United States v. Winters

105 F.3d 200
CourtCourt of Appeals for the Fifth Circuit
DecidedJanuary 23, 1997
Docket95-60093
StatusPublished
Cited by22 cases

This text of 105 F.3d 200 (United States v. Winters) is published on Counsel Stack Legal Research, covering Court of Appeals for the Fifth Circuit primary law. Counsel Stack provides free access to over 12 million legal documents including statutes, case law, regulations, and constitutions.

Bluebook
United States v. Winters, 105 F.3d 200 (5th Cir. 1997).

Opinion

105 F.3d 200

UNITED STATES of America,
Plaintiff--Appellee-Cross-Appellant,
Appellant--Cross-Appellee,
v.
Terry Lynn WINTERS, Defendant--Appellant-Cross-Appellee,
and
David Edward Johns, Defendant--Appellee-Cross-Appellant.

No. 95-60093.

United States Court of Appeals,
Fifth Circuit.

Jan. 23, 1997.

Appeals from the United States District Court for the Northern District of Mississippi.

John R. Hailman, Alfred E. Moreton, III, Thomas W. Dawson, Office of the United States Attorney, Oxford, MS, Dennis J. Dimsey, U.S. Department of Justice, Washington, DC, Louis Emmanuel Peraertz, U.S. Department of Justice, Appellate Section, Civil Rights Division, Washington, DC, for U.S.

James Preston Vance, Grenada, MS, for Winters.

William J. Clayton, Clayton & Vance, Batesville, MS, for Johns.

Before JONES and WIENER, Circuit Judges, and FURGESON,* District Judge.

FURGESON, District Judge:

Appellant-Cross Appellee Terry Lynn Winters ("Winters") appeals from his conviction in the court below on the grounds (1) that the district court's modified Allen1 charge was a misstatement of law and (2) that his conviction was against the weight of the evidence. Appellant-Cross Appellee David Edward Johns ("Johns") appeals on the ground that count nine of his indictment was duplicitous in violation of Fed.R.Crim.P. 8(a). Appellee-Cross-Appellant United States appeals on the ground that the district court incorrectly departed downward from the guidelines established by the United States Sentencing Commission in connection with the sentences for Winters and Johns. For the reasons set forth below, we affirm the convictions of Winters and Johns, but we vacate their sentences and remand for resentencing in compliance with the United States Sentencing Guidelines.

BACKGROUND

In November 1991, Winters and Johns were lieutenants at the Mississippi State Penitentiary ("MSP"). On November 17, 1991, Larry Floyd ("Floyd"), a minimum security inmate at MSP, escaped from the prison facility. He disguised himself in women's clothing, scaled a fence topped with razor wire, and stole a vehicle from the prison grounds. Rounding a turn in the vicinity of the prison, Floyd lost control of the vehicle and rolled it into a ditch. Later investigation of the accident scene revealed a considerable amount of blood in and around the vehicle, apparently from the injuries Floyd sustained in the accident.

Floyd continued his escape on foot, ultimately hiding in an abandoned house near the prison. Upon his capture the following day, Floyd was handcuffed and then beaten by several officers despite the absence of any resistance on his part. Floyd was then placed on his back in a truck for return to MSP. Robert McKnight ("McKnight"), a fellow guard at MSP, testified that during the ride back to the prison, Winters squatted down over Floyd and, while holding his service revolver, rapidly raised and lowered his arm towards Floyd's head. McKnight was prevented from seeing the blows delivered because Winters was between him and the victim. McKnight did, however, testify that Floyd was knocked unconscious by the blows. In fact, the injury was so severe that Winters had the truck stopped to determine whether Floyd was still alive. McKnight further testified that although Floyd did not appear to be bleeding when placed in the truck, he was laying in a small pool of blood upon arrival at the prison. Another prison officer, Rogers, also testified that he saw Winters strike Floyd with his service revolver.

After reaching MSP, Floyd was examined by Dr. John Dial ("Dr. Dial"), who found several wounds to the head and multiple scratches and bruises on Floyd's lower body. The wounds to the head included a large knot above Floyd's right eye, a split lower lip, and a severe laceration to the upper back part of the head. The laceration had severed a small artery and was bleeding profusely. Dr. Dial testified that this wound appeared to be very recent in nature. He further testified that, had the wound occurred the previous day as a result of Floyd's automobile accident, as argued by Winters, Floyd would almost certainly have bled to death unless he had applied pressure to the wound continuously throughout the night. Dr. Dial noted that the absence of blood found in the abandoned house where Floyd spent the night was also inconsistent with the assertion that such a serious wound occurred the previous day. Finally, Dr. Dial testified that the wound sustained by Floyd was consistent with the type of wound that might result from a blow by a gun barrel.

During the grand jury hearings regarding the incident, McKnight was called to testify. In all his previous statements, he had said nothing happened in connection with the apprehension and return of Floyd. On the evening before McKnight was to testify to the grand jury, Winters and Johns visited McKnight's home. Winters, who was McKnight's superior, told McKnight that, if he stuck to his story that nothing had happened, everything would be all right. On the following day, Johns asked McKnight whether he had seen Winters strike Floyd. McKnight responded in the affirmative. However, later the same day, Johns told FBI Special Agent Mike Beaver that he had not discussed the assault with McKnight and that McKnight had not told him that McKnight saw Winters assault Floyd.

The grand jury indicted five defendants, including Winters and Johns, of various federal crimes. Winters was named in three counts: counts four, five, and nine. Johns was named in count nine. The case was tried for seven days and then went to the jury. After the jury had deliberated for seven hours, the court called it into the courtroom to inquire on its progress. The foreman informed the court that the jury had voted on all but one defendant. Thirty minutes later, the foreperson sent a note stating that the jury was hung on every defendant except for Johns, whom they had found guilty. The court then summoned the jury to the courtroom and delivered a supplemental Allen charge. After once again retiring, the jury returned with a conviction of Winters. All other defendants were acquitted.

The jury found Winters guilty of deprivation of rights under color of law in violation of 18 U.S.C. § 242 (count four), use of a firearm during and in relation to a crime in violation of 18 U.S.C. § 924(d) (count five), and obstruction of justice in violation of 18 U.S.C. § 1503 (count nine). The district court imposed concurrent, 12-month terms of imprisonment for counts four and nine and a consecutive, 60-month term of imprisonment on count five; concurrent, three-year terms of supervised release; a special assessment of $150; and a fine in the amount of $2,000. The district court supported the downward departure from the guideline range on the basis that Winters's crime was a single act of aberrant behavior.

The jury found Johns guilty of influencing and impeding the due administration of justice in violation of 18 U.S.C. § 1503 (count nine). In a downward departure, the district court sentenced Johns to probation for a term of three years and a special assessment of $50.

Free access — add to your briefcase to read the full text and ask questions with AI

Related

United States v. Weaver
Fifth Circuit, 2025
Dawn Best v. William Johnson
714 F. App'x 404 (Fifth Circuit, 2018)
United States v. Stinnett
313 F. App'x 711 (Fifth Circuit, 2009)
United States v. Ramos
537 F.3d 439 (Fifth Circuit, 2008)
United States v. Allard
464 F.3d 529 (Fifth Circuit, 2006)
United States v. Castillo
Fifth Circuit, 2005
United States v. Flores
122 F. App'x 720 (Fifth Circuit, 2004)
United States v. Redd
Fifth Circuit, 2004
United States v. Payne
341 F.3d 393 (Fifth Circuit, 2003)
United States v. Grosenheider
200 F.3d 321 (Fifth Circuit, 2000)
United States v. Bergman
Fifth Circuit, 1999
United States v. Winters
Fifth Circuit, 1999
United States v. Threadgill
172 F.3d 357 (Fifth Circuit, 1999)
United States v. Hemmingson
157 F.3d 347 (Fifth Circuit, 1998)
United States v. Parker
133 F.3d 322 (Fifth Circuit, 1998)
Gochicoa v. Johnson
Fifth Circuit, 1997
United States v. Delvalle
967 F. Supp. 781 (E.D. New York, 1997)

Cite This Page — Counsel Stack

Bluebook (online)
105 F.3d 200, Counsel Stack Legal Research, https://law.counselstack.com/opinion/united-states-v-winters-ca5-1997.