Uship Intellectual Properties, LLC v. United States

102 Fed. Cl. 326, 2011 U.S. Claims LEXIS 2429, 2011 WL 6937460
United States Court of Federal Claims·Decided December 29, 2011·No. No. 08-537C·Published·Cited by 2 cases

Opinion

MEMORANDUM OPINION AND ORDER REGARDING PLAINTIFF’S MOTION FOR RECONSIDERATION OF THE COURT’S CONSTRUCTION OF THE TERM “VALIDATION.”

SUSAN G. BRADEN, Judge.

On April 28, 2011, the court issued a Memorandum Opinion And Order Construing Certain Claims Of United States Patent No. 5,481,464, United States Patent No. 5,831,-220, And United States Patent No. 6,105,014. See USHIP Intellectual Props., LLC v. United States, 98 Fed.Cl. 396 (2011). On May 27, 2011, the Plaintiff (“USHIP”) filed a Motion For Reconsideration of the court’s construction of the term “validation” (“Pl. Mot.”). On June 28, 2011, the Defendant (“Government”) filed a Response (“Gov’t Resp.”), together with supporting Exhibits. On the same date, the Third-Party Defendant (“IBM”) also filed a Response (“IBM Resp.”). On July 12, 2011, USHIP filed a Reply (“Pl. Reply”).

The court’s April 28, 2011 Memorandum Opinion and Order construed the identical preambles of the '220 and '014 patents2 as a limitation, describing “[A] method of mailing parcels and envelopes using an automated shipping machine for at least some of the steps.” USHIP Intellectual Props., 98 Fed. Cl. at 441. In addition, the court construed the term “validation” in the '220 and '014 patents as describing two functions: “validating receipt of the package or envelope; and validating that the package or envelope is the one for which a label was printed Id. at 449 (emphasis added). In addition, the court construed “validation” to mean “ ‘determining that the item being received for storage or shipment is the item for which a label has been printed,’ and that only an automated machine can perform this function.” Id. at 449-50.

USHIP requests reconsideration of the court’s construction of “validation” for two reasons. First, as a matter of law, the doctrine of prosecution history disclaimer is inapplicable. Pl. Mot. at 1, 8-15. A restriction requirement3 is “a discretionary administrative tool designed to advance efficient case management by the PTO[.]” Pl. Mot. at 8. Therefore, prosecution history disclaimer does not apply to USHIP’s remarks in the February 7, 1996 Amendment And Response To [The January 8, 1996] Restriction Requirement (G002346), because they were not made “to overcome a rejection by the examiner, or to distinguish the invention over prior art, or in any other respect trying to establish that the invention was patentable under the standards established in the Patent Act.” Pl. Mot. at 8-9. In other words, “there was ... no need” for the applicants to surrender the scope of their claims. Pl. Mot. at 18 (emphasis in original). Moreover, in the ab[328]*328senee of clear language of surrender, statements made in response to a restriction requirement “cannot be read to unequivocally restrict claim scope so as to support the application of the doctrine of prosecution history disclaimer.” PL Mot. at 11.

In the alternative, USHIP argues that, even if the doctrine of prosecution history disclaimer was applicable, the applicants’ response to the restriction requirement, issued during prosecution of the '799 patent, was not a clear and unequivocal disavowal of claim scope. PL Mot. at 15-22. Specifically, statements made by the applicants in response to the January 8, 1996 Restriction Requirement do not amount to “an unequivocal and unambiguous disavowal of claim scope sufficient to overcome the clear indications from the rest of the intrinsic evidence showing that attendant-performed validation is permitted[.]” PL Mot. at 15. As a matter of law, prosecution history disclaimer narrows the ordinary meaning of the claim only “where the patentee has unequivocally disavowed a certain meaning to obtain his patente.]” Omega Eng’g, Inc. v. Raytek Corp., 334 F.3d 1314, 1324 (Fed.Cir.2003). Therefore, an ambiguous disavowal cannot invoke prosecution history disclaimer. See SanDisk Corp. v. Memorex Prods. Inc., 415 F.3d 1278, 1287 (Fed.Cir.2005) (“An ambiguous disclaimer ... does not advance the patent’s notice function or justify public reliance, and the court will not use it to limit a claim term’s ordinary meaning.”). Moreover, where a statement is subject to multiple reasonable interpretations, at least one of which would not amount to a surrender of claim scope, as a matter of law, prosecution history disclaimer is not applicable. In this case, the applicants’ February 7, 1996 Amendment And Response To [The January 8, 1996] Restriction Requirement, “[r]ead in context and as a whole,” simply answered the examiner’s inquiry as to when the method claims could be performed by hand. PL Mot. at 18-19. Therefore, there was “no clear, unambiguous, and unequivocal disavowal of attendant-performed validation.” PL Mot. at 19.

Likewise, the applicants’ decision to amend the “storing” limitation does amount to “an unequivocal disavowal of the otherwise applicable scope of the validation limitation.” Pl. Mot. at 20. The fact that “the ‘validation’ limitation was not similarly amended shows only that the validation limitation does not require an attendant to perform the step, and does not demonstrate that an attendant is forbidden from performing the step.” PL Mot. at 20 (emphasis in original). Accordingly, “the only remaining basis for the Court’s construction” was a misplaced reliance on thé applicants’ February 7, 1996 Amendment And Response To [The January 8, 1996] Restriction Requirement. PL Mot. at 21.

The Government did not respond directly to the two issues raised by USHIP, but instead argues that “the Court’s ... conclusion that the [validating] step is only machine-performed is well-supported by established claim construction principles pursuant to Phillips.” Gov’t Resp. at 7. First, the plain language of the claim and the context of the disputed step indicate that the automated shipping machine is the only entity that performs the validating step. Gov’t Resp. at 7, 10, 22-23. Moreover, the claim language explicitly and implicitly identifies the automated shipping machine as performing all of the steps, except for the last one. Gov’t Resp. at 9-10. In fact, the claim language does not even identify an attendant until the last step, after the completion of the validating step. Gov’t Resp. at 10. Therefore, an attendant-performed validation is not described in the claim language.

Second, the specification confirms that the automated shipping machine is the only entity that “validates] receipt of [the item] as [the item] for which [the] label was printed.” Gov’t Resp. at 10 (quoting A64 ('220 patent, claim 1)) (alterations added by Defendant). For example, the third embodiment shows the automated shipping machine confirming that an item, received by the machine, was the same item for which the label was printed by using a photo cell sensor or reweighing and/or redimensioning the item. Gov’t Resp. at 10-11 (citing A60 ('220 patent, col. 21, 1. 38-col. 22, 1. 10)). In contrast, in the fourth embodiment, an attendant confirms that an item has been received for shipment. Gov’t Resp. at 10-11 (citing A62, A64 ('220 patent, col. 25, 11. 2-12, 37—19; col. 29, 11. 8-22)). [329]*329Because the attendant does not confirm that the item received is the same item for which a label is printed, an attendant is not required to perform the validating step. Gov’t Resp. at 11. In short, by equating the third and fourth embodiments, USHIP inappropriately attempts to expand the scope of the disputed validating step. Gov’t Resp. at 18.

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Uship Intellectual Properties, LLC v. United States, 102 Fed. Cl. 326, 2011 U.S. Claims LEXIS 2429, 2011 WL 6937460 (uscfc 2011).

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