UNIVERSAL SERVICES AND * NO. 2023-CA-0196 ASSOCIATES, LLC * VERSUS COURT OF APPEAL * WADE GRUNDMEYER AND FOURTH CIRCUIT VLS ENVIRONMENTAL * SOLUTIONS, LLC A/K/A VLS STATE OF LOUISIANA RECOVERY SERVICES, LLC *******
APPEAL FROM CIVIL DISTRICT COURT, ORLEANS PARISH NO. 2022-04896, DIVISION “B” Honorable Richard G. Perque, Judge Pro Tempore ****** Judge Joy Cossich Lobrano ****** (Court composed of Chief Judge Terri F. Love, Judge Joy Cossich Lobrano, Judge Tiffany Gautier Chase)
Clarence F. Favret, III James C. Cronvich Jordan T. LeBlanc FAVRET CARRIERE CRONVICH 650 Poydras Street, Suite 2300 New Orleans, LA 70130
COUNSEL FOR PLAINTIFF/APPELLEE
Loretta G. Mince Michael R. Dodson FISHMAN HAYGOOD, L.L.P. 201 St. Charles Avenue, 46th Floor New Orleans, LA 70170-4600
COUNSEL FOR DEFENDANT/APPELLANT
APPEAL DISMISSED
SEPTEMBER 12, 2023 JCL This appeal arises from a family business dispute. Defendant/appellant,
TFL Wade Grundmeyer (“Grundmeyer”), appeals the December 12, 2022 judgment of
TGC the district court, granting the exception of no cause of action regarding
Grundmeyer’s reconventional demand. We dismiss the appeal.
Grundmeyer is the former chief executive officer of plaintiff/appellee,
Universal Services and Associates, LLC (“Universal”). Universal terminated his
employment, and Grundmeyer is presently an employee of co-defendant, VLS
Environmental Solutions, LLC (“VLS”). On June 1, 2022, Universal filed a
petition for damages, alleging that Grundmeyer misappropriated funds and that,
along with VLS, he used Universal’s confidential operational information and
diverted business opportunities from Universal. On August 8, 2022, Grundmeyer
filed an answer, affirmative defenses, and reconventional demand against
Universal, alleging defamation and violations of the Louisiana Unfair Trade
Practices Act (“LUTPA”).1 On September 27, 2022, Universal filed a special
1 On August 15, 2022, VLS separately filed an answer, affirmative defenses, and reconventional
demand against Universal, which is not at issue in this appeal.
1 motion to strike and exception of no cause of action in response to Grundmeyer’s
reconventional demand. A hearing went forward on November 18, 2022. On
December 12, 2022, the district court rendered judgment granting the exception of
no cause of action and finding the special motion to strike moot. This appeal
followed.
While Universal did not file a formal motion to dismiss Grundmeyer’s
appeal, Universal contends in its brief that the December 12, 2022 judgment is
interlocutory and non-appealable. We agree.
The judgment on appeal contains the following language:
IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Universal Services and Associates’ Exception of No Cause of Action is SUSTAINED, dismissing the claims asserted in Wade [Grundmeyer’s] Reconventional Demand. Wade Grundmeyer shall have fifteen (15) days from November 18, 2022 to amend and properly state a cause of action that is violative under the Louisiana Unfair Trade Practices.
IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that if no amendment is filed within the stated time, Judgment entered in favor of Plaintiff, Universal Services and Associates, LLC, and against Defendant, Wade Grundmeyer, dismissing all claims asserted in his Original Reconventional Demand, dismissing all claims therein, will be final.
The judgment orders Grundmeyer to amend his reconventional demand, and
states that, should Grundmeyer fail to file such amendment, the dismissal of the
reconventional demand will be final.
“According to Louisiana Code of Civil Procedure article 2083, an appealable
judgment must be either a final judgment or an interlocutory judgment for which
2 an appeal is ‘expressly provided by law.’” Menard v. Barrie, 13-1284, p. 4 (La.
App. 4 Cir. 3/5/14), 137 So.3d 679, 680.2 “A judgment that does not determine the
merits but only preliminary matters in the course of the action is an interlocutory
judgment.” La. C.C.P. art. 1841. “A judgment that determines the merits in whole
or in part is a final judgment.” Id.
This Court has long held that a judgment ordering a party to amend a
pleading is not final or appealable, even where the judgment states that failure to
amend shall result in the pleading’s dismissal. See Taylor v. Consol. Rail Corp.,
391 So.2d 1351, 1352 (La. App. 4th Cir. 1980); Coulon v. Gaylord Broadcasting,
408 So.2d 16, 17 (La. App. 4th Cir. 1981). The judgment does not dismiss the suit
or demand; “[i]t does nothing more than order or permit an amendment within a
delay allowed by the court as provided by Code of Civil Procedure Article 934.”
Taylor, 391 So.2d at 1352.3 “The language of La. [C.C.P.] art. 934 and Louisiana
jurisprudence reflect that the lapse of the time to amend does not automatically
result in dismissal of the plaintiff’s [here, the plaintiff-in-reconvention’s] claims;
rather, some action on behalf of the trial court or defendants [here, the defendant-
in-reconvention] is required.” Jones v. Cisneros, 20-0582, pp. 4-5 (La. App. 4 Cir.
4/7/21), 315 So.3d 959, 962 (quoting Henry v. Board of Supervisors of Louisiana
Cmty. & Technical Coll. Sys., 19-1672, pp. 7-8 (La. App. 1 Cir. 9/18/20), 313
2 “An interlocutory judgment is appealable only when expressly provided by law.” La. C.C.P.
art. 2083(C). 3 “If the grounds of the objection raised through the exception cannot be so removed, or if the
plaintiff fails to comply with the order to amend, the action, claim, demand, issue, or theory shall be dismissed.” La. C.C.P. art. 934.
3 So.3d 1009, 1014). “[E]ven if the delay period within which to amend has passed,
the plaintiff may still amend unless the defendant has moved for procedural
dismissal.” Jones, 20-0582, p. 5, 315 So.3d at 962 (quoting Henry, 19-1672, p. 8,
313 So.3d at 1014).4
This Court described a judgment “maintaining an exception and ordering the
[party] to amend within a certain time on pain of dismissal” as a “conditional
judgment.” Joseph v. Wasserman, 17-0603, p. 7 (La. App. 4 Cir. 1/10/18), 237
So.3d 14, 20 (quoting Falgoust v. Luck, 477 So.2d 822, 823-24 (La. App. 5th Cir.
1985) and citing Spencer v. Burglass, 288 So.2d 68, 69 (La. App. 4th Cir. 1974);
Taylor, 391 So.2d at 1352; Coulon, 408 So.2d at 17). “This is not a judgment of
dismissal but only presents the possibility of dismissal conditioned on future non-
compliance.” Falgoust, 477 So.2d at 823. A conditional judgment, “without a
subsequent judgment setting out final dismissal, does not fit the criteria for an
appealable judgment.” Joseph, 17-0603, p. 7, 237 So.3d at 20 (quoting Falgoust,
477 So.2d at 823). Moreover, a judgment ordering amendment of a pleading “is
incapable of being designated as final pursuant to [La. C.C.P.] art. 1915(B)
because it does not rule, in whole or in part, on the merits of the suit and is, at best,
an interlocutory ruling.” Hernandez v. Excel Contractors, Inc., 18-1091, p. 13 (La.
App. 1 Cir. 3/13/19), 275 So.3d 278, 286-87 (citing Cole v. Sabine Bancshares,
4 See also Landry v. Les Fontaine Funeral Home, Inc., 99-1157, p. 4 (La. App. 3 Cir. 12/8/99),
Free access — add to your briefcase to read the full text and ask questions with AI
UNIVERSAL SERVICES AND * NO. 2023-CA-0196 ASSOCIATES, LLC * VERSUS COURT OF APPEAL * WADE GRUNDMEYER AND FOURTH CIRCUIT VLS ENVIRONMENTAL * SOLUTIONS, LLC A/K/A VLS STATE OF LOUISIANA RECOVERY SERVICES, LLC *******
APPEAL FROM CIVIL DISTRICT COURT, ORLEANS PARISH NO. 2022-04896, DIVISION “B” Honorable Richard G. Perque, Judge Pro Tempore ****** Judge Joy Cossich Lobrano ****** (Court composed of Chief Judge Terri F. Love, Judge Joy Cossich Lobrano, Judge Tiffany Gautier Chase)
Clarence F. Favret, III James C. Cronvich Jordan T. LeBlanc FAVRET CARRIERE CRONVICH 650 Poydras Street, Suite 2300 New Orleans, LA 70130
COUNSEL FOR PLAINTIFF/APPELLEE
Loretta G. Mince Michael R. Dodson FISHMAN HAYGOOD, L.L.P. 201 St. Charles Avenue, 46th Floor New Orleans, LA 70170-4600
COUNSEL FOR DEFENDANT/APPELLANT
APPEAL DISMISSED
SEPTEMBER 12, 2023 JCL This appeal arises from a family business dispute. Defendant/appellant,
TFL Wade Grundmeyer (“Grundmeyer”), appeals the December 12, 2022 judgment of
TGC the district court, granting the exception of no cause of action regarding
Grundmeyer’s reconventional demand. We dismiss the appeal.
Grundmeyer is the former chief executive officer of plaintiff/appellee,
Universal Services and Associates, LLC (“Universal”). Universal terminated his
employment, and Grundmeyer is presently an employee of co-defendant, VLS
Environmental Solutions, LLC (“VLS”). On June 1, 2022, Universal filed a
petition for damages, alleging that Grundmeyer misappropriated funds and that,
along with VLS, he used Universal’s confidential operational information and
diverted business opportunities from Universal. On August 8, 2022, Grundmeyer
filed an answer, affirmative defenses, and reconventional demand against
Universal, alleging defamation and violations of the Louisiana Unfair Trade
Practices Act (“LUTPA”).1 On September 27, 2022, Universal filed a special
1 On August 15, 2022, VLS separately filed an answer, affirmative defenses, and reconventional
demand against Universal, which is not at issue in this appeal.
1 motion to strike and exception of no cause of action in response to Grundmeyer’s
reconventional demand. A hearing went forward on November 18, 2022. On
December 12, 2022, the district court rendered judgment granting the exception of
no cause of action and finding the special motion to strike moot. This appeal
followed.
While Universal did not file a formal motion to dismiss Grundmeyer’s
appeal, Universal contends in its brief that the December 12, 2022 judgment is
interlocutory and non-appealable. We agree.
The judgment on appeal contains the following language:
IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Universal Services and Associates’ Exception of No Cause of Action is SUSTAINED, dismissing the claims asserted in Wade [Grundmeyer’s] Reconventional Demand. Wade Grundmeyer shall have fifteen (15) days from November 18, 2022 to amend and properly state a cause of action that is violative under the Louisiana Unfair Trade Practices.
IT IS FURTHER ORDERED, ADJUDGED, AND DECREED that if no amendment is filed within the stated time, Judgment entered in favor of Plaintiff, Universal Services and Associates, LLC, and against Defendant, Wade Grundmeyer, dismissing all claims asserted in his Original Reconventional Demand, dismissing all claims therein, will be final.
The judgment orders Grundmeyer to amend his reconventional demand, and
states that, should Grundmeyer fail to file such amendment, the dismissal of the
reconventional demand will be final.
“According to Louisiana Code of Civil Procedure article 2083, an appealable
judgment must be either a final judgment or an interlocutory judgment for which
2 an appeal is ‘expressly provided by law.’” Menard v. Barrie, 13-1284, p. 4 (La.
App. 4 Cir. 3/5/14), 137 So.3d 679, 680.2 “A judgment that does not determine the
merits but only preliminary matters in the course of the action is an interlocutory
judgment.” La. C.C.P. art. 1841. “A judgment that determines the merits in whole
or in part is a final judgment.” Id.
This Court has long held that a judgment ordering a party to amend a
pleading is not final or appealable, even where the judgment states that failure to
amend shall result in the pleading’s dismissal. See Taylor v. Consol. Rail Corp.,
391 So.2d 1351, 1352 (La. App. 4th Cir. 1980); Coulon v. Gaylord Broadcasting,
408 So.2d 16, 17 (La. App. 4th Cir. 1981). The judgment does not dismiss the suit
or demand; “[i]t does nothing more than order or permit an amendment within a
delay allowed by the court as provided by Code of Civil Procedure Article 934.”
Taylor, 391 So.2d at 1352.3 “The language of La. [C.C.P.] art. 934 and Louisiana
jurisprudence reflect that the lapse of the time to amend does not automatically
result in dismissal of the plaintiff’s [here, the plaintiff-in-reconvention’s] claims;
rather, some action on behalf of the trial court or defendants [here, the defendant-
in-reconvention] is required.” Jones v. Cisneros, 20-0582, pp. 4-5 (La. App. 4 Cir.
4/7/21), 315 So.3d 959, 962 (quoting Henry v. Board of Supervisors of Louisiana
Cmty. & Technical Coll. Sys., 19-1672, pp. 7-8 (La. App. 1 Cir. 9/18/20), 313
2 “An interlocutory judgment is appealable only when expressly provided by law.” La. C.C.P.
art. 2083(C). 3 “If the grounds of the objection raised through the exception cannot be so removed, or if the
plaintiff fails to comply with the order to amend, the action, claim, demand, issue, or theory shall be dismissed.” La. C.C.P. art. 934.
3 So.3d 1009, 1014). “[E]ven if the delay period within which to amend has passed,
the plaintiff may still amend unless the defendant has moved for procedural
dismissal.” Jones, 20-0582, p. 5, 315 So.3d at 962 (quoting Henry, 19-1672, p. 8,
313 So.3d at 1014).4
This Court described a judgment “maintaining an exception and ordering the
[party] to amend within a certain time on pain of dismissal” as a “conditional
judgment.” Joseph v. Wasserman, 17-0603, p. 7 (La. App. 4 Cir. 1/10/18), 237
So.3d 14, 20 (quoting Falgoust v. Luck, 477 So.2d 822, 823-24 (La. App. 5th Cir.
1985) and citing Spencer v. Burglass, 288 So.2d 68, 69 (La. App. 4th Cir. 1974);
Taylor, 391 So.2d at 1352; Coulon, 408 So.2d at 17). “This is not a judgment of
dismissal but only presents the possibility of dismissal conditioned on future non-
compliance.” Falgoust, 477 So.2d at 823. A conditional judgment, “without a
subsequent judgment setting out final dismissal, does not fit the criteria for an
appealable judgment.” Joseph, 17-0603, p. 7, 237 So.3d at 20 (quoting Falgoust,
477 So.2d at 823). Moreover, a judgment ordering amendment of a pleading “is
incapable of being designated as final pursuant to [La. C.C.P.] art. 1915(B)
because it does not rule, in whole or in part, on the merits of the suit and is, at best,
an interlocutory ruling.” Hernandez v. Excel Contractors, Inc., 18-1091, p. 13 (La.
App. 1 Cir. 3/13/19), 275 So.3d 278, 286-87 (citing Cole v. Sabine Bancshares,
4 See also Landry v. Les Fontaine Funeral Home, Inc., 99-1157, p. 4 (La. App. 3 Cir. 12/8/99),
755 So.2d 901, 903-04 (“despite the passage of the amendment period and the provision that the matter shall be dismissed absent such an amendment, the matter is not dismissed until a formal judgment of dismissal is subsequently perfected … if no formal motion for dismissal has been filed, an amendment can be made even after the expiration of the time set forth by the trial court”).
4 Inc., 16-0796, p. 2 (La. App. 3 Cir. 11/16/16), 205 So.3d 995, 996; Taylor, 391
So.2d at 1352). In the absence of an appealable judgment, we lack appellate
jurisdiction over this matter.
Grundmeyer urges us, rather than dismiss his appeal, to convert the appeal to
an application for supervisory writs. However, the current procedural posture of
this case does not fit the criteria permitting this Court to exercise its supervisory
jurisdiction. This Court has converted the purported appeal of a non-appealable
judgment to an application for supervisory writs when the following two
conditions were met:
• The motion for appeal has been filed within the thirty- day time period allowed for the filing of an application for supervisory writs under Rule 4-3 of the Uniform Rules, Courts of Appeal; and
• When the circumstances indicate that an immediate decision of the issue sought to be appealed is necessary to ensure fundamental fairness and judicial efficiency, such as where reversal of the trial court’s decision would terminate the litigation.
Waiters v. deVille, 19-1048, p. 3 (La. App. 4 Cir. 4/22/20), 299 So.3d 728, 732 n. 3
(citing Mandina, Inc. v. O’Brien, 13-0085, p. 8 (La. App. 4 Cir. 7/31/13), 156
So.3d 99, 104; Stelluto v. Stelluto, 05-0074, p. 7 (La. 6/29/05), 914 So.2d 34, 39).
The first condition is satisfied, as the motion for appeal was filed within
thirty days of the notice of judgment. Even so, the second condition is not met.
Neither fundamental fairness nor judicial efficiency would be served by converting
the appeal to an application for supervisory writ. An immediate decision will not
terminate the litigation. Generally, appellate courts decline to exercise their
5 supervisory jurisdiction when an adequate remedy exists by appeal. Joseph, 17-
0603, pp. 8-9, 237 So.3d at 20-21 (citing Cardon v. Chalmette Christian Acad., 06-
0489 (La. 4/24/06), 926 So.2d 530)(other citations omitted). “[A]n adequate
remedy by appeal will exist upon the entry of a precise, definite, and certain
judgment containing the decretal language necessary for our appellate review.”
Urquhart v. Spencer, 15-1354, p. 5 (La. App. 4 Cir. 12/1/16), 204 So.3d 1074,
1078 (citation omitted). Specifically, in the circumstances before us, Grundmeyer
was granted leave to amend his reconventional demand to cure the grounds for the
exception of no cause of action. The record does not reflect that he has done so or
that Universal has sought the demand’s dismissal for failure to comply with the
December 12, 2022 judgment. An adequate remedy by appeal will exist upon entry
of a final judgment dismissing the reconventional demand. We cannot discern a
compelling reason to invoke our supervisory jurisdiction at this time.
Accordingly, for the reasons discussed in this opinion, the appeal of the
December 12, 2022 judgment is dismissed.