Van Winkle v. Department of Law Enforcement

450 N.E.2d 486, 115 Ill. App. 3d 358, 71 Ill. Dec. 51, 1983 Ill. App. LEXIS 1894
CourtAppellate Court of Illinois
DecidedJune 13, 1983
DocketNo. 4—82—0811
StatusPublished

This text of 450 N.E.2d 486 (Van Winkle v. Department of Law Enforcement) is published on Counsel Stack Legal Research, covering Appellate Court of Illinois primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Van Winkle v. Department of Law Enforcement, 450 N.E.2d 486, 115 Ill. App. 3d 358, 71 Ill. Dec. 51, 1983 Ill. App. LEXIS 1894 (Ill. Ct. App. 1983).

Opinion

PRESIDING JUSTICE WEBBER

delivered the opinion of the court:

Petitioner Van Winkle, a State trooper, was given a disciplinary suspension of 12 days by the Superintendent of the State Police for violation of certain rules and regulations of that organization regarding secondary employment. He petitioned the Department of Law Enforcement Merit Board (Merit Board) for review of that decision. A hearing officer for that board conducted an evidentiary proceeding, following which he was issued findings of fact and conclusions of law which essentially affirmed the superintendent’s action. The Merit Board adopted the hearing officer’s report. Van Winkle then obtained from the circuit court of Sangamon County a common law writ of certiorari to review the Merit Board’s decision. That court, by docket entry, found the decision to be arbitrary and capricious and reversed. The Department of Law Enforcement appeals.

It appears that for several years prior to the case at bar, at least as far back as 1971, the Department of Law Enforcement, Division of State Police (Department), had regulations governing secondary employment of State police officers. Such employment was not prohibited, but prior approval of the appropriate officials of the Department was required. These regulations, as issued and superseded from time to time, contained restrictions. The latest ones, dated October 1, 1978, and designated in the record as “PER 4,” are at issue here. PER 4, like its predecessors, required prior approval of secondary employment and contained the following as paragraph 4-5:

“NON-ACCEPTABLE SECONDARY EMPLOYMENT Officers will not engage in secondary employment which is in violation of Department rules, or which:
(a) If performed would create an appearance of impropriety or reflect unfavorably upon the officer or the Department.
(b) Would involve the employee in a conflict of interest.
(c) Would require collecting obligatory, delinquent or arrearage accounts of any kind.
(d) Would involve employment in a tavern or other establishment where the primary business is the sale of liquor.
(e) Because of exhaustive physical or mental activity, would impair employee efficiency or capability to carry out official assignment of duties.
(f) Would involve any activity in connection with bail bond agencies.
(g) Would involve operation of any motor carrier which would make the employee unavailable during emergency situations.”

The stipulated facts and the evidence before the hearing officer reveal that Van Winkle in 1972 received approval for “Ownership of Standard Bred Horses for Racing purposes at non-wagering County and State Fairs.” The approval was renewed in 1973. In 1974 it was rescinded for reasons not pertinent here. In 1975 approval was given for “Owner-trainer-driver of standard bred race horses.” This included “fairs as well as parimutuel tracks.” From 1975 to 1978 apparently no renewal was required; only that the superiors be notified of the secondary employment.

On March 15, 1979, Van Winkle, pursuant to the provisions of PER 4, paragraph 4-3, requested permission “to engage in standard bred harness racing beginning 4-15-79 at Quad City Downs in East Moline 111. I would be self-employed serving in the capacity as an owner, trainer and driver.” The Superintendent of the Department replied as follows:

“This is to advise that Trooper Dale E. VanWinkle’s request for secondary employment authorization to engage in standard breed harness racing as the owner, trainer, and driver is denied. My denial of Trooper VanWinkle’s request is based on the fact that his employment as a member of the Department of Law Enforcement places him in a potential conflict of interest. The Illinois Revised Statutes, Chapter 127, Section 55 a 14, requires the Department of Law Enforcement to provide investigative services under the Horse Racing Act. Section 37 — 34 requires the Department of Law Enforcement to enforce the racing statutes. Therefore, Trooper VanWinkle, as a sworn member of the Department of Law Enforcement, is required to enforce the laws which affect him as a trainer or driver and would place him in a position to use his influence as a State Police Officer in an undue fashion. I believe this potential sufficiently warrants my denial of Trooper VanWinkle’s active participation as a trainer and/or driver at parimutuel tracks or the State Fair. Although Trooper VanWinkle is prohibited from actively engaging in the training or driving of horses at the aforementioned tracks, it does not affect his ownership of horses.”

Three aspects of this document are to be carefully noted: (1) in the first sentence approval is denied to engage in harness racing “as the owner, trainer and driver”; (2) in the last sentence the trooper is prohibited from “training and driving” horses but the directive “does not affect his ownership of horses”; and (3) the emphasis is placed upon “potential conflict of interest.”

Van Winkle, apparently for reasons afterwards urged on appeal to the Merit Board, became persuaded that the superintendent’s disapproval was a nullity, but no means appeared feasible for testing the validity of the denial. He therefore, on his own motion, elected to disobey the directive by driving his horse at Quad City Downs on April 12, 18, 25, May 2, 9, 16, 25, and June 2, 1979. The upshot of this was that Van Winkle was called before the Professional Standard Review Board to determine whether discipline was warranted. It is represented by counsel in the record that this board is an internal, nonstatutory body within the State police organization. It is apparently used by the superintendent in an advisory capacity on matters of discipline. Troopers are not furnished with a copy of any charges, not allowed counsel, and no record of the proceedings is made.

According to Van Winkle’s testimony before the hearing officer of the Merit Board, his interview with the Professional Standard Review Board was largely concerned with whether he had disobeyed an order of his superior. There was apparently no concern with improper or illegal conduct by him in connection with horse racing. He maintained at that interview that no conflict of interest existed.

Nonetheless, the superintendent on August 3, 1979, issued a document entitled “Official Disciplinary Action” and addressed to Van Winkle. It ordered a 12-day suspension and assigned as reasons therefor the violation of certain rules and regulations. The pertinent part of the document states:

“1. PER, 4, Paragraph 3, in that you actively engaged in your secondary employment after your application for permission to engage in such employment was denied by the Superintendent of the Division of State Police.
2.

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Related

Kurtzworth v. Illinois Racing Board
415 N.E.2d 1290 (Appellate Court of Illinois, 1981)
People v. Malloy
403 N.E.2d 1221 (Appellate Court of Illinois, 1980)
People Ex Rel. Scott v. Illinois Racing Board
301 N.E.2d 285 (Illinois Supreme Court, 1973)

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Bluebook (online)
450 N.E.2d 486, 115 Ill. App. 3d 358, 71 Ill. Dec. 51, 1983 Ill. App. LEXIS 1894, Counsel Stack Legal Research, https://law.counselstack.com/opinion/van-winkle-v-department-of-law-enforcement-illappct-1983.