Universal Interactive LLC v. Anton CA4/3

CourtCalifornia Court of Appeal
DecidedSeptember 9, 2016
DocketG051512
StatusUnpublished

This text of Universal Interactive LLC v. Anton CA4/3 (Universal Interactive LLC v. Anton CA4/3) is published on Counsel Stack Legal Research, covering California Court of Appeal primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Universal Interactive LLC v. Anton CA4/3, (Cal. Ct. App. 2016).

Opinion

Filed 9/9/16 Universal Interactive LLC v. Anton CA4/3

NOT TO BE PUBLISHED IN OFFICIAL REPORTS California Rules of Court, rule 8.1115(a), prohibits courts and parties from citing or relying on opinions not certified for publication or ordered published, except as specified by rule 8.1115(b). This opinion has not been certified for publication or ordered published for purposes of rule 8.1115.

IN THE COURT OF APPEAL OF THE STATE OF CALIFORNIA

FOURTH APPELLATE DISTRICT

DIVISION THREE

UNIVERSAL INTERACTIVE LLC et al.,

Plaintiffs and Appellants, G051512

v. (Super. Ct. No. 30-2010-00362995)

CHARLES ANTON III, OPINION

Defendant and Respondent.

Appeal from a judgment of the Superior Court of Orange County, Ronald L. Bauer and Robert J. Moss, Judges. Affirmed. Motion to augment record. Granted. Winthrop Law Group and Reid A. Winthrop for Plaintiffs and Appellants. Sterling Scott Winchell and Sterling Scott Winchell for Defendant and Respondent. * * * INTRODUCTION Plaintiffs Joel Barry Shamitoff, Universal Interactive LLC (Universal), and Universal Interactive Licensing, LLC (Universal Licensing), appeal from a nonsuit order 1 made at the beginning of trial. Shamitoff, Universal, and Universal Licensing are referred to collectively as Plaintiffs. They contend the trial court erred by denying their request for a trial continuance, by granting a nonsuit before opening statements, and by denying their motion for a new trial. Applying the deferential abuse of discretion standard, we conclude the trial court did not err by denying Plaintiffs’ motion, made on the first day of trial, to continue the trial. Although the court erred by granting nonsuit before opening statements, the error was harmless because Plaintiffs’ counsel acknowledged he had no witnesses or evidence to present. Plaintiffs did not present evidence of circumstances that would constitute an irregularity in proceedings or abuse of discretion by the trial court justifying a new trial. We therefore affirm. BACKGROUND I. Complaint; Oral Settlement Plaintiffs’ complaint, which was filed in April 2010, asserted causes of action for indemnity, contribution, breach of contract, declaratory relief, breach of

1 The nonsuit was made by unsigned minute order. To be appealable, an order or judgment of nonsuit must be in writing, signed by the court, and entered in the action. (Schmidlin v. City of Palo Alto (2007) 157 Cal.App.4th 728, 763; Santa Barbara Pistachio Ranch v. Chowchilla Water Dist. (2001) 88 Cal.App.4th 439, 448, fn. 1; Galanek v. Wismar (1999) 68 Cal.App.4th 1417, 1420, fn. 1; see Code Civ. Proc., §§ 581c, subds. (a) & (c), 581d.) For that reason, we invited the parties to submit letter briefs addressing whether this appeal should be dismissed for lack of appellate jurisdiction. In response, Plaintiffs obtained and submitted to this court an order of nonsuit signed by the trial court on July 6, 2016 and made retroactive to the date of the minute order. On our own motion, we augment the record with the signed order of nonsuit. (Cal. Rules of Court, rule 8.155(a)(1)(A).) We are satisfied that we have jurisdiction over this appeal.

2 contract, and promissory fraud. The causes of action were based on or arose out of a management and consulting agreement entered into in 2007 between Universal and defendant Charles Anton III. A jury trial was set for December 2, 2011. A month before trial, the trial date was vacated by the court upon ex parte application of Plaintiffs. The trial was reset for December 17, 2012. The parties prepared for trial and submitted exhibit lists, witness lists, and other pretrial documents. On the day set for trial, the parties commenced settlement negotiations. On December 19, 2012, Plaintiffs’ counsel filed a notice of settlement. The next day, Plaintiffs’ counsel and Anton, who represented himself, appeared in court before Judge Ronald L. Bauer to announce the settlement and place its basic terms on the record. Neither Shamitoff nor a personal representative of Universal or Universal Licensing was present. Plaintiffs’ counsel stated he would draft the written agreement. The parties did not reach agreement on the terms of a written settlement agreement. In December 2013, Plaintiffs brought a motion under Code of Civil Procedure section 664.6 to enter judgment against Anton and enforce the oral settlement. Anton, who still represented himself, opposed the motion. The trial court (Judge Bauer) heard the motion on April 28, 2014 and 2 denied it. The court ruled that the oral settlement agreement was not enforceable under Code of Civil Procedure section 664.6 because Shamitoff was not present in court when the terms of that agreement were placed on the record. The court acknowledged it “should have been more demanding that Mr. Shamitoff show up in court.” The court set a trial date of June 30, 2014.

2 Plaintiffs filed a motion to augment the record with a transcript of the hearing on April 28, 2014. Anton filed opposition to that motion. We exercise our discretion to grant the motion to augment. (See Cal. Rules of Court, rule 8.155(a)(1)(B).)

3 II. First Request for Trial Continuance On June 9, 2014, Plaintiffs’ counsel brought an ex parte application to continue the trial. The good cause identified in support of the application was Shamitoff had a life-threatening medical condition and his treating physician, Dr. Richard J. Kempert, had restricted Shamitoff’s activities for the next 120 to 150 days. Dr. Kempert stated in a declaration that Shamitoff suffers from “a very significant prolapsed mitral valve condition and an associated panic attack disorder.” Dr. Kempert recommended that Shamitoff “not engage in any stressful activities for the next 120-150 days” so that Dr. Kempert would “have the opportunity to fairly evaluate the effectiveness of the treatment regimen in dealing with routine, non-stressful activities.” The trial court (Judge Bauer) granted the application and continued trial to December 15, 2014. In October 2014, Anton, now represented by counsel, filed a motion to consolidate the case with a case entitled Gorr v. Universal Interactive. On November 10, 2014, the trial court denied Anton’s motion to consolidate. The minute order denying the motion stated, “Jury Trial currently set for 12/15/2014 to remain on calendar.” III. Second Request for Trial Continuance On the day set for trial, Plaintiffs, represented by new counsel, brought another ex parte application to continue trial. The application raised several grounds for a continuance, two of which—Shamitoff’s health status and a claimed business emergency on the part of Universal and Universal Licensing—are relevant here. In support of the ex parte application, Plaintiffs submitted a declaration each from Shamitoff, Dr. Kempert, and Michael D. Moran, M.D., who is a cardiovascular specialist. Shamitoff Declaration: Shamitoff declared the litigation was causing him anxiety and distress. He described the business emergency as follows: “We have recently been informed that our manufacturer in China needs to move forward, complete the testing, do the initial test runs on creational elements of the project and then finally

4 start until commercial production [sic]. If this production does not happen in the relatively near foreseeable future th[e]n we run the risk that vital components and elements of this project which include discarding our production molds and templates could occur whether we like it [or] not. So I must travel to China ASAP to be involve[d] in the next step and to further finalize the plans to move forward. I and most likely possible others must travel to China for this purpose. Failure to go would result in catastrophic losses of investment and profitable operation.” Dr. Kempert Declaration: Dr.

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Bluebook (online)
Universal Interactive LLC v. Anton CA4/3, Counsel Stack Legal Research, https://law.counselstack.com/opinion/universal-interactive-llc-v-anton-ca43-calctapp-2016.