedure unless otherwise indicated.
2 Fentanyl. From December 2009 to June 2010, he was a resident of a drug rehabilitation
facility in Apple Valley and a student at Granite Hills High School, part of the AVUSD;
he was transported to and from the school on a school bus driven by Casteel. In June
2010, Keegan completed drug rehabilitation, earned a GED from Granite Hills, and
returned to Hemet to live with his parents. On July 1, 2010, he wanted to move out of the
family home after arguing with his father.
In the “late evening hours” of July 1, 2010, Keegan’s mother drove him to a
restaurant in Devore, where they met Casteel, who transported Keegan to a motel in
Hesperia. According to Keegan’s brother, Keegan said he went to spend the night at the
motel with Casteel because he “needed a break” from his parents. On July 2, 2010,
Keegan spoke with his mother and brother, and his brother offered Keegan a place to
stay. The next day, Keegan was found deceased in the motel room at approximately
1:00 p.m. An investigation into his death was initiated.
Chanikarn Changsri, M.D., forensic pathologist and Deputy Medical Examiner
with the San Bernardino County Sheriff’s Department, Coroner’s Division, autopsied
Keegan’s body. She opined that his death, within a reasonable medical probability, was
caused by Fentanyl toxicity due to chronic drug abuse. In San Bernardino County, if a
decedent has a history of chronic drug abuse, the manner of death is regarded as
“natural.” Dr. Changsri did not regard Keegan’s death as a suicide, given his history and
3 the conditions of his body at the time of death. It is unknown what led Keegan to ingest
the drugs that ultimately led to his demise.2
On July 11, 2011, plaintiffs initiated this action against AVUSD and Casteel,
alleging one cause of action for negligence. On February 27, 2013, Casteel moved for
summary judgment on the ground that she did not cause Keegan’s death. On March 4,
2013, AVUSD also moved for summary judgment on the grounds there was no evidence
of a negligent or wrongful act that caused Keegan’s death, and AVUSD is immune from
liability pursuant to Education Code section 44808. Plaintiffs opposed both motions and
requested a continuance of the hearing date for the purpose of obtaining an expert
declaration, if so required by the trial court, that the relationship itself was a contributing
factor to Keegan’s death. The request was denied on the ground that plaintiffs failed to
submit an affidavit showing that facts exist to oppose summary judgment; however, the
facts are presently unavailable.
Turning to the merits of the summary judgment motions, the trial court held as
follows: (1) Keegan’s fatal use of drugs was not related to the alleged relationship with
Casteel; (2) AVUSD is immune from liability pursuant to Education Code section 44808;
(3) AVUSD had neither actual nor constructive notice of the alleged relationship between
2 We note plaintiffs’ statement of facts includes references to certain facts (i.e., that Casteel was Keegan’s girlfriend; their relationship was known by fellow employees; Casteel knew of Keegan’s history of drug abuse and his fragile emotional state; etc.), defendants’ evidentiary objections to which were sustained. Plaintiffs have not challenged the court’s evidentiary rulings on appeal. As such, we disregard any reference to those facts. (§ 437c, subd. (c).)
4 Keegan and Casteel; and (4) any alleged relationship between the two did not cause
Keegan’s death. Judgment was entered in favor of defendants, and plaintiffs appealed.
II. DISCUSSION
A. Request to Continue Hearing on Motion for Summary Judgment
In opposing summary judgment, plaintiffs asserted that defendants failed to meet
their burden of proof on the issue that the relationship between Casteel and Keegan
contributed to Keegan’s drug overdose and death. Plaintiffs further claimed that the issue
“is one for the jury to decide.” Alternatively, plaintiffs requested a continuance to obtain
expert testimony “if the Court requires expert testimony . . . that the relationship between
Keegan . . . and Casteel contributed to the overdose which lead [sic] to the death of
Keegan.” The trial court denied the request because plaintiffs failed to comply with the
requirements of section 437c, subdivision (h).
On appeal, plaintiffs assert they “intended and informed the trial court of this
intent, to have experts testify that the romantic and sexual relationship that [minor
Keegan] had with an adult 10 years older than him contributed to [his] continue[d] drug
abuse and eventual death.” They further claim they “informed the trial court that expert
testimony would be necessary to prove other issues raised in the summary judgment
motion.” Thus, they fault the trial court for refusing to continue the hearing so they could
present expert testimony.
“If it appears from the affidavits submitted in opposition to a motion for summary
judgment or summary adjudication or both that facts essential to justify opposition may
exist but cannot, for reasons stated, then be presented, the court shall deny the motion, or
5 order a continuance to permit affidavits to be obtained or discovery to be had or may
make any other order as may be just.” (§ 437c, subd. (h).) “‘“‘Generally, [the] power to
determine when a continuance should be granted is within the discretion of the court, and
there is no right to a continuance as a matter of law. [Citation.]’”’ [Citation.] An
exception is created by Code of Civil Procedure section 437c, subdivision (h), which
mandates that the court grant a continuance of a hearing on a motion for summary
judgment ‘“‘upon a good faith showing by affidavit that a continuance is needed to obtain
facts essential to justify opposition to the motion.’” [Citations.]’ [Citation.]” (Mahoney
v. Southland Mental Health Associates Medical Group (1990) 223 Cal.App.3d 167, 170.)
“Subdivision (h) was added to section 437c ‘“to mitigate summary judgment’s
harshness”’” as to “‘an opposing party who has not had an opportunity to marshal the
evidence.’ [Citation.]” (Cooksey v. Alexakis (2004) 123 Cal.App.4th 246, 253.) Thus, a
continuance is “virtually mandated” upon a proper showing. (Bahl v. Bank of America
(2001) 89 Cal.App.4th 389, 395.)
Here, the declaration of counsel in support of plaintiffs’ request for a continuance
failed to meet the requirements of section 437c, subdivision (h). Counsel did not
reference any specific evidence that plaintiffs were unable to discover. Rather, he
explained that no expert declaration had been submitted because defendants had failed to
sustain their burden of establishing the lack of a triable issue of fact. Counsel added that
if the trial court believed otherwise, then it should allow further time for plaintiffs to
6 obtain expert testimony.3 However, “section 437c, subdivision (h) requires more than a
simple recital that ‘facts essential to justify opposition may exist.’ The affidavit or
declaration in support of the continuance request must detail the specific facts that would
show the existence of controverting evidence. [Citations.]” (Lerma v. County of Orange
(2004) 120 Cal.App.4th 709, 715.) Plaintiffs’ counsel’s declaration detailed no facts
whatsoever. It did not state that an expert had been consulted and that the expert would
opine on the issue causation. As explained by the Lerma court, “The statute cannot be
employed as a device to get an automatic continuance by every unprepared party who
simply files a declaration stating that unspecified essential facts may exist. The party
seeking the continuance must justify the need, by detailing both the particular essential
facts that may exist and the specific reasons why they cannot then be presented.” (Id. at
pp. 715-716; see also Cooksey v. Alexakis, supra, 123 Cal.App.4th at p. 255.) Because
plaintiffs failed to meet the requirements of section 437c, subdivision (h), the trial court
was justified in denying their request for a continuance.4
3 As the trial court observed, “Plaintiff has provided no affidavit that indicates that the facts necessary to oppose the existence of anything which Plaintiff has not already had before him, the Court finds is only a do-over if the Defendant is successful.”
4 Contrary to plaintiffs’ claim that disclosure of the anticipated expert testimony would have required their counsel to breach his attorney work product privilege, courts have recognized that under certain circumstances, disclosure of expert witnesses and their opinions may be necessary to oppose a motion for summary judgment. (St. Mary Medical Center v. Superior Court (1996) 50 Cal.App.4th 1531, 1538-1540.) The trial court here made this same point, stating: “[G]oing back to Plaintiff’s application to disclose or to continue, Plaintiff indicated that he is not obligated to disclose experts at this time pursuant to Code of Civil Procedure [section] 2034.010. He is correct. However, that does not excuse Plaintiff from supplying expert declarations to [footnote continued on next page]
7 B. Motion for Summary Judgment
1. Standard of Review
Summary judgment is properly granted when all of the papers submitted on the
motion show there are no triable issues of material fact and the moving party is entitled to
judgment as a matter of law. (§ 437c, subd. (c).) A defendant is entitled to summary
judgment if it establishes a complete defense to each of the plaintiff’s causes of action or
shows that one or more elements of each cause of action cannot be established. (Id.,
subd. (o); Aguilar v. Atlantic Richfield Co. (2001) 25 Cal.4th 826, 849 (Aguilar).) A
moving defendant bears an initial burden of making a prima facie showing that there are
no triable issues of material fact. If the defendant meets this burden, the burden shifts to
the plaintiff to demonstrate the existence of a triable issue of material fact. (§ 437c, subd.
(p)(2); Aguilar, supra, at pp. 850-851.) From commencement to conclusion, however,
the moving party defendant generally bears the burden of persuasion that there is no
triable issue of material fact and that the defendant is entitled to judgment as a matter of
law. (Id. at p. 850.)
On appeal from the grant of a motion for summary judgment, we independently
determine whether there are any triable issues of material fact and the moving party is
entitled to judgment as a matter of law. (Merrill v. Navegar, Inc. (2001) 26 Cal.4th 465,
[footnote continued from previous page]
oppose a summary judgment or summary adjudication. [¶] Nothing in the law requires a . . . moving party . . . to wait to file a summary adjudication or summary judgment until after the expert designation is made. If that were the case, summary judgments and adjudications would always be made on death’s door since the designation of experts normally occur later in the proceedings.”
8 476.) We consider all of the evidence set forth in the moving and opposition papers,
together with inferences reasonably deducible from the evidence, and we view the
evidence in the light most favorable to the party opposing the motion. (Aguilar, supra,
25 Cal.4th at p. 843; Ambriz v. Kelegian (2007) 146 Cal.App.4th 1519, 1530.)
2. Wrongful Death
“The wrongful death cause of action was both created and limited by the
Legislature. ‘“Before 1862 there was no wrongful death action in this state. [Citation.]
In that year the Legislature, following the philosophy of Lord Campbell’s Act, and to a
substantial extent its phraseology, created such a cause of action. (Stats. 1862, p. 477.)”’
[Citations.] . . . [T]he California Supreme Court examined the history of this cause of
action and concluded ‘the Legislature intends to occupy the field of recovery for
wrongful death. For this reason the remedy remains a creature of statute in California
[citations] regardless of whether a cause of action did or did not exist at common law. . . .
[¶] Because it is a creature of statute, the cause of action for wrongful death “exists only
so far and in favor of such person as the legislative power may declare.” [Citation.]’
[Citation.]” (Bromme v. Pavitt (1992) 5 Cal.App.4th 1487, 1497 (Bromme).)
“A cause of action for the death of a person caused by the wrongful act or neglect
of another” may be asserted by those persons “who would be entitled to the property of
the decedent by intestate succession.” (§ 377.60, subd. (a).) Under this section, a
plaintiff must prove the death was caused by the defendant’s wrongful act or neglect, i.e.,
that the wrongful act was a substantial factor in bringing about the death. (Cf. Bromme,
supra, 5 Cal.App.4th at pp. 1497-1498.) “Ordinarily, ‘the actor’s negligent conduct is
9 not a substantial factor in bringing about harm to another if the harm would have been
sustained even if the actor had not been negligent.’ [Citations.] However, ‘if two forces
are actively operating, one because of the actor’s negligence, the other not because of any
misconduct on his part, and each of itself is sufficient to bring about harm to another, the
actor’s negligence may be found to be a substantial factor in bringing it about.’
[Citation.]” (Id. at p. 1498.)
According to the allegations in the complaint, this case involves two forces:
Keegan’s history of drug dependency and Casteel’s alleged relationship5 with him.
Therefore, to establish that defendants’ negligence was a substantial factor in causing
Keegan’s death, plaintiffs had to prove defendants’ negligence was of itself sufficient to
bring about that harm. Defendants moved for summary judgment on the ground that
plaintiffs were unable to prove causation. The trial court agreed. Plaintiffs contend
defendants failed to carry their burden of providing evidence sufficient to require a
reasonable jury to render findings on causation unfavorable to plaintiffs. (Aguilar, supra,
25 Cal.4th at p. 851.) As explained below, defendants succeeded in shifting the burden to
plaintiffs to raise a triable issue regarding causation.
Defendants seeking summary judgment on a wrongful death claim may submit the
coroner’s report and testimony to carry their initial burden regarding the cause of death.
(Majors v. County of Merced (1962) 207 Cal.App.2d 427, 436-437 [defendant’s motion
for summary judgment on wrongful death claim was properly granted, in view of
5 As to AVUSD, plaintiffs assert that its knowledge of such relationship and failure to take any action against Casteel to end the relationship makes it liable.
10 defendant’s unopposed showing consisting of death certificate and transcript of coroner’s
inquest]; see also National Life & Accident Ins. Co. v. Edwards (1981) 119 Cal.App.3d
326, 335 [party successfully opposed summary judgment by pointing to death certificate,
for purposes of raising triable issue regarding application of death-related term in
insurance policy].) Here, defendants submitted evidence obtained via various discovery
methods, including the deposition testimony of San Bernardino County Sheriff’s
Department Medical Examiner, Dr. Changsri. Dr. Changsri performed the autopsy and
prepared the report that identified the cause of death. According to Dr. Changsri, Keegan
died from Fentanyl toxicity due to chronic drug abuse. She ruled out suicide based on
Keegan’s history of drug abuse and the condition of his body at the time of death. The
manner of death on his death certificate was listed as “natural.” This showing was
sufficient to establish that Keegan’s death was not a suicide, absent evidence to the
contrary, and constitutes evidence regarding the cause of death sufficient to support a
judgment in favor of defendants. (Bryson v. Manhart (1936) 11 Cal.App.2d 691, 696;
see Morris v. Noguchi (1983) 141 Cal.App.3d 520, 523, fn. 1.)
Defendants’ showing was sufficient to shift the burden to plaintiffs to raise triable
issues regarding causation to defeat summary judgment. (See Aguilar, supra, 25 Cal.4th
at p. 857.) Plaintiffs could perhaps have raised a triable issue by providing “‘competent
expert testimony.’” (Bromme, supra, 5 Cal.App.4th at p. 1498.) But they failed to do so.
Rather, plaintiffs relied solely on the conjectural proposition that a romantic/sexual
relationship between minor Keegan (who had a history of drug abuse) and adult Casteel
(AVUSD employee) was the legal cause of Keegan’s drug overdose. They speculate
11 there was an argument between the two about their future as a couple which caused
Keegan to use drugs to escape reality. They speculate that (1) Casteel said something to
upset Keegan prior to his death; (2) perhaps she did not leave the hotel room at the time
she claimed to have done so; and (3) perhaps she told Keegan she wished to end the
relationship and he responded by self-medicating in order to escape his sadness.
However, there is no evidence to support any of these conjectural possibilities.
Assuming the existence of a romantic/sexual relationship between Keegan and
Casteel, we, like the trial court, are left with nothing more than speculative theories about
what may have happened on the day that Keegan died. However, given the coroner’s
report, this is not enough. There must be concrete admissible evidence to rebut the fact
that Keegan died from natural causes. There is none. When the matter remains one of
pure speculation or conjecture, or the probabilities are at best evenly balanced, “‘it
becomes the duty of the court to direct a verdict for the defendant.’” (Saelzler v.
Advanced Group 400 (2001) 25 Cal.4th 763, 775-776 (Saelzler), original italics.)
Saelzler involved a Federal Express employee who sought to deliver a package to
a resident of a crime-ridden, gang-infested apartment complex. (Saelzler, supra, 25
Cal.4th at pp. 769, 770.) After attempting to deliver the package, plaintiff was attacked
by three men who “beat her and attempted to rape her, inflicting serious injuries. After
assaulting plaintiff, the assailants fled and were never apprehended.” (Id. at p. 769.) The
owners of the complex knew that criminal activity, including sexual assaults and rapes,
had occurred frequently on the premises. (Id. at p. 770.) Security patrols were on duty at
night and the apartment manager used the security personnel to escort her to her vehicle
12 whenever she left the premises. (Id. at pp. 770-771.) However, the plaintiff “offered no
evidence showing the identity of her assailants, whether they were gang members,
whether they trespassed on defendants’ property to assault her, or whether they were
tenants of the building who were permitted to pass through the security gates.” (Id. at p.
769.) Instead, plaintiff submitted a declaration from a security expert who opined that the
attack would not have occurred “‘had there been daytime security and a more concerted
effort to keep the gates repaired and closed . . . .’” (Id. at p. 771.) For purposes of
discussion, the Saelzler court assumed duty and breach (id. at pp. 772, 775) and
considered only whether the evidence established a triable question of causation, i.e.,
whether “defendants’ possible breach of duty [was] a substantial factor in causing
plaintiff’s injuries.” (Id. at p. 772.)
The Supreme Court refused to accept the plaintiff’s attempts to manufacture
triable issues via an expert declaration. The Saelzler court found Leslie G. v. Perry &
Associates (1996) 43 Cal.App.4th 472 (Leslie G.) to be directly on point. In Leslie G.,
summary judgment was granted in favor of defendant on the ground the plaintiff failed to
establish a sufficient causal connection between defendant’s negligence and the assault.
(Id. at pp. 478-479.) The court observed: “Since there is no direct evidence that the
rapist entered or departed through the broken gate (or even that the broken gate was the
only way he could have entered or departed), [plaintiff] cannot survive summary
judgment simply because it is possible that he might have entered through the broken
gate. [Citations.]” (Id. at p. 483.)
13 In both Saelzler and Leslie G., the plaintiff argued that the expert’s opinion
testimony was sufficient to create a triable issue of fact regarding causation. Both courts
disagreed: “Where, as here, there is evidence that the assault could have occurred even in
the absence of the landlord’s negligence, proof of causation cannot be based on mere
speculation, conjecture and inferences drawn from other inferences to reach a conclusion
unsupported by any real evidence, or on an expert’s opinion based on inferences,
speculation and conjecture. [¶] In this case, where there is no factual basis for the
expert’s opinion or for Leslie’s general assertion of causation, the conclusion is
unavoidable that summary judgment was properly granted.” (Leslie G., supra, 43
Cal.App.4th at p. 488, fn. omitted; Saelzler, supra, 25 Cal.4th at p. 775.)
Here, plaintiffs offered nothing more than a mere possibility that defendants’
alleged acts, or failure to act, were a substantial factor in causing Keegan’s death.
Despite having ample opportunity, through pretrial discovery, to gather evidence to
support their claims, plaintiffs’ evidence merely shows the speculative possibility that
Keegan’s drug use may have been prevented if he had not been involved with Casteel.
Plaintiffs’ evidence would be no less speculative because of expert testimony. Moreover,
we reject their assertion that the minor/adult relationship alone, based on expert
testimony, may be sufficient “to cause Keegan to resume his drug addiction.” Given the
coroner’s report, Keegan’s history of drug dependency and strained relationship with his
father, and the absence of any witness to the events prior to Keegan’s death, the expert
would have been equally unaware of the facts and thus any opinion regarding causation
would be too tenuous to create a triable issue whether defendants’ acts, or failure to act,
14 substantially caused Keegan’s death. (Rinehart v. Boys & Girls Club of Chula Vista
(2005) 133 Cal.App.4th 419, 430-432 [“‘mere possibility of such causation is not
enough’”]; Thomspon v. Sacramento City Unified School Dist. (2003) 107 Cal.App.4th
1352, 1371-1373 [no competent proof of causation where expert’s declaration merely
criticized defendant’s security measures and handling of the matter].
Since plaintiffs raised no triable issue of material fact as to causation, defendants
were entitled to summary judgment. We therefore need not address whether AVUSD had
notice of the relationship between Keegan and Casteel and whether the immunity
accorded by Education Code section 44808 also applies in this case.
III. DISPOSITION
The judgment is affirmed. Defendants are to recover their costs on appeal.
NOT TO BE PUBLISHED IN OFFICIAL REPORTS
HOLLENHORST J. We concur:
RAMIREZ P.J.
CODRINGTON J.