US Inventor, Inc. v. United States Patent and Trademark Office

District Court, District of Columbia·Decided September 25, 2024·No. Civil Action No. 2021-2893·Published

Opinion

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF COLUMBIA

US INVENTOR, INC.,

Plaintiff,

v. Civil Action No. 21-cv-2893 (TSC) UNITED STATES PATENT AND TRADEMARK OFFICE,

Defendant.

MEMORANDUM OPINION

Plaintiff US Inventor, Inc.—a nonprofit organization that seeks to educate inventors,

lawmakers, agencies, and courts on matters affecting inventors—filed suit against the United

States Patent and Trademark Office, alleging violations of the Freedom of Information Act

(“FOIA”). Having considered the record and the briefing, the court will DENY Plaintiff’s

Motion for Summary Judgment, ECF No. 15, and GRANT Defendant’s Cross Motion for

Summary Judgment, ECF No. 21.

I. BACKGROUND

This case concerns two FOIA requests Plaintiff submitted in April 2021—Requests F-21-

00100 and F-21-00102. Def.’s Statement of Undisputed Material Facts, ECF No. 21-2 ¶¶ 1–6.

The first request addressed inter partes review (“IPR”) proceedings involving tribal sovereign

immunity, id. ¶ 1, and the second addressed IPR proceedings involving state sovereign

immunity, id. ¶ 4. Plaintiff filed suit on November 2, 2021, after more than six months passed

without any document production from Defendant. Compl., ECF No. 1 ¶ 29. It alleges that

Defendant violated FOIA by failing to produce documents within the statutory time limit yet still

Page 1 of 15 retaining the search fees it assessed against Plaintiff. Id. ¶¶ 32–39. “Over the next year and a

half, Defendant made a series of productions, with certain redactions under Exemption 5, based

on the deliberative process privilege, attorney-client privilege, and work-product doctrine, as

well as under Exemption 6.” Def.’s Statement of Undisputed Material Facts ¶ 8; see Vaughn

Index, ECF No. 21-12. The parties then reached an impasse regarding the sufficiency of

Defendant’s production and filed cross motions for summary judgment. See Joint Status Report,

ECF No. 13; Pl.’s Mot. for Summ. J., ECF No. 15; Def.’s Cross Mot. for Summ. J., ECF No. 21.

II. LEGAL STANDARD

Under Federal Rule of Civil Procedure 56(a), courts “shall grant summary judgment if

the movant shows that there is no genuine dispute as to material fact and the movant is entitled to

judgment as a matter of law.” “FOIA cases typically and appropriately are decided on motions

for summary judgment.” Georgacarakos v. FBI, 908 F. Supp. 2d 176, 180 (D.D.C. 2012)

(quotation omitted). In reviewing a motion for summary judgment in a FOIA case, the court

must view the facts in the light most favorable to the requester. Weisberg v. U.S. Dep’t of Just.,

745 F.2d 1476, 1485 (D.C. Cir. 1984) (“Weisberg II”). Unlike non–FOIA cases, the defendant,

rather than the plaintiff, bears the initial burden. 5 U.S.C. § 552(a)(4)(B). Once the defendant

meets that burden, “the plaintiff must come forward with ‘specific facts’ demonstrating that there

is a genuine issue with respect to whether the agency has improperly withheld . . . records.”

Span v. U.S. Dep’t of Just., 696 F. Supp. 2d 113, 119 (D.D.C. 2010) (quoting U.S. Dep’t of Just.

v. Tax Analysts, 492 U.S. 136, 142 (1989)).

Page 2 of 15 III. ANALYSIS

A. Reasonably Calculated Search

Plaintiff first contends that Defendant failed to conduct an adequate search for responsive

records. “The fundamental principle animating FOIA is public access to government

documents.” Valencia-Lucena v. U.S. Coast Guard, 180 F.3d 321, 325 (D.C. Cir. 1999) (citation

omitted). “The law in this circuit on agency obligations under FOIA” “embraces” this purpose

even though “the number of requests for information may pose burdens on agencies.” Id. To

prevail on summary judgment, an agency must show “that it has conducted a search reasonably

calculated to uncover all relevant documents.” Weisberg v. U.S. Dep’t of Just., 705 F.2d 1344,

1351 (D.C. Cir. 1983) (“Weisberg I”). To do so, the “agency must show that it made a good

faith effort,” “using methods which can be reasonably expected to produce the information

requested.” Oglesby v. U.S. Dep’t of Army, 920 F.2d 57, 68 (D.C. Cir. 1990) (“Oglesby I”).

This reasonableness standard requires an adequate search, not a perfect one—the agency is not

obliged to “search every record system,” id., or “speculate about potential leads,” Kowalczyk v.

Dep’t of Just., 73 F.3d 386, 389 (D.C. Cir. 1996). Moreover, the plaintiff may not prevail by

showing only that “further documents might conceivably exist.” Weisberg I, 705 F.2d at 1351

(quoting Perry v. Block, 684 F.2d 121, 128 (D.C. Cir. 1982) (per curiam)); see Iturralde v.

Comptroller of Currency, 315 F.3d 311, 315 (D.C. Cir. 2003) (“[F]ailure of an agency to turn up

one specific document in its search does not alone render a search inadequate.”).

An agency “may rely upon affidavits to show it has conducted a reasonable search, as

long as they are ‘relatively detailed and nonconclusory and submitted in good faith.’”

Weisberg I, 705 F.2d at 1351 (quoting Goland v. CIA, 607 F.2d 339, 352 (D.C. Cir. 1979)). For

example, the D.C. Circuit in Oglesby v. U.S. Dep’t of Army, 79 F.3d 1172, 1185–86 (D.C. Cir.

1996) (“Oglesby II”), concluded that the FBI’s search for records was adequate despite the Page 3 of 15 plaintiff’s concern that a “section tickler” noted in a document meant that more responsive

records existed. The court pointed out that the agency did not locate any additional documents

and had informed the plaintiff that the “section tickler” reference “did not indicate that any other

responsive documents existed.” Id. The court refused to “second-guess FBI’s affidavit”

regarding the meaning of this “section tickler” reference. Id. at 1186; accord id. (refusing to

second-guess State Department’s affiant regarding how a given repository could be searched).

By contrast, the D.C. Circuit found the affidavit in Oglesby I, 920 F.2d at 68, inadequate

because it merely stated: “Based upon the information contained in Mr. Oglesby’s letter, and

consistent with customary practice and established procedure, a search was initiated of the

Department record system most likely to contain the information which had been requested.”

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