United Telephone Employees Pac v. Secretary of State

906 P.2d 306, 138 Or. App. 135, 1995 Ore. App. LEXIS 1661
CourtCourt of Appeals of Oregon
DecidedNovember 29, 1995
Docket000271; CA A85279
StatusPublished
Cited by10 cases

This text of 906 P.2d 306 (United Telephone Employees Pac v. Secretary of State) is published on Counsel Stack Legal Research, covering Court of Appeals of Oregon primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United Telephone Employees Pac v. Secretary of State, 906 P.2d 306, 138 Or. App. 135, 1995 Ore. App. LEXIS 1661 (Or. Ct. App. 1995).

Opinion

*137 LEESON, J.

Petitioners seek review of a final order of the Secretary of State (secretary) in which the secretary found that petitioners had violated election reporting requirements and imposed civil penalties totaling $17,850. ORS 260.083; ORS 260.232. We affirm.

Petitioners are a political action committee (PAC) and its treasurer. They contribute money to Oregon and Washington political candidates and are required to file a statement of contributions and expenditures with the Elections Division of the Secretary of State. ORS 260.044 et seq. Petitioners filed two pre-election statements of contributions and expenditures for the 1992 general election; those statements failed to report contributions to Washington candidates as required by ORS 260.083. In September 1993, the secretary notified petitioners that there were discrepancies in their reports and the next month petitioners filed the appropriate amendments to their reports to include the contributions to Washington candidates. The Elections Division then proposed that the secretary impose penalties totaling $ 17,850 for petitioners’ failure to report contributions to out-of-state candidates in the first and second pre-election statements of contributions and earnings for the 1992 general election. Petitioners requested a hearing before the secretary pursuant to OAR 165-12-005 (1992).

At the hearing, petitioners conceded that ORS 260.083(1) 1 requires them to report contributions made to out-of-state candidates and that they , failed to timely report all expenditures to the Elections Division. However, they argued that they did not intentionally violate ORS 260.083 and that ORS 260.232 requires the secretary to find an intentional or wilful violation before he may impose a penalty. *138 In the alternative, they argued that their unintentional violation was a mitigating circumstance and that the amount of the penalty therefore should be reduced.

The hearings officer found that petitioners had violated ORS 260.083 by failing to report expenditures of $7,850 in their first pre-election report and expenditures of $17,600 in their second pre-election report. He also found that petitioners’ failure to report the Washington contributions was unintentional and that those contributions were reported in Washington. He recommended that the secretary impose penalties totaling $17,850. The secretary’s final order adopted the hearings officer’s findings and declined petitioners’ request to reduce the penalty.

Petitioners’ first argument on review is that under ORS 260.232, the secretary has discretion to waive a penalty for violations of ORS 260.083, that the legislature intended that the secretary would impose civil penalties only when violations are intentional and that, because their violations were unintentional, the secretary should have exercised his discretion to waive the penalties in this case. We review for abuse of discretion. ORS 183.482(8)(b).

ORS 260.232 provides, in part:

“(1) The Secretary of State may impose a civil penalty as provided in this section, in addition to any other penalty that may be imposed, for:
“ (a) Failure to file a statement or certificate required to be filed under * * * ORS 260.083 * *

Pursuant to that statutory authority, the secretary adopted, by rule, a uniform penalty schedule that was published in the 1992 Campaign Finance Manual. OAR 165-12-005 (1992). Under that rule, if petitioners had submitted corrected statements of contributions and expenditures within 15 days after the 10-day period for the secretary’s review of the statements, the secretary would have waived the penalty. Thereafter, however, the amount of the penalty increased daily, reaching the maximum penalty within 180 days. Petitioners’ corrected report was submitted nearly a year after the filing deadline, and the secretary therefore imposed the maximum penalty allowed under the rule and the statute.

*139 At the hearing in this case, Representative Roberts, chair of the legislative committee that drafted the elections reporting law, testified that the legislature did not intend to penalize treasurers and PACs that did not wilfully or intentionally violate ORS 260.083. Petitioners contend that Representative Roberts’ testimony should govern our interpretation of the statute. We disagree. Subsequent statements by legislators are not probative of the intent of statutes already in effect. Fred Meyer v. Bureau of Labor, 39 Or App 253, 262, 592 P2d 564, rev den 287 Or 129 (1979). Furthermore, Representative Roberts’ testimony is contrary to the plain language of the statute.

ORS 260.232 authorizes the secretary to impose a civil penalty for failure to file a statement or certificate required under ORS 260.083. The statute does not contain a requirement that violators possess a culpable mental state in order to be subject to civil penalties. We reject petitioners’ invitation to insert into the statute a requirement that it does not contain. ORS 174.010. The secretary did not abuse his discretion in refusing to waive the imposition of penalties for petitioners’ violation of ORS 260.083(1).

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Cite This Page — Counsel Stack

Bluebook (online)
906 P.2d 306, 138 Or. App. 135, 1995 Ore. App. LEXIS 1661, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-telephone-employees-pac-v-secretary-of-state-orctapp-1995.