v. Lavadie

2020 COA 37, 490 P.3d 639
Colorado Court of Appeals·Decided March 5, 2020·No. 18CA1308, People·Published·Cited by 1 cases

Opinion

The summaries of the Colorado Court of Appeals published opinions constitute no part of the opinion of the division but have been prepared by the division for the convenience of the reader. The summaries may not be cited or relied upon as they are not the official language of the division. Any discrepancy between the language in the summary and in the opinion should be resolved in favor of the language in the opinion.

SUMMARY

March 5, 2020

2020COA37

No. 18CA1308, People v. Lavadie — Constitutional Law — Sixth Amendment — Right to Self-Representation

Defendant contends that the trial court violated his constitutional right to represent himself when it forced him to proceed to trial with appointed counsel over his numerous objections. When defendant first requested to represent himself, the trial court attempted to give the advisement required by People v. Arguello, 772 P.2d 87, 94-95 (Colo. 1989). But defendant’s unresponsive answers to the court’s questions during that advisement made it difficult, if not impossible, for the court to ascertain whether his waiver of his right to counsel was knowing and intelligent. So, the court appointed counsel and refused to entertain defendant’s subsequent requests to represent himself. Defendant contends that was error.

A division of the court of appeals, addressing an issue of first impression in Colorado, lays out what a trial court should do when a defendant, through his conduct, frustrates a trial court’s efforts to properly advise him of his constitutional rights before being allowed to proceed pro se. The division holds that, before a trial court can conclude a defendant will not be permitted to represent himself based on failure to cooperate with an Arguello advisement, it must advise the defendant that the possible consequences of refusing to answer the court’s questions, offering nonsensical responses to those questions, or generally refusing to acknowledge the court’s jurisdiction will be a denial of his request to represent himself, the appointment of counsel against his wishes, and a barrier to the court entertaining a subsequent request to represent himself.

Applying that holding to this case, the division concludes that, because the trial court terminated the advisement, appointed counsel over his continuing objection, and refused to entertain a subsequent request to proceed pro se without such a warning, the trial court violated his right to self-representation. Therefore, the division reverses the convictions and remands the case for a new trial.

COLORADO COURT OF APPEALS 2020COA37

Court of Appeals No. 18CA1308 Mesa County District Court No. 17CR828 Honorable Lance P. Timbreza, Judge

The People of the State of Colorado, Plaintiff-Appellee, v. Paul Alex Lavadie, Defendant-Appellant.

JUDGMENT REVERSED AND CASE REMANDED WITH DIRECTIONS

Division IV

Opinion by JUDGE WELLING

Furman and Pawar, JJ., concur

Announced March 5, 2020

Philip J. Weiser, Attorney General, Jacob R. Lofgren, Assistant Attorney General, Denver, Colorado, for Plaintiff-Appellee

Megan A. Ring, Colorado State Public Defender, Jud Lohnes, Deputy State Public Defender, Denver, Colorado, for Defendant-Appellant

¶1 A jury found defendant, Paul Alex Lavadie, guilty of felony menacing with a real or simulated weapon, aggravated robbery as a crime of violence, and misdemeanor theft. He now appeals those convictions, contending that the trial court violated his constitutional right to represent himself when it forced him to proceed to trial with appointed alternate defense counsel (ADC) over his numerous objections.

¶2 While it may not be uncommon that a defendant who insists on self-representation also poses communication challenges, we have found no Colorado cases directly addressing what a trial court should do when a defendant, through his conduct, frustrates a trial court’s efforts to properly advise him of his constitutional rights before being allowed to proceed pro se. Addressing this issue of first impression, we recognize that such a situation places the trial court in an unenviable predicament because either depriving a defendant of his constitutional right to represent himself or allowing him to represent himself without a valid waiver of his right to counsel results in structural error requiring reversal. While we are sympathetic to the court’s plight in dealing with a difficult defendant, we now hold that, before denying uncooperative or

obstreperous defendants the right to represent themselves, the trial court must advise them that their continued failure to appropriately answer the court’s questions will result in the court finding that the waiver of their right to counsel is unknowing and unintelligent, appointing an attorney to represent them against their wishes, and potentially declining to entertain a subsequent request to proceed without counsel. Applying that holding to this case, we conclude that, because the trial court without giving such a warning terminated the advisement, appointed counsel over his continuing objection, and refused to consider his subsequent requests to proceed pro se, the trial court violated Lavadie’s right to self-representation. Therefore, we reverse his convictions and remand the case for a new trial.

I. Background

¶3 Stemming from an incident during which Lavadie took a cell phone from one of the victims while holding an open pocket knife and a rock, he was charged by information with the following felonies: (1) aggravated robbery; (2) two counts of menacing; and (3) theft from a person, in violation of section 18-4-401(5), C.R.S. 2019.

¶4 At his first court appearance after his arrest, Lavadie rejected the trial court’s offer to appoint an attorney to represent him. And, at the beginning of the preliminary hearing roughly two weeks later, the trial court asked Lavadie if he wanted an attorney to represent him. Lavadie responded, “I wish not to enter into the corporation by any means.”

¶5 The court then attempted to conduct an advisement pursuant to People v. Arguello, 772 P.2d 87, 94-95 (Colo. 1989), and the following exchange occurred:

[COURT]: Mr. Lavadie, I do need to have a discussion with you about your decision to represent yourself and so I have some questions for you. First of all, do you understand that you have the right to be represented by an attorney?

[LAVADIE]: No, I do not understand anything.

[COURT]: All right. Do you understand that if you cannot afford an attorney, one will be appointed to represent you at no cost to you?

[LAVADIE]: I would not like to enter into the corporation.

[COURT]: All right.

[LAVADIE]: For any reason.

[COURT]: Do you understand I will appoint an attorney if you want an attorney to represent you?

[LAVADIE]: I, I, [Judge], I don’t mean an- -, any disrespect. I wish not to participate with the established corporation that is a half-truth, which makes it a whole lie.

[COURT]: All right, and that’s an important answer to that question. And so I understand you don’t want to participate, but I have to ask you these questions, and once I have answers to these, we can be done with this. Do you understand that, Mr. Lavadie?

[LAVADIE]: Yes, sir.

[COURT]: All right. Do you understand that there are charges against you that carry the . . . penalties that we’ve discussed previously? Those include robbery, menacing, two counts of menacing, and theft from a person?

[LAVADIE]: First of all, Your Honor, I have not been given a discovery, okay, and that’s my, my right, okay.

[COURT]: And we can have a discussion about discovery in just a minute. I just want to -

[LAVADIE]: Okay. ....

[COURT]: Okay. And do you understand the potential penalties that you can face for those counts include a sentence of 2 to 6 years in the Department of Corrections, up to 12 years

in the aggravated range, 3 years of parole, a fine of [$]2,000 to $500,000.00?

[LAVADIE]: That’s all corporation. I do not do corporation.

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v. Lavadie, 2020 COA 37, 490 P.3d 639 (Colo. Ct. App. 2020).

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