VALERIE KONEFAL VS. HOWARD LANDAU (L-0407-17, BERGEN COUNTY AND STATEWIDE)

CourtNew Jersey Superior Court Appellate Division
DecidedMay 13, 2020
DocketA-2781-18T1
StatusUnpublished

This text of VALERIE KONEFAL VS. HOWARD LANDAU (L-0407-17, BERGEN COUNTY AND STATEWIDE) (VALERIE KONEFAL VS. HOWARD LANDAU (L-0407-17, BERGEN COUNTY AND STATEWIDE)) is published on Counsel Stack Legal Research, covering New Jersey Superior Court Appellate Division primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
VALERIE KONEFAL VS. HOWARD LANDAU (L-0407-17, BERGEN COUNTY AND STATEWIDE), (N.J. Ct. App. 2020).

Opinion

NOT FOR PUBLICATION WITHOUT THE APPROVAL OF THE APPELLATE DIVISION This opinion shall not "constitute precedent or be binding upon any court." Although it is posted on the internet, this opinion is binding only on the parties in the case and its use in other cases is limited. R. 1:36-3.

SUPERIOR COURT OF NEW JERSEY APPELLATE DIVISION DOCKET NO. A-2781-18T2

VALERIE KONEFAL, ANTHONY J. D'ARTIGLIO, ESQ., and ANSELL GRIMM & AARON, P.C.,

Plaintiffs-Appellants,

v.

HOWARD LANDAU,

Defendant-Respondent,

and

EILEEN LANDAU a/k/a MARIE LANDAU, an Incapacitated Person, and EILEEN LANDAU BY HER COURT APPOINTED GUARDIAN, DENISE BLIND,

Defendants. ________________________________

Argued telephonically February 4, 2020 - Decided May 13, 2020

Before Judges Rothstadt and Moynihan. On appeal from the Superior Court of New Jersey, Law Division, Bergen County, Docket No. L-0407-17.

Anthony Joseph D'Artiglio argued the cause for appellants (Ansell Grimm & Aaron, PC, attorneys; Joshua S. Bauchner and Anthony Joseph D'Artiglio, on the briefs).

Ronald P. Groseibl argued the cause for respondent.

PER CURIAM

Plaintiff Valerie Konefal and her attorney appeal from the Law Division's

order, awarding $39,391.60 in frivolous litigation attorney's fees under Rule 1:4-

8 and N.J.S.A. 2A:15-59.1 to defendant Howard Landau. 1 The parties, who are

related by marriage, engaged in a dispute over Howard's alleged management of

funds left to plaintiff and her sister, Howard's wife, defendant Eileen Landau. 2

After a bench trial, the trial judge dismissed plaintiff's complaint and later

awarded the fees, because plaintiff provided insufficient evidence to support her

contentions at trial. We vacate the award and remand for reconsideration

1 In the body of the order, it stated that the $39,391.60 in fees was awarded under Rule 1:4-8 and N.J.S.A. 2A:15-59.1. However, in additional language appended to the order it stated that the award was being made under Rule 1:4-8. 2 We shall refer to the Landau defendants by their first names for clarity and to avoid any confusion created by their common surnames. A-2781-18T2 2 because the trial judge did not provide a complete analysis of the motion seeking

fees under the Rule and statute.

Plaintiff and Eileen, who is known as "Marie," are the daughters of the

late Marjorie E. Morrison, who died in 1995. After her death, plaintiff raised

questions about her share of her mother's money. It was plaintiff's

understanding that Howard was managing the money initially for her mother and

later on behalf of plaintiff and Marie. When plaintiff demanded her share,

Howard denied ever managing any of the funds and asserted that he did not hold

any money on behalf of plaintiff. According to Howard, he was not even sure

his mother-in-law, who had been living in a nursing home, had any money when

she died.

On January 13, 2017, plaintiff filed a complaint against Howard alleging

breach of fiduciary duty, fraud, conversion, and unjust enrichment. On February

3, 2017, Howard's counsel sent plaintiff's attorney a notice and demand to

withdraw the complaint only under Rule 1:4-8. When he did not comply,

Howard filed responsive pleadings and later plaintiff amended her complaint,

naming Marie as a defendant, and alleging constructive trust, disgorgement, and

accounting. After Howard and Marie filed responsive pleadings, on December

A-2781-18T2 3 11, 2018, in a separate proceeding, another judge declared Marie incapacitated

and appointed a guardian for her.

After the close of discovery, neither party moved for summary judgment.

The trial judge conducted a bench trial on November 28 and 29, 2018. The next

day, the judge entered an order dismissing plaintiff's complaint with prejudice

and issued a written decision setting forth credibility findings, findings of fact,

and reasons for dismissing plaintiff's complaint.

In her comprehensive, twenty-two page decision, the trial judge found

Howard more credible than plaintiff, and rejected plaintiff's contentions about

Howard managing or investing his late mother-in-law's money, having access to

any such funds or that plaintiff was owed any money from him.3 The judge

specifically found that, contrary to plaintiff's contentions, there was no proof

that plaintiff's mother made an inter vivos gift to Marie. Rather, she found that

Marie was handling her mother's funds under a power of attorney, which expired

upon death and that the mother's will reflected her intent to leave her estate to

both her daughters. Since plaintiff offered no evidence of how much money was

left at the time of her mother's death, other than her own testimony about

3 In reaching her decision, the trial judge applied the "clear and convincing standard" to plaintiff's proofs about her conversations with the incapacitated Marie, who did not testify at trial. A-2781-18T2 4 conversations with Marie, and the evidence demonstrated that she never asserted

a claim for an accounting until 2012 at the earliest, the judge did not find her

testimony credible "on a preponderance of the evidence standard, let alone a

clear and convincing standard."

On December 20, 2018, Howard filed a motion for legal fees under Rule

1:4-8 and N.J.S.A. 2A:15-59.1.4 In support of his motion, Howard's attorney

filed a certification of services under Rule 4:42-9(b). Plaintiff filed opposition.

On January 25, 2019, the trial judge entered the order granting Howard's motion.

The trial judge entered the order awarding counsel fees to Howard under

Rule 1:4-8 and N.J.S.A. 2A:15-59.1. In supplemental language added to the

order, the judge stated she was awarding the fees only under the Rule. She also

stated that she found Howard's attorney's fees were reasonable given his

experience and geographical location. The judge concluded that plaintiff's

claims against Howard were frivolous given that plaintiff failed to prove her

mother had any money at the time of her death, plaintiff took no action to pursue

4 Although Howard requested oral argument as part of this motion, it does not appear from the record that oral argument was ever heard, as we have not been provided with a transcript. According to plaintiff, the trial judge "refused to grant oral argument." Contributing to the confusion, the trial judge's January 25, 2019 order awarded fees after "having heard and considered the arguments of counsel." A-2781-18T2 5 her claim for approximately seventeen years, and never hired an expert to prove

the value of her mother's investments, if any. The trial judge stated that plaintiff

failed to produce "anything other [than] bare allegations." This appeal followed.

On appeal, plaintiff and her attorney contend: that the trial judge

"abdicated [her] role as an impartial fact finder"; plaintiff's action was not

frivolous; fees were improperly awarded because Howard could not have

prevailed on summary judgment; the judge "improperly shifted the burden to

[plaintiff and her attorney] to prove the complaint was not frivolous"; Howard's

"Rule 1:4-8 notice [was] insufficient"; and the fees awarded were excessive.

We review for an abuse of discretion a trial judge's decision to sanction a

party under N.J.S.A. 2A:15-59.1 or an attorney under Rule 1:4-8 for filing and

Free access — add to your briefcase to read the full text and ask questions with AI

Related

Ellison v. Evergreen Cemetery
628 A.2d 793 (New Jersey Superior Court App Division, 1993)
City of Englewood v. Exxon Mobile Corp.
966 A.2d 1082 (New Jersey Superior Court App Division, 2009)
McKeown-Brand v. Trump Castle Hotel & Casino
626 A.2d 425 (Supreme Court of New Jersey, 1993)
RM v. Supreme Court of New Jersey
918 A.2d 7 (Supreme Court of New Jersey, 2007)
First Atlantic Federal Credit Union v. Perez
918 A.2d 666 (New Jersey Superior Court App Division, 2007)
Ferolito v. Park Hill Association
975 A.2d 473 (New Jersey Superior Court App Division, 2009)
Savona v. Di Giorgio Corp.
821 A.2d 518 (New Jersey Superior Court App Division, 2003)
Litton Industries, Inc. v. IMO Industries, Inc.
982 A.2d 420 (Supreme Court of New Jersey, 2009)
Iannone v. McHale
583 A.2d 770 (New Jersey Superior Court App Division, 1990)
DeBrango v. Summit Bancorp
745 A.2d 561 (New Jersey Superior Court App Division, 2000)
LoBiondo v. Schwartz
970 A.2d 1007 (Supreme Court of New Jersey, 2009)
United Hearts, LLC v. Zahabian
971 A.2d 434 (New Jersey Superior Court App Division, 2009)
Belfer v. Merling
730 A.2d 434 (New Jersey Superior Court App Division, 1999)
Alpert, Goldberg v. Quinn
983 A.2d 604 (New Jersey Superior Court App Division, 2009)
Trocki Plastic Surg. Ctr. v. Bartkowski
782 A.2d 447 (New Jersey Superior Court App Division, 2001)
McDaniel v. Man Wai Lee
17 A.3d 816 (New Jersey Superior Court App Division, 2011)
Katherine Feliciano v. Jeffrey N. Faldetta
85 A.3d 1006 (New Jersey Superior Court App Division, 2014)
Robert Occhifinto v. Olivo Construction Co., LLC (073174)
114 A.3d 333 (Supreme Court of New Jersey, 2015)
Bove v. Akpharma Inc.
213 A.3d 948 (New Jersey Superior Court App Division, 2019)
In re the Estate Ehrlich
47 A.3d 12 (New Jersey Superior Court App Division, 2012)

Cite This Page — Counsel Stack

Bluebook (online)
VALERIE KONEFAL VS. HOWARD LANDAU (L-0407-17, BERGEN COUNTY AND STATEWIDE), Counsel Stack Legal Research, https://law.counselstack.com/opinion/valerie-konefal-vs-howard-landau-l-0407-17-bergen-county-and-statewide-njsuperctappdiv-2020.