United States v. Zapata-Cortinas
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Opinion
ORLANDO L. GARCIA, Chief United States District Judge
On this day, the Court considered Defendant's Motion to Dismiss Indictment (docket no. 23) (the "Motion to Dismiss") and the Government's Motion to Reconsider the Court's Order Dismissing the Indictment (docket no. 31) (the "Motion to Reconsider"). After reviewing the motions and each party's original and supplemental briefing, the Court finds that the Government's Motion to Reconsider should be granted and Defendant's Motion to Dismiss should be denied.
BACKGROUND
Defendant Margarito Zapata-Cortinas ("Defendant") has been indicted on a single count of alleged illegal reentry into the United States in violation of
Defendant's recent Indictment is premised on Defendant's prior removal from the United States to Mexico in February 2010. In relation to that removal, Defendant was served with a Notice to Appear ("NTA") on January 7, 2010. See docket no. 23-1. Defendant's NTA alleged that he was subject to removal from the United States because (i) he was not a citizen or national of the United States, and (ii) he was present in the United States without being admitted or paroled.
The record indicates that following service of the NTA, Defendant was held in detention. See docket no. 26 p. 2. On January 27, 2010, Defendant received a Notice *1011of Hearing stating that his removal hearing had been scheduled for February 1, 2010. See docket no. 31-2. Defendant remained in detention until his February 1, 2010 removal hearing, and Defendant "attended" his San Antonio removal proceedings via video conference from the Pearsall Detention Facility. See docket nos. 26 pp. 1-2 & 26-1. Following the hearing, Immigration Judge Margaret Burkhart found that Defendant was "subject to removal on the charge(s) in the Notice to Appear." Docket no. 26-1 (the "Removal Order"). As a result, Judge Burkhart ordered that Defendant be removed, and Judge Burkhart's Removal Order indicates that Defendant "waived" his right to appeal.
The record indicates that on May 3, 2018, Defendant was arrested by officers of Immigration and Customs Enforcement in San Antonio, Texas. See docket no. 1. On May 16, 2018, a Grand Jury returned the pending Indictment charging Defendant with a violation of
On October 2, 2018, this Court entered an Order dismissing Defendant's Indictment. See docket no. 28 (the "Prior Order"). Following entry of the Court's Prior Order, the Government filed its Motion to Reconsider the Court's dismissal of the Indictment. See docket no. 31. On October 15, 2018, Defendant filed a response to the Government's motion. See docket no. 35. In light of the split of authority that was developing among district courts as to Pereira's application in the context of § 1326(a) prosecutions, the Court vacated the Prior Order and requested supplemental briefing from each party on certain specific issues.1 See docket no. 36. Pursuant *1012to the Court's request, Defendant and the Government have each submitted supplemental briefing on the relevant issues. See docket nos. 40 & 42.
DISCUSSION
Defendant seeks dismissal of his Indictment under § 1326(a). Defendant argues that the immigration court was never vested with jurisdiction because the Notice to Appear he received was deficient under the applicable statutes and regulations. See docket nos. 23, 27 & 42. Accordingly, Defendant asserts that he has a due process right to challenge the prior Removal Order. See docket no. 23.
After reviewing Defendant's Motion to Dismiss, the Government's Motion to Reconsider, and the parties' original and supplemental briefing, this Court finds that Defendant's Indictment should not be dismissed. Although the Court concludes that Defendant's NTA was deficient, the Court also concludes that Defendant must satisfy the requirements of § 1326(d) to collaterally attack his underlying Removal Order. In this case, Defendant has not done so.
I. A Notice to Appear for Removal Proceedings Must Contain the Date and Time of the Removal Hearing
Title 8 U.S.C. § 1229a directs immigration judges to conduct proceedings for deciding the inadmissibility or deportability of an alien in the United States. See 8 U.S.C. § 1229a
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ORLANDO L. GARCIA, Chief United States District Judge
On this day, the Court considered Defendant's Motion to Dismiss Indictment (docket no. 23) (the "Motion to Dismiss") and the Government's Motion to Reconsider the Court's Order Dismissing the Indictment (docket no. 31) (the "Motion to Reconsider"). After reviewing the motions and each party's original and supplemental briefing, the Court finds that the Government's Motion to Reconsider should be granted and Defendant's Motion to Dismiss should be denied.
BACKGROUND
Defendant Margarito Zapata-Cortinas ("Defendant") has been indicted on a single count of alleged illegal reentry into the United States in violation of
Defendant's recent Indictment is premised on Defendant's prior removal from the United States to Mexico in February 2010. In relation to that removal, Defendant was served with a Notice to Appear ("NTA") on January 7, 2010. See docket no. 23-1. Defendant's NTA alleged that he was subject to removal from the United States because (i) he was not a citizen or national of the United States, and (ii) he was present in the United States without being admitted or paroled.
The record indicates that following service of the NTA, Defendant was held in detention. See docket no. 26 p. 2. On January 27, 2010, Defendant received a Notice *1011of Hearing stating that his removal hearing had been scheduled for February 1, 2010. See docket no. 31-2. Defendant remained in detention until his February 1, 2010 removal hearing, and Defendant "attended" his San Antonio removal proceedings via video conference from the Pearsall Detention Facility. See docket nos. 26 pp. 1-2 & 26-1. Following the hearing, Immigration Judge Margaret Burkhart found that Defendant was "subject to removal on the charge(s) in the Notice to Appear." Docket no. 26-1 (the "Removal Order"). As a result, Judge Burkhart ordered that Defendant be removed, and Judge Burkhart's Removal Order indicates that Defendant "waived" his right to appeal.
The record indicates that on May 3, 2018, Defendant was arrested by officers of Immigration and Customs Enforcement in San Antonio, Texas. See docket no. 1. On May 16, 2018, a Grand Jury returned the pending Indictment charging Defendant with a violation of
On October 2, 2018, this Court entered an Order dismissing Defendant's Indictment. See docket no. 28 (the "Prior Order"). Following entry of the Court's Prior Order, the Government filed its Motion to Reconsider the Court's dismissal of the Indictment. See docket no. 31. On October 15, 2018, Defendant filed a response to the Government's motion. See docket no. 35. In light of the split of authority that was developing among district courts as to Pereira's application in the context of § 1326(a) prosecutions, the Court vacated the Prior Order and requested supplemental briefing from each party on certain specific issues.1 See docket no. 36. Pursuant *1012to the Court's request, Defendant and the Government have each submitted supplemental briefing on the relevant issues. See docket nos. 40 & 42.
DISCUSSION
Defendant seeks dismissal of his Indictment under § 1326(a). Defendant argues that the immigration court was never vested with jurisdiction because the Notice to Appear he received was deficient under the applicable statutes and regulations. See docket nos. 23, 27 & 42. Accordingly, Defendant asserts that he has a due process right to challenge the prior Removal Order. See docket no. 23.
After reviewing Defendant's Motion to Dismiss, the Government's Motion to Reconsider, and the parties' original and supplemental briefing, this Court finds that Defendant's Indictment should not be dismissed. Although the Court concludes that Defendant's NTA was deficient, the Court also concludes that Defendant must satisfy the requirements of § 1326(d) to collaterally attack his underlying Removal Order. In this case, Defendant has not done so.
I. A Notice to Appear for Removal Proceedings Must Contain the Date and Time of the Removal Hearing
Title 8 U.S.C. § 1229a directs immigration judges to conduct proceedings for deciding the inadmissibility or deportability of an alien in the United States. See 8 U.S.C. § 1229a(a)(1)-(3) (directing that "immigration judge[s] shall conduct proceedings for deciding the inadmissibility or deportability of an alien" and stating that unless otherwise specified "a proceeding under this section shall be the sole and exclusive procedure for determining whether an alien may be admitted to the United States or, if the alien has been so admitted, removed from the United States"). The requirements for jurisdiction in the immigration court are set forth in regulations promulgated by the Attorney General pursuant to authority delegated to him by statute. See
Title
In removal proceedings under section 1229a of this title, written notice (in this section referred to as a "notice to appear") shall be given in person to the alien (or, if personal service is not practicable, through service by mail to the alien or to the alien's counsel of record, if any) specifying the following:
(A) The nature of the proceedings against the alien.
*1013(B) The legal authority under which the proceedings are conducted.
(C) The acts or conduct alleged to be in violation of law.
(D) The charges against the alien and the statutory provisions alleged to have been violated.
(E) The alien may be represented by counsel and the alien will be provided (i) a period of time to secure counsel under subsection (b)(1) of this section and (ii) a current list of counsel prepared under subsection (b)(2) of this section.
(F)(i) The requirement that the alien must immediately provide (or have provided) the Attorney General with a written record of an address and telephone number (if any) at which the alien may be contacted respecting proceedings under section 1229a of this title.
(ii) The requirement that the alien must provide the Attorney General immediately with a written record of any change of the alien's address or telephone number.
(iii) The consequences under section 1229a(b)(5) of this title of failure to provide address and telephone information pursuant to this subparagraph.
(G)(i) The time and place at which the proceedings will be held.
(ii) The consequences under section 1229a(b)(5) of this title of the failure, except under exceptional circumstances, to appear at such proceedings.
Because removal proceedings in the immigration court fall under the purview of § 1229a, the plain language of the statute appears to require that NTAs issued for those proceedings contain the time and place of the removal hearing. In Pereira v. Sessions, --- U.S. ----,
As a result, the plain reading of § 1229(a) and Pereira clearly demonstrate that an NTA that fails to include the time or place of the removal hearing is deficient under the statute, and this Court agrees with the other courts that have arrived at that conclusion in light of Pereira . See, e.g., United States v. Virgen-Ponce ,
In an attempt to avoid the result that one must reach by relying on the plain reading of the statute and the Supreme Court's Pereira opinion, the Government offers a few arguments, which the Court will address in turn.
First, the Government contends that an NTA may be a valid charging document without including the time and place of the removal proceedings because the applicable regulation promulgated by the Attorney General does not require that NTAs include this information. See docket no. 31 pp. 3-8. As discussed above, the statute requires that a notice to appear include numerous types of information, including the time and place of the removal hearing. See
The Government's contention is based on an incomplete reading of both Pereira and the applicable regulations. As an initial matter, the Government's reading of the regulations appears to ignore
More importantly, however, the Pereira decision seemingly eliminated the apparent loophole created by
Similarly, the Government's reliance on the requirements for a "Notice to Appear" under
Next, the Government asserts that the Pereira opinion should be viewed "narrowly" and should not be extended beyond application to the "stop-time rule." Docket no. 26 pp. 2-3. The Government directs the Court to a portion of the Pereira opinion in which the Supreme Court stated that "[a] notice that does not inform a noncitizen when and where to appear for removal proceedings is not a 'notice to appear under section 1229(a) ' and therefore does not trigger the stop-time rule."
In the Court's view, the Government's reading of Pereira places too much emphasis on the clause following the coordinating conjunction "and." See Pedroza-Rocha , No. EP-18-cr-1286-DB, docket no. 53 p. 7. The first portion of the sentence cited by the Government appears to describe the Supreme Court's conclusion with respect to the requirements for an NTA under § 1229(a). The second portion of the sentence-on which the Government's position *1016is based-appears to describe the application of the Supreme Court's conclusion, as opposed to a limitation on that conclusion. "Put another way, the Supreme Court stated that a notice to appear is invalid without designating the time and place and it was on this basis that the stop-time rule was not triggered." Ortiz , 347 F.Supp.3d at 407,
Moreover, it would be incongruous to interpret the plain language of § 1229(a)(1) differently depending on the Government's stated purpose, and there is no reason to construe "Notice to Appear" differently for the purposes of the "[i]nitiation of removal proceedings"-notably, the title of § 1229 -than when applying it in the "stop-time" context. See Clark v. Martinez ,
Finally, the Government argues that Pereira should be distinguished from this case because Defendant received actual notice of the date and time of his hearing and thus was able to attend the removal proceedings.5 See docket no. 26 p. 4; docket no. 31 p. 13. Although this distinction might be relevant as to the determination of any "actual prejudice" suffered by Defendant, see Section III and note 18, *1017infra , the fact that Defendant received actual notice does not make the legal holding of Pereira inapplicable in this case. The Government's argument appears to be premised on the idea that an incomplete NTA can be cured if the alien does in fact receive notice of the time and date of the removal hearing in a subsequent Notice of Hearing. See docket no. 31 pp. 13-14. However, the Government made similar arguments during the Pereira proceedings. See Br. for Resp't, Pereira v. Sessions , No. 17-459,
Here, the Court must rely upon the plain language of the statute as well as the relevant Supreme Court precedent from Pereira. The statute clearly states that an NTA must contain the time and place of the hearing, and an NTA that lacks such information "is not a notice to appear under section 1229(a)." Pereira ,
II. Notwithstanding the Invalid Notice to Appear for His Prior Removal Proceeding, Defendant Must Satisfy Requirements of § 1326(d)
Now that the Court has concluded that the NTA served on Defendant did not *1018satisfy § 1229(a)'s requirements, the Court must next address how-if at all-Defendant's prior receipt of an invalid NTA affects his pending indictment under
The Government contends that Defendant must satisfy the requirements of
(1) the alien exhausted any administrative remedies that may have been available to seek relief against the order;
(2) the deportation proceedings at which the order was issued improperly deprived the alien of the opportunity for judicial review; and
(3) the entry of the order was fundamentally unfair.
Defendant, on the other hand, contends that the requirements of § 1326(d) need not be satisfied because the invalid NTA rendered the prior Removal Order void for lack of jurisdiction. See docket nos. 35 p. 3 & 40 p. 1. The position finds support in the regulations governing removal proceedings in the immigration court, which make clear that jurisdiction does not vest with the immigration court until a "charging document" is filed.
*1019Alfredo Valladares , No. 1:17-CR-156-SS, docket no. 44 p. 17 ; Pedroza-Rocha , No. EP-18-CR-1286-DB, docket no. 53 p. 9 (quoting
Having considered both lines of arguments and the numerous decisions that have come out in the period since Pereira , the Court concludes that (i) a removal order that suffers jurisdictional defects may serve as the basis for a § 1326(a) prosecution, and (ii) a § 1326 defendant must satisfy the requirements of § 1326(d) in order to collaterally attack the underlying removal order.
By enumerating the specific requirements that must be satisfied in order for a defendant to collaterally attack a prior removal order, § 1326(d) necessarily contemplates that flawed or invalid removal proceedings may still serve as the basis of a "prior removal" in a § 1326(a) prosecution if the requirements are not met. Indeed, in United States v. Mendoza-Lopez , the Supreme Court noted that the language chosen by Congress when drafting § 1326 does not limit § 1326(a) prosecutions only to those cases in which the underlying removal was "lawful."8
In light of the Mendoza-Lopez decision, and given that the original text of § 1326"indicate[d] no Congressional intent to sanction challenges to deportation orders in proceedings under § 1326," Mendoza-Lopez ,
*1020United States v. Paredes-Batista ,
Moreover, the Court believes this same rule applies even when the "invalidity" or "unlawful" nature of the removal order is based on a jurisdictional defect. As an initial matter, there is no indication that Congress or the Mendoza-Lopez Court intended to treat jurisdictional defects differently than any other type of "unlawful" or invalid removal order. Indeed, the Court has found at least one case in which the Fifth Circuit has affirmed a defendant's § 1326 conviction notwithstanding the fact that his underlying removal order was issued by the BIA , which "does not have the authority to order the removal of an alien in the first instance."9 United States v. Castelan-Jaimes , 575 Fed. App'x 253, 254 (5th Cir. 2014) (per curiam) (unpublished decision).
Certain of the recent post- Pereira decisions have held that the requirements of § 1326(d) cannot bar collateral attacks based on the immigration court's lack of subject-matter jurisdiction because subject-matter jurisdiction cannot be "waived."10 See Pedroza-Rocha , No. EP-18-cr-1286-DB, docket no. 53 p. 9 ("[S]ubject matter jurisdiction cannot be waived and the immigration court's lack of this jurisdiction justifies dismissing the indictment."); Alfredo-Valladares , No. 17-CR-00156-SS, docket no. 44 p. 4 ("[Defendant] may ... collaterally attack the judgment as being void for lack of jurisdiction notwithstanding the fact that such grounds are absent from § 1326(d)."). However, although it is true that want of jurisdiction is generally not waivable during the underlying proceedings and immediate appeal, see In re Edwards ,
Accordingly, there is no constitutional, statutory or judicial doctrine that mandates that all collateral attacks on subject-matter jurisdiction must be entertained, and in fact, the express statutory language of § 1326(d) limits the exact scope of collateral attacks that are permissible. See Lira-Ramirez ,
The Court believes the present circumstances closely parallel those found in Castelan-Jaimes. Here, Defendant received a deficient NTA, and thus, it appears the immigration judge issued a removal order that was outside of her authority and for which there was no formal, vested jurisdiction. However, prior to Pereira , the immigration judge certainly had an "arguable basis" for believing she had jurisdiction over Defendant's removal proceedings, and there was no "clear usurpation of power" in issuing the underlying Removal Order. Thus, the legislative history and plain language of § 1326 and relevant Fifth Circuit precedent demonstrate that Defendant is not automatically permitted to collaterally attack his Removal Order for want of jurisdiction.
*1022Instead, Defendant may only collaterally attack his Removal Order if he can satisfy the elements of § 1326(d). As discussed below, Defendant cannot do so in this case.
III. Defendant Has Not Satisfied the Requirements of § 1326(d) in this Case
As set forth above,
The alien must prove all of the statutory requirements in order to successfully challenge the validity of the underlying deportation order. United States v. Cordova-Soto ,
Following a review of the record, the Court concludes that Defendant cannot satisfy § 1326(d)'s requirements, and specifically, the analysis can start and end with an analysis of §§ 1326(d)(1) and 1326(d)(2).14 The relevant question with respect to the § 1326(d)(2) analysis is whether the deportation proceedings "deprived" the defendant of the "opportunity for judicial review" to challenge the defects with his proceeding. The fact that a defendant chooses "not to make the attempt" to gain access to the courts and challenge the flaws with his underlying removal "does not mean that he was deprived of all avenues of judicial review of his removal order." United States v. Roque-Espinoza ,
Notwithstanding the fact that Defendant's NTA did not contain the time and date of his proceedings, it appears Defendant ultimately received notice of his hearing and appeared-via video conference-at the removal hearing.15 See docket no. 31-2. The record also indicates that Defendant was advised that he had the "right to appeal an adverse decision by the immigration judge,"see docket no. 31-1 p. 2, and it appears that Defendant voluntarily waived that right during his removal proceeding.16 See docket no. 31-3. To the extent Defendant wished to assert that his Notice to Appear was defective or that the immigration judge was operating without jurisdiction, the record makes clear that Defendant had the opportunity for judicial and/or administrative review. However, the fact that Defendant ultimately chose not to appeal the immigration judge's removal order does not "mean that he was deprived of all avenues of judicial review of his removal order." Roque-Espinoza ,
As a final argument, Defendant asserts that his non-compliance with the "exhaustion and judicial review [requirements]" should be excused because administrative and judicial review "would have been futile." See docket no. 40 p. 11. There is limited precedent for waiving the exhaustion of administrative remedies when such remedies would be "inadequate," and "[t]he best founded [circumstance] ... [occurs] where resort to the agency would be futile because the challenge is one that the *1024agency has no power to resolve in the applicant's favor." See Goonsuwan v. Ashcroft ,
The Court finds the present circumstances to be distinguishable from the circumstances under which exceptions to the exhaustion requirements are appropriate. As an initial matter, there is no indication that the BIA (or the Fifth Circuit) would have lacked the power or authority to declare Defendant's NTA deficient under the statute or the Removal Order invalid. Instead, it is well within an appellate body's power to declare orders void if the underlying tribunal lacked jurisdiction. See Diaz v. Sessions ,
Moreover, and notwithstanding the BLA's and Fifth Circuit's prior precedent, "the law would never change if litigants did not request the responsible tribunals to reconsider earlier rulings." Roque-Espinoza ,
Most importantly, Congress specifically enumerated the exhaustion requirements in § 1326(d), and the Court does not have the general authority to excuse the requirements based on equitable arguments. United States v. Gonzalez-Roque ,
Accordingly, Defendant's futility argument must be rejected, and the Court finds that Defendant is not excused from satisfying the administrative exhaustion and judicial review requirements in § 1326(d). Thus, the Court concludes that Defendant has failed to make the showing necessary to collaterally attack his prior Removal Order pursuant to § 1326(d) because Defendant cannot demonstrate that (i) he exhausted his administrative remedies ( § 1326(d)(1) ) and (ii) that his removal proceedings deprived him of the opportunity for judicial review ( § 1326(d)(2) ).18 On that basis, and notwithstanding the fact that the Court has concluded that Defendant received a deficient NTA for his underlying removal proceedings, Defendant's Motion to Dismiss must be denied.
CONCLUSION AND ORDER
For the reasons set forth above, the Government's Motion to Reconsider (docket no. 31) is GRANTED , and Defendant's Motion to Dismiss (docket no. 23) is DENIED .
It is so ORDERED .
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