Untitled California Attorney General Opinion

California Attorney General Reports·Decided June 24, 1987·No. 86-1006·Published

Opinion

TO BE PUBLISHED IN THE OFFICIAL REPORTS

OFFICE OF THE ATTORNEY GENERAL

State of California

JOHN K. VAN DE KAMP

Attorney General

---------------------------------------------------------------- :

OPINION : No. 86-1006

:

of : JUNE 24, 1987

:

JOHN K. VAN DE KAMP :

Attorney General :

:

CLAYTON P. ROCHE :

Deputy Attorney General :

---------------------------------------------------------------- THE HONORABLE BILL LOCKYER, MEMBER OF THE CALIFORNIA

STATE SENATE, has requested an opinion on the following question:

Is it a violation of section 1126 of the Government

Code for a school board member to own and operate for profit a

preschool facility and a K-3 school where (1) the preschool

facility is located within the member's school district and acts

as a "feeder" school for his K-3 school and where (2) although

the K-3 school is not located within the member's district, it

draws pupils from his district?

CONCLUSION

It is a violation of section 1126 of the Government

Code for a school board member to own and operate for profit a

preschool facility and a K-3 school under the circumstances

described above.

ANALYSIS

1. The Factual Background

In 1985 an individual was elected to the governing

board of a unified school district.1/ At the time he was

elected, and presently, he owned and operated and owns and

operates two private schools for profit. One is a preschool

facility which is located within the member's school district.

The other is a K-3 school which is not within the boundaries of

1. Unified school districts operate classes "at least in

grades 1 through 12." (Ed. Code, sec. 37022.)

the member's school district, but is located slightly less than

two miles from the nearest elementary school operated by the

district.

The preschool facility has approximately 60 pupils.

Tuition is $50.00 per week with additional charges being made for

extended day services (morning, early afternoon and late

afternoon). The preschool acts as a "feeder" school for the

member's private K-3 school. A large majority of the K-3 school

pupils are former pupils of the preschool.

Although the K-3 school is not located within the

member's school district, both schools draw pupils from the

surrounding territory, including the member's district. The K-3

school has approximately 90 pupils. Tuition and extended day

charges are the same as for the preschool.

We are asked whether the ownership and operation of

these two schools for profit by the school board member

constitutes a violation of section 1126 of the Government Code.

We conclude that it does.

2. The Statutory Background-Section 1126

Section 1126 of the Government Code is the main

operative provision in a series of sections generally governing

inconsistent and incompatible outside activities of local agency

officers and employees. These provisions, first enacted in 1971

(Stats. 1971, ch. 633), are presently found in sections 1125

through 1128 of the Government Code. Section 1125 contains the

definition of "local agency" for purposes of the provisions.

Section 1126, as noted, is the main operative provision. Section

1127 sets forth certain exceptions with respect to the outside

employment of policemen and firemen, not germane herein, and

section 1128 sets forth an exception for publicly employed

attorneys, also not germane herein.

For purposes of section 1126, a school district is a

"local agency". Section 1125 provides:

"'Local agency,' as used in this article,

means a county, city, city and county,

political subdivision, district, or municipal

corporation."

This all encompassing definition clearly includes a school

district. (See 56 Ops.Cal.Atty.Gen. 556 (1973); 58 Ops.Cal.

86-1006

Atty.Gen. 110, 112-114 (1975).)2/

Section 1126 is set forth in two subdivisions.

Subdivision (a) thereof contains the general proscription that

"...a local agency officer or employee shall

not engage in any employment, activity or

enterprise for compensation which is

inconsistent, incompatible, in conflict with,

or inimical to his or her duties as a local

agency officer or employee or with the

duties, functions, or responsibilities of his

or her appointing power or the agency by

which he or she is employed...."3/

Subdivision (b) then provides that each appointing power may

determine which outside activities of local agency

employees are to be considered "inconsistent with, incompatible

to, or in conflict with their duties as local agency officers or

employees." Criteria are set forth for making that

determination. Subdivision (b) also provides that the local

agency may adopt rules regarding section 1126, which shall

include notice of proscribed activities, proposed disciplinary

2. Furthermore, as will be discussed post, section 35233 of

the Education Code, enacted in 1985 (Stats. 1985, ch. 816),

specifically makes section 1126 applicable to members of

governing boards of school districts.

3. Subdivision(a) of section 1126 provides in full:

"(a) Except as provided in Section 1128, a

local agency officer or employee shall not

engage in any employment, activity, or

enterprise for compensation which is

inconsistent, incompatible, in conflict with,

or inimical to his or her duties as a local

agency officer or employee or with the

duties, functions, or responsibilities of his

or her appointing power or the agency by

which he or she is employed. Such officer or

employee shall not perform any work, service,

or counsel for compensation outside of his or

her local agency employment where any part of

his or her efforts will be subject to

approval by any other officer, employee,

board, or commission of his or her employing

body, unless otherwise approved in the manner

prescribed by subdivisions (b).

86-1006

action to be taken, and employee appeals.4/

4. Subdivision (b) of section 1126 provides in full:

"(b) Each appointing power may determine subject to

approval of the local agency, and consistent

with the provisions of Section 1128 where

applicable, those outside activities which,

for employees under its jurisdiction, are

inconsistent with, incompatible to, or in

conflict with their duties as local agency

officers or employees. An employee's outside

employment, activity, or enterprise may be

prohibited if it: (1) involves the use for

private gain or advantage of his or her local

agency time, facilities, equipment and

supplies; or the badge, uniform, prestige, or

influence of his or her local agency office

or employment or, (2) involves receipt or

acceptance by the officer or employee of any

money or other consideration from anyone

other than his or her local agency for the

performance of an act which the officer of

employee, if not performing such act, would

be required or expected to render in the

regular course or hours of his or her local

agency employment or as a part of his or her

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