Unity Bayer ex rel. Petrucelli v. Dobbins

2016 WI App 65, 885 N.W.2d 173, 371 Wis. 2d 428, 2016 Wisc. App. LEXIS 412
CourtCourt of Appeals of Wisconsin
DecidedJuly 6, 2016
DocketNo. 2015AP1470
StatusPublished
Cited by7 cases

This text of 2016 WI App 65 (Unity Bayer ex rel. Petrucelli v. Dobbins) is published on Counsel Stack Legal Research, covering Court of Appeals of Wisconsin primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
Unity Bayer ex rel. Petrucelli v. Dobbins, 2016 WI App 65, 885 N.W.2d 173, 371 Wis. 2d 428, 2016 Wisc. App. LEXIS 412 (Wis. Ct. App. 2016).

Opinion

| 1.

STARK, RJ.

Unity Bayer sustained a permanent brachial plexus injury during birth. Unity and her parents sued Brian Dobbins, the physician who performed the delivery, along with MMIC Insurance, Inc., Prevea Clinic, LLC, and the Injured Patients and Families Compensation Fund. The Bayers alleged Dobbins was negligent in various respects. In response, Dobbins1 sought to introduce expert testimony that Unity's injury was caused by maternal forces of labor, rather than Dobbins' conduct. The circuit court granted the Bayers' motion in limine to exclude that testimony, and Dobbins now appeals.2 For the reasons explained below, we conclude the circuit court errone[432]*432ously exercised its discretion by excluding the proffered testimony. We therefore reverse and remand for further proceedings.

BACKGROUND

¶ 2. Leah Bayer was admitted to St. Mary's Hospital in Green Bay on December 28, 2006, for Unity's labor and delivery. Initially, the labor proceeded as expected. However, during the second stage of labor, after seventy-five minutes of pushing, Leah exhibited signs of exhaustion, and the progress of the delivery slowed. At that point, Dobbins gave Leah two options: to proceed with a cesarean section, or to use a vacuum to assist with the vaginal delivery. Leah chose the vacuum-assisted vaginal delivery.

¶ 3. Dobbins used the vacuum to advance Unity down the birth canal, and her head was delivered. However, at that point Dobbins diagnosed a shoulder dystocia, a condition in which the fetal shoulder becomes lodged on the maternal pelvis. A shoulder dys-tocia is considered an obstetrical emergency because, if the physician is unable to dislodge the shoulder promptly, compression of the umbilical cord can compromise blood flow and oxygen supply to the child.

¶ 4. Dobbins' note regarding the delivery states that, after diagnosing the shoulder dystocia, he placed Leah in the McRoberts position, with her thighs flexed against her abdomen, and used "gentle traction" in attempt to release Unity's shoulder. When that failed, Dobbins used the Woods' corkscrew maneuver, placing his fingers inside the birth canal to rotate Unity's shoulders. Unity was then successfully delivered, about two minutes after the shoulder dystocia was first diagnosed.

[433]*433¶ 5. After the delivery, it was noted that Unity had reduced movement of her right arm. Unity was ultimately diagnosed with a permanent right brachial plexus injury — in other words, an injury to the nerves that send signals from her neck and spine to her right arm and hand. As a result of that injury, Unity's ability to use her right arm and hand is severely limited.

¶ 6. The Bayers filed the instant lawsuit against Dobbins in September 2013, alleging he was negligent in his care and delivery of Unity in several respects. As relevant to this appeal, the Bayers contended Dobbins used excessive traction during the delivery. In response to that allegation, Dobbins contended he appropriately used only gentle downward traction to deliver Unity. He asserted Unity's injury was caused by maternal forces of labor, including the forces associated with contractions and pushing.

¶ 7. Before trial, the Bayers filed a motion in limine asking the circuit court to exclude all expert testimony relating to Dobbins' theory that maternal forces of labor caused Unity's injury, pursuant to Wis. Stat. § 907.02(1) and Daubert v. Merrell Dow Pharmaceuticals, Inc., 509 U.S. 579 (1993).3 The Bayers argued the medical literature upon which the defense experts based their opinions was unreliable and did not support the proposition that maternal forces of labor can cause a permanent brachial plexus injury, as [434]*434opposed to a temporary brachial plexus injury. The Bayers asserted their biomechanical engineering expert, Robert Allen, had "disprove[d]" the maternal forces theory in 2007 using physical modeling — that is, a childbirth simulator. The Bayers further argued the defense experts were unable to describe the precise manner in which maternal forces of labor caused Unity's injury.

¶ 8. In response to the Bayers' motion, Dobbins cited over twenty peer-reviewed publications supporting his claim that maternal forces of labor caused Unity's injury. In particular, Dobbins relied on "Neonatal Brachial Plexus Palsy," a compendium released in 2014 by the American College of Obstetricians and Gynecologists (ACOG). The stated purpose of the ACOG compendium was

[t]o review and summarize the current state of the scientific knowledge, as set forth in the peer-reviewed and relevant historical literature, about the mechanisms which may result in neonatal brachial plexus palsy. The purpose of conducting such review is to produce a report which will succinctly summarize the relevant research on the pathophysiology of neonatal brachial plexus palsy.

After completing this review, the authors of the ACOG compendium concluded:

Clinician-applied traction and lateral bending of the fetal neck have been implicated as causative factors in some cases of NBPP [neonatal brachial plexus palsy]. However, NBPP also has been shown to occur entirely unrelated to traction, with studies demonstrating cases of both transient and persistent NBPP in fetuses delivered vaginally without clinically evident shoulder dystocia or fetuses delivered by cesarean without shoulder dystocia.

[435]*435¶ 9. The authors of the ACOG compendium further explained that:

• "Stretch in the brachial plexus occurs during the birth process itself, as shown by both computer and physical models;"
• "[W]hen one of the shoulders is restrained by the bony pelvis, any forces that continue to advance the head and neck will cause a stretch in the brachial plexus;"
• Using computer modeling, one study found that "contact force at the base of the fetal neck against the maternal symphysis pubis was more than two times higher because of maternal endogenous forces when compared with exogenous forces;"
• Other findings "indicate [] that shoulder dysto-cia may, in and of itself, induce a similar amount of stretch in the brachial plexus as lateral bending of the fetus' neck;"
• "[T]he clinical and biomedical engineering evidence supports the assertion that when a shoulder is restrained either transiently or during a more significant impaction, both maternal forces and clinician forces, if applied, will stretch the brachial plexus;"
• "In addition to research within the obstetric community, the pediatric, orthopedic, and neu-rologic literature now stress that the existence of NBPP following birth does not a priori indicate that exogenous forces are the cause of this injury;" and
• " [M]uch of the data suggest that the occurrence of NBPP is a complex event, dependent not only on the forces applied at the moment of delivery, [436]*436but also on the constellation of forces . . . that have been acting on the fetus during the labor and delivery process."

¶ 10.

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Bluebook (online)
2016 WI App 65, 885 N.W.2d 173, 371 Wis. 2d 428, 2016 Wisc. App. LEXIS 412, Counsel Stack Legal Research, https://law.counselstack.com/opinion/unity-bayer-ex-rel-petrucelli-v-dobbins-wisctapp-2016.