United States v. Ziegler

835 F. Supp. 1335, 1993 U.S. Dist. LEXIS 15521, 1993 WL 454763
CourtDistrict Court, D. Kansas
DecidedOctober 22, 1993
DocketNo. 91-40024-01-DES
StatusPublished
Cited by1 cases

This text of 835 F. Supp. 1335 (United States v. Ziegler) is published on Counsel Stack Legal Research, covering District Court, D. Kansas primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Ziegler, 835 F. Supp. 1335, 1993 U.S. Dist. LEXIS 15521, 1993 WL 454763 (D. Kan. 1993).

Opinion

[1336]*1336 MEMORANDUM AND ORDER

SAFFELS, District Judge.

This matter is before the court on remand for resentencing from the United States Court of Appeals for the Tenth Circuit. 1 F.3d 1044. After careful review of the case, the arguments and briefs of the attorneys, and the appellate decision, the court is prepared to proceed with resentencing.

At the original sentencing hearing, the court found 920 to be the appropriate number of marijuana plants for sentencing calculations. The Tenth Circuit did not address this issue and the court will not disturb its previous finding. Therefore, for resentencing purposes, the court uses 920 as the relevant number of plants.

In its examination of this court’s decision to depart, the Tenth Circuit applied the three-step departure analysis explained in United States v. White, 893 F.2d 276, 278 (10th Cir.1990). At the first step, the Tenth Circuit concluded that “drug rehabilitation is taken into account for sentencing purposes under U.S.S.G. § 3E1.1 (1991) and, therefore, rehabilitation is generally an improper basis for departure.” United States v. Ziegler, 1 F.3d 1044, 1047 (10th Cir.1993). This court readily acknowledges that the U.S. Sentencing Commission has taken drug rehabilitation into account in formulating the guidelines and, therefore, rehabilitation is generally an improper basis for departure.

Following its application of the three-step departure analysis, the Tenth Circuit specifically referred the court to the following admonition from White: “if the district court does not explicitly set forth the considerations that motivate its decision to depart ... from the Guidelines, we will not speculate as to what those considerations may have been.” White, 893 F.2d at 278. In this resentencing order, the court will attempt to set forth more explicitly the considerations that motivated its decision to depart.

Before imposing a sentence, the court carefully evaluates the factors set forth in 18 U.S.C. § 3553. Among other things, the court considers the kinds of sentences available and the applicable sentencing range established by the sentencing guidelines. When applying the sentencing guidelines, the court follows the general application principles of U.S.S.G. § 1B1.1. These application principles refer to Policy Statements pertaining to the Specific Offender Characteristics and Departures set forth in Parts H and K. During this process, the court evaluates whether there are grounds for departure, especially as set forth in U.S.S.G. § 5K2.0. Guideline § 5K2.0 provides that '

Under 18 U.S.C. § 3553(b) the sentencing court may impose a sentence outside the range established by the applicable guideline, if the court finds ‘that there exists an aggravating or mitigating circumstance of a kind, or to a degree, not adequately taken into consideration by the Sentencing Commission in formulating the guidelines that should result in a sentence different from that described.’ Circumstances that may warrant departure from the guidelines pursuant to this provision cannot, by their very nature, be comprehensively listed and analyzed in advance. The controlling decision as to whether and to what extent departure is warranted can only be made by the courts.

In United States v. Rivera, 994 F.2d 942 (1st Cir.1993), the First Circuit explained that “(with a few exceptions) the law tells the judge, considering departure, to ask basically, ‘Does this case fall within the ‘heartland,’ or is it an unusual ease.’ ” Rivera, 994 F.2d at 948. When this court prepared for defendant Ziegler’s sentencing, it concluded there were mitigating circumstances of a kind and to a degree not adequately taken into consideration by the Sentencing Commission. That is, the court concluded the instant ease was atypical and fell outside the heartland.

On appeal, the Tenth Circuit instructed this court to explicitly set forth the considerations that motivated its decision to depart. The court intends, in this resentencing order, to satisfy the Tenth Circuit’s request for elaboration. Accordingly, the court will attempt to set forth explicitly the considerations that motivated its decision to depart from the guidelines.

At the sentencing hearing the court believed post-rehabilitative efforts were a valid [1337]*1337consideration in applying the guideline for acceptance of responsibility. The Tenth Circuit noted that the 1992 version of the guidelines recognized this factor. In fact, the Application Notes specifically added that post-rehabilitative efforts (e.g., drug counseling and treatment) were appropriate considerations in determining whether a defendant qualifies for the adjustment. Additionally, the court notes that the most recent version of the guidelines allows for a three-level adjustment for cases having an offense level of 16 or greater and which meet certain additional requirements.

At the time of the sentencing, the court recognized that each guideline, including U.S.S.G. § 3E1.1, is set forth for typical cases. As the Introduction to the guidelines states in Part A, Section 4(b), “[t]he Commission intends the sentencing courts to treat each guideline as carving out a ‘heartland,’ a set of typical cases embodying the conduct that each guideline describes.” (Emphasis added). Accordingly, the guideline for acceptance of responsibility applies to the typical acceptance of responsibility eases, that is, the heartland acceptance of responsibility eases. When faced with defendant Ziegler’s case, the court concluded that the nature and quality of defendant Ziegler’s acceptance of responsibility was atypical, unusual, and outside the scope contemplated by the guideline.

The court based its conclusion on a close examination of the defendant’s history and characteristics as required by 18 U.S.C. § 3553(a)(1). Guideline 1B1.4 specifically provides that the court may consider, without limitation, any information concerning the background, character, and conduct of the defendant in determining whether a departure is warranted, unless otherwise prohibited by law. Although certain characteristics are not ordinarily considered, the court is not prohibited from considering them in extraordinary cases.

In Rivera, the First Circuit explained that when considering a departure, the district courts are encouraged to consider certain features, discouraged to consider other features, and forbidden to consider still other features. Rivera, 994 F.2d at 948. In the instant case, the court believed there were certain features, which district courts ordinarily are discouraged to consider, that merited consideration due to the extraordinary nature of defendant Ziegler’s situation.

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Related

United States v. Maurice L. Ziegler
39 F.3d 1058 (Tenth Circuit, 1994)

Cite This Page — Counsel Stack

Bluebook (online)
835 F. Supp. 1335, 1993 U.S. Dist. LEXIS 15521, 1993 WL 454763, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-ziegler-ksd-1993.