Urquhart v. East Carolina School of Medicine

712 S.E.2d 200, 211 N.C. App. 124, 2011 N.C. App. LEXIS 737
CourtCourt of Appeals of North Carolina
DecidedApril 19, 2011
DocketCOA10-1255
StatusPublished
Cited by3 cases

This text of 712 S.E.2d 200 (Urquhart v. East Carolina School of Medicine) is published on Counsel Stack Legal Research, covering Court of Appeals of North Carolina primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Urquhart v. East Carolina School of Medicine, 712 S.E.2d 200, 211 N.C. App. 124, 2011 N.C. App. LEXIS 737 (N.C. Ct. App. 2011).

Opinion

ERVIN, Judge.

Plaintiff Thomas M. Urquhart, Jr., the administrator of the estate of his deceased wife, Betsy Derr Urquhart, appeals from an order entered by the North Carolina Industrial Commission granting a summary judgment motion filed by Defendant East Carolina School of Medicine relating to a medical negligence claim that Plaintiff brought against Defendant pursuant to the State Tort Claims Act, N.C. Gen. Stat. § 143-291 to 300.1A (2009). After careful consideration of Plaintiffs challenges to the Commission’s order in light of the record and the applicable law, we conclude that the Commission’s order should be affirmed.

I. Factual Background

On 27 September 2000, Plaintiff filed a wrongful death suit in Pitt County Superior Court in which he alleged that Plaintiff’s decedent died as the proximate result of the negligence of Pitt County Memorial Hospital and several specifically identified doctors and nurses. The individual defendant physicians subsequently moved for summary judgment on the grounds that Plaintiff’s action had been brought against them in their official capacities as employees of a state hospital and that they were immune from suit pursuant to the doctrine of sovereign immunity. Although Judge W. Russell Duke, Jr., granted their summary judgment motion, this Court concluded that the defendant physicians were not entitled to rely on a sovereign immunity defense and reversed Judge Duke’s decision. See Urquhart v. Univ. Health Sys., 151 N.C. App. 590, 592, 566 S.E.2d 143, 145 (2002).

In January 2005, all defendants filed motions to disqualify Plaintiff’s medical experts and for summary judgment. After conducting a hearing on the defendants’ motions, Judge Clifton W. Everett, Jr., entered an order on 24 March 2005 concluding that “each of the expert witnesses designated by the Plaintiff and subsequently deposed by the Defendants pursuant to the discovery scheduling order, do not meet the requirements of Rule 702 of the North Carolina Rules of Evidence to be witnesses to give expert testimony on the appropriate standard of health care as defined in N.C. [Gen. Stat. §] 90-[21].12 in a medical malpractice action as defined by N.C. [Gen. *126 Stat. §] 90-21.11”; that, given the disqualification of Plaintiffs expert witnesses, Plaintiff is “unable to offer a forecast of evidence that showed, through competent evidence and witnesses, that any of the health care services provided by any of the defendants was not in accordance with the standard of practice among members of the same health care profession with similar training and experience situated in the same or similar communities at the time of the alleged act[s] giving rise to the cause of action;” and that summary judgment should be granted in favor of all the defendants. As a result, Judge Everett dismissed the Pitt County civil action with prejudice. 1

At approximately the same time that he filed the Pitt County civil action, Plaintiff initiated a proceeding before the Commission pursuant to the State Tort Claims Act in which he alleged that Defendant, “acting by and through its agents and employees, was negligent in the medical care and services rendered to” Plaintiffs decedent and that the negligence of these individuals “proximately caused” her death. On 27 March 2009, Defendant moved for summary judgment on the grounds that Judge Everett’s decision to grant summary judgment in favor of the defendants in the Pitt County civil action barred, based on the doctrine of collateral estoppel, Plaintiff from maintaining a medical negligence claim against Defendant under the State Tort Claims Act.

On 6 May 2009, Defendant’s motion was heard before Deputy Commissioner George T. Glenn, II. On 13 July 2009, Deputy Commissioner Glenn entered an order denying Defendant’s motion. Defendant appealed Deputy Commissioner Glenn’s order to the Commission. On 7 July 2010, the Commission entered an order by Commissioner Staci T. Meyer, in which Commissioners Christopher Scott and Danny L. McDonald joined, concluding that Judge Everett had “ruled” in the Pitt County civil action that none of the defendants whose conduct was at issue in the State Tort Claims Act proceeding had “committed medical malpractice, or were otherwise negligent in their care of’ Plaintiff’s decedent; that the “Superior Court[’s] dismissal with prejudice was a complete and final adjudication on the merits;” and that “[P]laintiff is collaterally estopped from alleging medical negligence by [Defendant through alleged medical malpractice of its employees under the State Tort Claims Act.” As a result, the *127 Commission granted Defendant’s summary judgment motion. Plaintiff noted an appeal to this Court from the Commission’s order.

II. Legal Analysis

On appeal, Plaintiff contends that the Commission erred by concluding that his claim against Defendant under the State Tort Claims Act was barred by the doctrine of collateral estoppel. In essence, Defendant argues that the doctrine of collateral estoppel has no application in this case because Judge Everett never made a determination of the type necessary to collaterally estop him from relitigating the negligence issue and because, even if Judge Everett made a valid determination otherwise entitled to preclusive effect, he lacked the jurisdiction to do so. We disagree.

A. Collateral Estoppel

“ ‘The companion doctrines of res judicata (claim preclusion) and collateral estoppel (issue preclusion) have been developed by the courts for the dual purposes of protecting litigants from the burden of relitigating previously decided matters and promoting judicial economy by preventing needless litigation.’ ” Williams v. City of Jacksonville Police Dep’t, 165 N.C. App. 587, 591, 599 S.E.2d 422, 427 (2004) (quoting Bockweg v. Anderson, 333 N.C. 486, 491, 428 S.E.2d 157, 161 (1993)).

“Under the doctrine of res judicata or ‘claim preclusion,’ a final judgment on the merits in one action precludes a second suit based on the same cause of action between the same parties or their privies .... Under the companion doctrine of collateral estoppel, also known as ‘estoppel by judgment’ or ‘issue preclusion,’ the determination of an issue in a prior judicial or administrative proceeding precludes the relitigation of that issue in a later action, provided the party against whom the estoppel is asserted enjoyed a full and fair opportunity to litigate that issue in the earlier proceeding.”

Williams, 165 N.C. App. at 591, 599 S.E.2d at 427 (quoting Whitacre P’ship v. Biosignia, Inc., 358 N.C. 1, 15, 591 S.E.2d 870, 880 (2004) (internal citations and quotations omitted). Thus, the doctrine of collateral estoppel bars “the subsequent adjudication of a previously determined issue, even if the subsequent action is based on an entirely different claim.” Id.

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Cite This Page — Counsel Stack

Bluebook (online)
712 S.E.2d 200, 211 N.C. App. 124, 2011 N.C. App. LEXIS 737, Counsel Stack Legal Research, https://law.counselstack.com/opinion/urquhart-v-east-carolina-school-of-medicine-ncctapp-2011.