U.S. v. Valencia

Court of Appeals for the Fifth Circuit·Decided May 20, 1992·No. 91-2264·Published

Opinion

UNITED STATES COURT OF APPEALS For the Fifth Circuit

No. 91-2264

United States of America, Plaintiff-Appellee

VERSUS

Rafael Valencia and Luis Arturo Penaflor, Defendants-Appellants

Appeal from the United States District Court For the Southern District of Texas

(March 25, 1992)

Before WILLIAMS and WIENER, Circuit Judges, and LITTLE, District Judge.*

WIENER, Circuit Judge:

Defendants-Appellants Rafael Valencia and Luis Arturo Penaflor appeal their convictions on one count of conspiracy to possess with intent to distribute in excess of one kilogram of heroin and on one count possession with intent to distribute in excess of 100 grams of heroin. Finding no reversible error, we affirm.

I.

*

District Judge for the Western District of Louisiana, sitting by designation.

FACTS

In 1989, the Drug Enforcement Agency (DEA) began an investigation of Javier Carrasco after receiving a tip from a government informant, Gonzalez Marquez (also known as Rudy Lopez). Marquez had participated in several telephone conversations and had met with Carrasco in Arizona to negotiate the sale of 16 kilograms of heroin. Valencia was present at the meeting between Carrasco and Marquez. Several months later, Carrasco telephoned Marquez from Mexico to advise him that a two kilo sample of the heroin was ready for transportation into the Tucson area. Carrasco gave Marquez a telephone number to call in Tucson to arrange for the delivery. When Marquez made the call, Penaflor answered the phone and acknowledged Marquez's identity. Marquez then spoke with Valencia and asked Valencia if he could read a map. In response, Valencia said that Penaflor could read and speak English. Marquez then spoke with Penaflor, who informed Marquez that "they"1 would arrive in Houston on a certain date, and explained that, once they arrived in Houston, Carrasco's sister-in-law would call Marquez to give him the hotel room and phone number where Penaflor could be reached.

On the appointed date, Carrasco's sister-in-law was contacted and she provided the expected information. When Marquez called the hotel room, Valencia answered. They arranged to meet at the hotel

1 Marquez's testimony as to who "they" are is unclear.

Apparently, he expected Carrasco to come to Houston to meet with him because later, at the meeting, he asked Valencia and Penaflor why Carrasco did not make the trip. Valencia then explained that Carrasco had sent Penaflor in his place.

room. Shortly thereafter, Marquez went to the hotel room, and Valencia and Penaflor were present.

Valencia left the room and returned about ten minutes later with a speaker box he had removed from his truck.2 Penaflor hit the speaker to open it, and Valencia removed a plastic bag and said, "Here it is and it's good." Penaflor added, "It smells good."

Valencia broke off a piece for Marquez to examine.3 Marquez explained that he would take the sample, test it, and return later with the actual purchasers. According to Marquez, the Defendants expressed concern about remaining in a strange place with the heroin, indicating that they did not want to keep the drugs in the room.

Later that day, in a tape recorded telephone conversation in Spanish, Marquez complained to Carrasco that he did not get the two kilos as promised, and that its purity was only 13 percent. Marquez said he could give Carrasco only $8,000. Carrasco promised the additional kilograms in eight days, and instructed Marquez to give the money to Valencia because Valencia was in charge.

Two DEA agents posing as buyers accompanied Marquez to the same hotel. While one of the agents remained in the car, Marquez and the other agent met with Valencia and Penaflor in the same room as before. Because the agent spoke no Spanish and Valencia spoke

2 Marquez recognized the truck as the same one Carrasco had driven to their earlier meeting in Arizona.

3 This piece was later determined in a lab test to be 4.06 grams of heroin.

no English, Penaflor acted as interpreter. The agent inquired as to the whereabouts of the heroin, and Penaflor informed him that Valencia would get it. Valencia left the room and returned shortly with a brown bag under his shirt.

The heroin was removed from the bag, and the agent began testing and weighing it. The agent protested that the heroin was not very good, but both Defendants responded that it was "excellent stuff." The Defendants expressed concern when they were informed that they would only be receiving $8,000 for what amounted to 239.2 grams of heroin. Attempts were made to reach Carrasco by telephone, and someone at his number assured Valencia to his satisfaction that $8,000 was the agreed price.

The Defendants also informed the agent that they would personally be delivering the remaining kilograms of heroin on behalf of Carrasco in several weeks. Penaflor, still concerned about the price shortage, argued with Valencia. As Marquez and the agent were leaving, some discussion took place about the additional kilos, and Penaflor stated, "Well, on that one I'm going to make more money."

Even though Marquez subsequently exchanged numerous telephone conversations with both Valencia and Penaflor over a period of several months, the DEA agents finally concluded that the agreed 16 kilo transaction was never going to take place. One of the DEA agents testified at trial, over the Defendants' hearsay objection, that the agents decided to arrest the Defendants after hearing from an informant that Carrasco was on the run because of an argument

with some narcotics traffickers. The agent admitted that he did not know whether the report was accurate, but that the DEA had acted on the information.

II.

PROCEEDINGS

Valencia, Penaflor and Carrasco were indicted for conspiring to possess with intent to distribute in excess of one kilogram of heroin, in violation of 21 U.S.C. §§ 841(a)(1), 841(b)(1)(A), and 846. Valencia and Penaflor were also indicted for possession with intent to distribute in excess of one hundred grams of heroin, in violation of §§ 841(a)(1) and 841(b)(1)(B). Valencia and Penaflor were tried together by a jury, and were convicted on both counts. Each was sentenced to 188 months of imprisonment on each count, to run concurrently, plus five years of supervised release on each count, to run concurrently, and deportation upon release from confinement.

Both Defendants timely appealed their convictions.

III.

ANALYSIS

A. The Taped Conversation At trial, the government sought to introduce into evidence and play for the jury an authenticated tape recording of the telephone conversation between Marquez and Carrasco that took place after Marquez first met with Valencia and Penaflor in the Houston hotel room. The conversation was in Spanish, but an English transcript

had been prepared, the accuracy of which was originally questioned by the Defendants. After conference and a review by the official court translators, the parties stipulated to the accuracy of a revised version of the English transcript. The Defendants' attorneys joined in the government's request to play the tape, contending that the jury should hear the participants' tone of voice. The district court disagreed. After polling the jury and learning that one spoke Spanish and one understood "street" Spanish, the court concluded that the jury would be more confused than assisted, and that a limiting instruction requiring the jury to credit the official transcribed version over what they might think they heard on the tape would be fruitless. As an alternative, the court allowed copies of the transcript to be given to the jury members, and the transcript to be read into the record in English with Marquez reading his part of the conversation and the prosecutor reading Carrasco's part.

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